Financial Services Companies definition

Financial Services Companies means companies that operate in the financial services industry, as determined by the Manager.
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Financial Services Companies means banks, savings and loan associations, credit unions, mortgage companies, insurance companies, broker-dealers, securities placement agents, financial advisory firms, investor relations firms, hedge funds, mutual funds and financial Web sites for other companies that offer financial services.
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Financial Services Companies means, collectively, (i) a newly formed Delaware corporation into which the Company will transfer the Transferred Assets in connection with or in contemplation of the initial public offering of the common stock of such entity, (ii) Direct Merchants Credit Card Bank, National Association, (iii) Fingerhut Financial Services Receivables, Inc., (iv) DMCCB, Inc., (v) Fingerhut Financial Services Corporation and (vi) any subsidiary of such newly formed Delaware corporation hereafter formed. Intercompany Agreements--shall mean any agreements entered into between the Company or any Subsidiary that is not one of the Financial Services Companies and any of the Financial Services Companies prior to or as of the date of closing of, and in connection with or in contemplation of, the initial public offering of the common stock of the Financial Services Companies (including, without limitation, the Database Access Agreement, the Co-Brand Agreement, the Administrative Services Agreement, the Data Sharing Agreement, the Tax Sharing Agreement, the Extended Service Plan Agreement, the Services Agreement, the Transfer Agreement and the Registration Rights Assessment). Net Worth--(i) of any person other than the Company shall mean, as of any date as of which the amount thereof is to be determined, the stockholders' equity of such person and (ii) of the Company shall mean, as of any date as of which the amount thereof is to be determined, the sum of (A) the stockholders' equity of the Company immediately following the initial public offering of the common stock of the Financial Services Companies, excluding any minority equity interest in any of the Financial Services Companies, (B) the cumulative Net Earnings of the Company, excluding the Net Earnings of the Financial Services Companies, from the date of the initial public offering of the common stock of the Financial Service Companies to the date as of which the amount thereof is to be determined, and (C) the aggregate amount of cash dividends received by the Company or any of the Subsidiaries from any of the Financial Services Companies from the date of the initial public offering of the common stock of the Financial Services Companies to the date as of which the amount thereof is to be determined; provided that, for the purposes of clauses (i) and (ii) above, any computation of Consolidated Net Worth of the Company and the Subsidiaries shall not include the equity interest of the Company or any Subsidiary in the undistribut...
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Examples of Financial Services Companies in a sentence

  • Furthermore:• Contractor agrees to disclose information and provide affirmations and certifications to comply with Sections 139-j and 139-k of the State Finance Law.• Contractor agrees to cooperate with NYSIF’s periodic risk assessment of Contractor and the continued adequacy of its cybersecurity practices, in accordance with 23 NYCRR 500.11(a)(4) of the Cybersecurity Requirements for Financial Services Companies, as promulgated by the Department of Financial Services.

  • Scheme will also invest Equity and Equity related instrument of other than Banking & Financial Services Companies.

  • The Scheme being sectoral in nature, the upper ceiling on investments made in Equity Shares of Banking & Financial Services Companies will be in accordance with their Weightage in the Benchmark Index i.e. NIFTY Financial Services Index or 10% of the NAV of the scheme whichever is higher.

  • The fund may invest in Banks, Non-Banking Financial Services Companies, Insurance companies, Asset Management companies, Rating agencies, Broking companies, Microfinance companies, Housing Finance Companies, Wealth Management Companies etc.

  • Further information is available from the Financial Services Companies Scheme at 10th Floor, Beaufort House, 15 St Botolph Street, London EC3A 7QU.

  • Annex 1[Paragraph 3] Financial Services Companies For the purpose of prudential guidelines on investments in subsidiaries and other companies, ‘financial services companies’ are companies engaged in the ‘business of financial services’.

  • However, there is no assurance that the investment objectiveof the Schemes will be realized.• Equity and Equity related securities of Banking and Financial Services Companies - 80% - 100%- High• Debt & Money market instruments.

  • B), and applicable state privacy and cybersecurity laws and regulations, including, but not limited to, California Consumer Privacy Act (to the extent applicable), 11 NYCRR 421-Insurance Regulation No. 173, NYDFS Cybersecurity Requirements For Financial Services Companies, 23 NYCRR 500 et.

  • The portfolio of Equity and Equity related instruments of Banking & Financial Services Companies will comprise of stocks forming part of the constituent of the Benchmark Index as well of other stocks which are classified / covered under banking and financial services as detailed above.

  • For the purposes of the above guidelines, Financial Services Companies shall have the meanings as detailed in Annex 1.


More Definitions of Financial Services Companies

Financial Services Companies means, collectively, (i) a newly formed Delaware corporation into which the Company will transfer the Transferred Assets in connection with or in contemplation of the initial public offering of the common stock of such entity, (ii) Direct Merchants Credit Card Bank, National Association, (iii) Fingerhut Financial Services Receivables, Inc., (iv) DMCCB, Inc., (v) Fingerhut Financial Services Corporation and (vi) any subsidiary of such newly formed Delaware corporation hereafter formed. Intercompany Agreements -- shall mean any agreements entered into between the Company or any Subsidiary that is not one of the Financial Services Companies and any of the Financial Services Companies prior to or as of the date of closing of, and in connection with or in contemplation of, the initial public offering of the common stock of the Financial Services Companies (including, without limitation, the Database Access Agreement, the Co-Brand Agreement, the Administrative Services Agreement, the Data Sharing Agreement, the Tax Sharing Agreement, the Extended Service Plan Agreement, the Services Agreement, the Transfer Agreement and the Registration Rights Agreement). Transferred Assets -- shall mean, collectively, (i) the capital stock of (A) Direct Merchants Credit Card Bank, National Association (B) Fingerhut Financial Services Receivables, Inc., (C) DMCCB, Inc. and (D) Fingerhut Financial Services Corporation and (ii) certain assets of the Company related to its extended service plan, third-party insurance and financial services businesses with an aggregate book value not to exceed (A) in the case of MasterCard credit card receivables, One Billion, Two Hundred Million Dollars ($1,200,000,000) in receivables existing as of July 7, 1996, plus the amount of any additional receivables arising subsequent to July 7, 1996, and prior to the closing date of the initial public offering of the common stock of the Financial Services Companies, and (B) in the case of all other assets related to the extended service plan, third-party insurance and financial services businesses, One Hundred Fifty Million Dollars ($150,000,000)."
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Related to Financial Services Companies

  • Financial Services Business for purposes of this Unit Agreement shall mean the business of banking, including deposit, credit, trust and investment services, mortgage banking, asset management, and brokerage and investment banking services. (C) The term "Managerial Responsibilities" for purposes of this Unit Agreement shall mean managerial and supervisory responsibilities and duties that are substantially the same as that Grantee is performing for SunTrust or a SunTrust Affiliate on the date of this Unit Agreement. (D) The term "SunTrust Affiliate" for purposes of this Unit Agreement shall mean any corporation which is a subsidiary corporation (within the meaning of §424(f) of the Code) of SunTrust except a corporation which has subsidiary corporation status under §424(f) of the Code exclusively as a result of SunTrust or a SunTrust Affiliate holding stock in such corporation as a fiduciary with respect to any trust, estate, conservatorship, guardianship or agency. (E) The term "Territory" for purposes of this Unit Agreement shall mean the states of Alabama, Florida, Georgia, Maryland, North Carolina, South Carolina, Tennessee, Virginia, and the District of Columbia, which are the states and Territories in which SunTrust has significant operations on the date of this Unit Agreement. (F) "Trade Secret" for purposes of Unit Agreement shall mean information, including, but not limited to, technical or nontechnical data, a formula, a pattern, a compilation, a program, a device, a method, a technique, a drawing, a process, financial data, financial plans, product plans, or a list of actual or potential customers or suppliers that: (i) derives economic value, actual or potential, from not being generally known to, and not being readily ascertainable by proper means by, other persons who can obtain economic value from it is disclosure or use, and (ii) is the subject of reasonable efforts by SunTrust or a SunTrust Affiliate to maintain its secrecy.

  • Financial Services Provider means any Lender and any other provider of financial services or products;

  • Financial Services means those activities described in Annex VI. The Stabilisation and Association Council may extend or modify the scope of that Annex.

  • financial service provider means a person engaged in the business of providing financial services in terms of authorisation issued or registration granted by a financial sector regulator;

  • financial service means a service of a financial nature, including insurance, and a service incidental or auxiliary to a service of a financial nature;

  • Operating Companies means, collectively, the Creekside Operating Company, the Mentone Operating Company and the Yucaipa Operating Company. “Operating Company” means any of the Operating Companies.

  • financial group means a group that consists of a legal person or legal arrangement exercising control and coordinating functions over the rest of the group for the application of group supervision under the Core Principles, and its branches and subsidiaries that are financial institutions as defined in section 27A(6) of the MAS Act or the equivalent financial institutions outside Singapore;

  • Healthcare services means services or goods provided for

  • Asset Management Plan means a plan created by the department and approved by the state transportation commission or a plan created by a local road agency and approved by the local road agency's governing body that includes provisions for asset inventory, performance goals, risk of failure analysis, anticipated revenues and expenses, performance outcomes, and coordination with other infrastructure owners.

  • financial service supplier means any natural or juridical person of a Party wishing to supply or supplying financial services but the term “financial service supplier” does not include a public entity;

  • BPO Services means Provider’s business process outsourcing services described in the applicable Solution Exhibit, whereby Provider assumes responsibility for Customers’ business processes.

  • Special Services means all forms of services pertaining

  • Commercial Services means any waste management service, relating or connected to accumulating, collecting, managing, recycling, sorting, storing, treating, transporting, disposing, buying or selling of waste or any other manner of handling waste excluding services rendered by the municipality;

  • Holding Companies means, collectively, the Company and Holdings, and each is a “Holding Company”.

  • Pharmacy services means the practice of pharmacy as defined in chapter 18.64 RCW and includes any drugs or devices as defined in chapter 18.64 RCW.

  • Corporate Services Provider means Computershare Trust Company of Canada, a trust company formed under the laws of Canada, as corporate services provider to the Liquidation GP under the Corporate Services Agreement, together with any successor corporate services provider appointed from time to time;

  • Operating Company means an “operating company” within the meaning of 29 C.F.R. §2510.3-101(c) of the Plan Asset Regulations.

  • Insurance holding company system means a group of two or more affiliated persons, at least one of whom is an insurer.

  • Data Services The Customer will receive a discount equal to 25% for the following Data Services: Access: Standard VBS2 Guide local loop charges for DS-1 Access and DS-3 Access Service.

  • Information Services means the Municipal Securities Rulemaking Board’s Electronic Municipal Market Access System; or, such other services providing information with respect to called municipal obligations as the District may specify in writing to the Paying Agent or as the Paying Agent may select.

  • COVERED HEALTHCARE SERVICES means any service, treatment, procedure, facility, equipment, drug, device, or supply that we have reviewed and determined is eligible for reimbursement under this plan.

  • Founding Companies has the meaning set forth in the third recital of this Agreement.

  • Beta Services means Xxxxxx services or functionality that may be made available to Customer to try at its option at no additional charge which is clearly designated as beta, pilot, limited release, developer preview, non-production, evaluation, or by a similar description.

  • audit services means the professional services rendered by the Corporation’s external auditor for the audit and review of the Corporation’s financial statements or services that are normally provided by the external auditor in connection with statutory and regulatory filings or engagements;

  • Foster care services means the provision of a full range of casework, treatment and community

  • CAISO Global Resource ID means the number or name assigned by the CAISO to the CAISO-Approved Meter.