Financial professional means a producer that is regulated and acting as:

Financial professional. This Schedule of Commissions and Service Fees ("Schedule") supersedes any previous Schedules, is hereby made part of our dealer agreement ("Agreement") with you and will remain in effect until modified or rescinded by us. Capitalized terms used in this Schedule and not defined herein have the same meaning as such terms have in the Agreement. All commission rates and service fee rates set forth in this Schedule may be modified by us from time to time without prior notice.

Financial professional means a producer that is regulated and acting as any of the following:

Examples of Financial professional in a sentence

Women of childbearing potential need to be on or use contraception, or be abstinent during the study period.
The City accounted for 522,000 jobs, or 10% of London’s total workforce, and 1 in 59 of all workers in Great Britain.20 Financial, professional and business services were the largest employers in the City, employing 374,000 people.
SectionsV.A.1.c and V.A.2.c provide further protections against potential conflicts of interest.Conflict of Interest: Financial, professional, or personal bias or interests that may prejudice a committee member’s decision.
Minnesota Life Allocation Options for Indexed and Variable Universal Life Products Variable Universal Life products This transaction was initiated by: ☐ Policyowner ☐ Financial professional • Select Net Premium Allocations.
Entertainment; Fees and admissions; Audio and visual equipment and services; Pets, toys, hobbies and playgroundequipment Financial, professional, miscellaneous servicesPersonal care, dry cleaning, petgrooming and sitting, photo processing, death care1.

More Definitions of Financial professional

Financial professional means any professional employee of Nomura Group in the area of finance, controllers, tax, treasury, risk management or investor relations and also includes the Group CEO, the Chief Financial Officer, the Chief Risk Officer and a chairman of the Disclosure Committee of the Company and all Division Heads, all Business Division Heads, all Business Line Heads, all Business Infrastructure Division Heads and Regional Heads of Nomura Group.

Financial professional means any professional employee of Nomura Group in the area of finance, controllers, tax, treasury, risk management or investor relations and also includes the Chief Executive Officer, the Chief Financial Officer, the Chief Risk Officer and a chairman of the Disclosure Committee of the Company and all Division CEOs, all Business Division CEOs, all Business Line Heads, all Business Infrastructure Division Heads and Regional CEOs of Nomura Group.

Financial professional means an insurance producer who is regulated and acting as:

Financial professional means a licensee that is regulated and acting as:

Financial professional means the registered representative who sold you this policy.

Financial professional means any professional employee of Nomura Group in the area of finance, controllers, tax, treasury, risk management or investor relations and also includes the Chief Executive Officer, the Chief Financial Officer, and a Chairman of the Disclosure Committee of the Company and all Business Line Heads and Regional Managements of Nomura Group.

Financial professional means an ASIC registered Financial Services Licence Holder or a Licensed Authorised Representative; or, a qualified accountant who is a member of a relevant Professional Association, and who is recognised by the Committee as having appropriate expertise to be a Collaborative professional.