Financial Markets Conduct Act definition

Financial Markets Conduct Act means the Financial Markets Conduct Act 2013.
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Financial Markets Conduct Act means the Financial Markets Conduct Act 2013. "Financial Product" means a Financial Product as defined in the NZX Rules. "Interest Group" has the meaning set out in section 116 of the Act.
Sample 1
Financial Markets Conduct Act means the Financial Markets Conduct Act 2013. "Interest Group" has the meaning set out in section 116 of the Act.
Sample 1

Examples of Financial Markets Conduct Act in a sentence

  • This Prospectus has not been registered, filed with or approved by any New Zealand regulatory authority under the Financial Markets Conduct Act 2013 (New Zealand).

  • Other laws affecting members, including the appropriate provisions of the Local Authorities (Members Interests) Act 1968; and sections 99, 105, and 105A of the Crimes Act 1961; and the Secret Commissions Act 1910; and the Financial Markets Conduct Act 2013.

  • Statutory baseThe Company is registered under the Companies Act 1993 and is an FMC reporting entity under Part 7 of the Financial Markets Conduct Act 2013.

  • New Zealand This document has not been registered, filed with or approved by any New Zealand regulatory authority under the Financial Markets Conduct Act 2013 (the FMC Act).

  • The Entitlement Offer is made to Eligible Shareholders with an address in New Zealand, in reliance on the Financial Markets Conduct Act 2013 (New Zealand) and the Financial Markets Conduct (Incidental Offers) Exemption Notice 2021.

  • For capital raising purposes including use within the Product Disclosure Statement as required by the Financial Markets Conduct Act.

  • Section 5 of the CCCFA which uses the definition in section 6(1) of the Financial Markets Conduct Act 2013 ( FMCA).

  • If You are in New Zealand, You acknowledge that the Offer is being made in New Zealand in reliance on the New Zealand mutual recognition regime set out in Part 9 of the New Zealand Financial Markets Conduct Act 2013 and Part 9 of the New Zealand Financial Markets Conduct Regulations 2014 and the Offer and the content of the Information Materials are principally governed by Australian, rather than New Zealand, law.

  • New Zealand The Securities are not being offered to the public within New Zealand other than to existing shareholders of the Company with registered addresses in New Zealand to whom the offer of these securities is being made in reliance on the transitionalprovisions of the Financial Markets Conduct Act 2013 (New Zealand) and the Financial Markets Conduct (Incidental Offers) Exemption Notice 2021 (New Zealand).

  • The Group is an FMC reporting entity under part 7 of the Financial Markets Conduct Act 2013 (New Zealand).The Group comprises the parent Group and its wholly owned subsidiaries.

Related to Financial Markets Conduct Act

  • Society Act means the Society Act of British Columbia from time to time in force and all amendments to it;

  • online marketplace means a service using software, including a website, part of a website or an application, operated by or on behalf of a trader which allows consumers to conclude distance contracts with other traders or consumers;

  • OTC Markets means either OTC QX or OTC QB of the OTC Markets Group, Inc.

  • Central Bank Regulations means the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) (Undertakings for Collective Investment in Transferable Securities) Regulations, 2019, as may be amended from time to time;

  • Central Bank Rules means the UCITS Regulations, Central Bank Regulations and any regulations, guidance and conditions issued by the Central Bank from time to time pursuant to the UCITS Regulations, the Central Bank Regulations and/or the Central Bank Act regarding the regulation of undertakings for collective investment in transferable securities, as such may be amended, supplemented or replaced from time to time;