Financial Advisers definition

Financial Advisers means all staff, Appointed Representatives, Introducer Appointed Representatives and Registered Individuals of You;
Financial Advisers means Lazard Frères and UBS Limited, financial advisers to the Bank in connection with the Restructuring;
Financial Advisers. ’ means CICC and Merrill Lynch; ‘‘First Closing Date’’ means 29 December 2005;

Examples of Financial Advisers in a sentence

  • CGS-CIMB Malaysia has no obligation to update, revise or reaffirm its opinion or the information in this research reports after the date of this report.New Zealand: In New Zealand, this report is for distribution only to persons who are wholesale clients pursuant to section 5C of the Financial Advisers Act 2008.Singapore: This report is issued and distributed by CGS-CIMB Securities (Singapore) Pte Ltd (“CGS-CIMB Singapore”).

  • Accordingly, it is exempted from the requirement to hold a financial adviser’s licence under the Financial Advisers Act, Cap 110 (“FAA”) for advising on investment products, by issuing or promulgating research analyses or research reports, whether in electronic, print or other form.

  • CGS-CIMBR is a financial adviser licensed under the Financial Advisers Act, Cap 110 (“FAA”) for advising on investment products, by issuing or promulgating research analyses or research reports, whether in electronic, print or other form.

  • CGS-CIMB Malaysia has no obligation to update, revise or reaffirm its opinion or the information in this research reports after the date of this report.New Zealand: In New Zealand, this report is for distribution only to persons who are wholesale clients pursuant to section 5C of the Financial Advisers Act 2008.Singapore: This report is issued and distributed by CGS-CIMB Research Pte Ltd (“CGS-CIMBR”).

  • No. 196800306E) or DBSVS (Company Regn No. 198600294G), both of which are Exempt Financial Advisers as defined in the Financial Advisers Act and regulated by the Monetary Authority of Singapore.


More Definitions of Financial Advisers

Financial Advisers means J.P. Morgan and BofA Merrill Lynch;
Financial Advisers means (in alphabetical order) Goldman Sachs and J.P.
Financial Advisers any Japara Group Member materially amends any agreement or arrangement with a Financial Adviser which has been disclosed to Bidder before the date of this deed or enters into an agreement or arrangement with a new Financial Adviser or enters into a new agreement or arrangement with an existing Financial Adviser;
Financial Advisers. ’ means CICC and Merrill Lynch;
Financial Advisers means, in relation to Brit, X.X. Xxxxxx Securities plc, Numis Securities Limited and Xxxxxx Structured Financial Solutions Limited and, in relation to Fairfax, RBC Europe Limited;
Financial Advisers means Orion and JPMorgan;
Financial Advisers means Deutsche Bank AG, London Branch and Perella Weinberg UK Limited (in its respective capacity as joint financial adviser to the Purchaser);