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issuable: (i) in connection with any Approved Stock Plan; (ii) upon conversion of any Preferred Stock or this exercise of the Warrant; and (iii) upon conversion of any Options or Convertible Securities which are outstanding on the day immediately preceding the Closing Date, provided that the terms of each such Options or Convertible Securities are not amended, modified or changed on or after the Closing Date.", "title": "Excluded Security", "size": 116, "id": "excluded-security", "examples": ["Each <strong>Excluded Security</strong> issued and outstanding immediately prior to the Effective Time, shall, by virtue of the Merger and without any action on the part of the holder thereof, cease to be outstanding, shall be cancelled and retired without payment of any consideration therefor and shall cease to exist subject to the rights of the holder thereof, if such holder is a Dissenting Securityholder, under Section 262 of the DGCL.", "Except as set forth in Section 3.07(a) of the Disclosure Schedule and as such list is updated pursuant to Section 5.10, none of the investments listed in the Investment Portfolio is in default in the payment of principal or interest and none of such investments (x) is rated below investment grade or (y) is an <strong>Excluded Security</strong>.", "If at any time Manager becomes aware that any <strong>Excluded Security</strong> is held in the FOLIOfn Account, Manager promptly shall sell such <strong>Excluded Security</strong> in the normal course of business.", "<strong>Excluded Security</strong> may consist of, but is not limited to, one or more standby letters of credit or other third party guarantees or indemnities, in each case, approved in writing by Eximbank.", "No securities issued in connection with a Variable Rate Transaction (as defined below) shall be an <strong>Excluded Security</strong>.", "In addition, for the avoidance of doubt, \u201cExcluded Securities\u201d also include the filing of any registration statement of 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