Excluded Investment Products definition

Excluded Investment Products means any capital markets products that belong to a class of capital markets products listed in the Schedule to the Securities and Futures (Capital Markets Products) Regulations 2018;
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Excluded Investment Products means any capital markets products mentioned in paragraph 1 of the Schedule to the Securities and Futures (Capital Markets Products) Regulations 2018;
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Excluded Investment Products or “EIPs” means any capital markets products that belong to a class of Capital Markets Products listed in the Schedule to the Securities and Futures (Capital Markets Products) Regulations 2018 and as defined in MAS Notice SFA 04-N12: Notice on the Sale of Investment Products and MAS Notice FAA-N16: Notice on Recommendations on InvestmentProducts. “Excess Funds” shall have the meaning given to it in Clause 23 of the Customer Agreement. “Expert Investor” shall have the same meaning ascribed to it in the SFA. “Fees” shall have the meaning ascribed to it in Clause 13 of the Customer Agreement. “Force Majeure Event” shall have the meaning ascribed to it in Clause 29.7 of the Customer Agreement. “Gross Negligence” in relation to a person, shall mean a standard of conduct beyond negligence whereby that person acts with reckless disregard for the consequences of a breach of duty of careowed to another. “Institutional Investor” shall have the same meaning ascribed to it in the SFA. “Instructions” shall mean any Customer’s communication, instruction, order, message data or information transmitted to us by the Customer or their Authorised Person/s, electronically through or pursuant to the Platform or otherwise referable to your Access Methods, or any information delivered to us, including both online or offline by any methods including but not limited to oral, phone, email, internet or any other electronic means or written form, as well as any instruction, request or order to revoke, ignore or vary any previous request or order in respect of a Transactionor Account. “Intermediary” shall have the meaning given to it in Clause 14.1 of the Customer Agreement. “Intermediary Default” shall have the meaning given to it in Clause 14.3 of Customer Agreement. “Know-Your-Customer and Anti-Money Laundering” shall mean the prevention of money laundering, tax evasionand the countering of financing of terrorism.
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Examples of Excluded Investment Products in a sentence

  • Accordingly, the Sub-Fund will not invest in any product or engage in any transaction which may cause such Shares not to be regarded as Excluded Investment Products and Prescribed Capital Markets Products.

  • FDIs”) The Manager may use or invest in FDIs on behalf of a Sub-Fund in accordance with the Securities and Futures (Capital Markets Products) Regulations 2018 (to the extent that Units of a Sub-Fund are Excluded Investment Products and Prescribed Capital Markets Products) and Appendix 1 of the Code.

  • In any event, not more than 10% of the Sub-Fund’s assets will be invested in the aforementioned FDIs. Subject to the Constitution and the Code, the Sub-Fund may participate in securities lending and repurchase transactions and as long as the Sub-Fund is an Excluded Investment Product and Prescribed Capital Markets Products, in accordance with and subject to compliance with the limits and/or restrictions (if any) applicable to Excluded Investment Products and Prescribed Capital Markets Products.

  • For so long as the Shares are Excluded Investment Products and Prescribed Capital Markets Products, the Sub-Fund will not invest in any product or engage in any transaction which may cause the Shares not to be regarded as Excluded Investment Products and Prescribed Capital Markets Products (unless otherwise permitted by the MAS).

  • Subject to the Securities and Futures (Capital Markets Products) Regulations 2018 (to the extent that Units of a Sub-Fund are Excluded Investment Products and Prescribed Capital Markets Products), the Manager may use or invest in FDIs on behalf of a Sub-Fund for the purposes of hedging, efficient portfolio management, optimising returns or a combination of all three.

  • For so long as the Units are Excluded Investment Products and Prescribed Capital Markets Products, the Sub-Fund will not invest in any product or engage in any transaction which may cause the Units not to be regarded as Excluded Investment Products and Prescribed Capital Markets Products (unless otherwise permitted by the MAS).

  • For so long as the Units of this Sub-Fund are Excluded Investment Products and Prescribed Capital Markets Products, this Sub-Fund does not and will not invest in any product or engage in any transaction which may cause the Units not to be regarded as Excluded Investment Products and Prescribed Capital Markets Products.

  • The USD Class Shares of the Sub-Fund are Excluded Investment Products and Prescribed Capital Markets Products.

  • Notification under Section 309B of the Securities and Futures Act 2001 of Singapore: The Preferential Offering Stapled Securities are prescribed capital markets products (as defined in the Securities and Futures (Capital Markets Products) Regulations 2018) and Excluded Investment Products (as defined in MAS Notice SFA 04-N12: Notice on the Sale of Investment Products and MAS Notice FAA-N16: Notice on Recommendations on Investment Products).

  • As at the date of this Prospectus, the Units of this Sub-Fund are classified as Excluded Investment Products and Prescribed Capital Markets Products.


More Definitions of Excluded Investment Products

Excluded Investment Products. (as defined in MAS Notice SFA 04-N12: Notice on the Sale of Investment Products and MAS Notice FAA-N16: Notice on Recommendations on Investment Products). ANNEX IV FORM OF OPINIONS OF DXXXX XXXX & WXXXXXXX LONDON LLP, U.S. COUNSEL AND U.K. TAX COUNSEL FOR THE COMPANY [Form of U.S. Opinion] To be included as a Statement of Fact before the opinion: The Registration Statement became effective under the 1933 Act and the Indenture qualified under the Trust Indenture Act upon the filing of the Registration Statement with the Commission on December 9, 2020 pursuant to Rule 462(e). Based upon the foregoing, and subject to the additional assumptions and qualifications set forth below, we are of the opinion that:
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Related to Excluded Investment Products

  • Approved Investment means any type of security, instrument, participation or interest in property, as set forth on Schedule I hereto (which may be amended from time to time by execution of a revised Schedule I, I-A or I-B) in which Cash Collateral may be invested or reinvested by Bank in accordance with Paragraph 2 of Article IV hereof.

  • Excluded Equity means any Voting Stock in excess of 66% of the total outstanding Voting Stock of any direct Subsidiary of any Grantor that is a Non-U.S. Person. For the purposes of this definition, “Voting Stock” means, as to any issuer, the issued and outstanding shares of each class of capital stock or other ownership interests of such issuer entitled to vote (within the meaning of Treasury Regulations § 1.956-2(c)(2)).

  • Related Products means (i) with respect to Resource Adequacy Benefits that portion of the Resource Adequacy Benefits that are in excess of those Resource Adequacy Benefits used by Seller or by a Site Host, both in connection with the Host Site, to meet a known and established, at the point in time when the Resource Adequacy Benefits are to be used, resource adequacy obligation under any Resource Adequacy Ruling, and (ii) any Green Attributes, Capacity Attributes and all other attributes associated with the electric energy or capacity of the Generating Facility (but not including any Financial Incentives) that are in excess of those Green Attributes, Capacity Attributes or other attributes used, or retained for future use, by Seller or a Site Host, both in connection with the Host Site, to meet a known and established, at the point in time when the relevant attribute(s) are to be used or retained, obligation under Applicable Law.

  • Related Financial Product means any financial product which references directly or indirectly the Preference Shares.

  • Permitted Investment means an Investment by the Company or any Restricted Subsidiary in:

  • Permitted Business Investments means Investments by the Company or any of its Restricted Subsidiaries in any Unrestricted Subsidiary of the Company or in any Joint Venture, provided that:

  • Permitted Investments means:

  • Restricted Products means any product, device, equipment or machinery researched into, developed, manufactured, supplied, marketed, distributed or sold by the Company and with which the duties of the Executive were materially concerned or for which she was responsible during the Relevant Period, or any products, equipment or machinery of the same type or materially similar to those products, equipment or machinery;