Exchange Policy 5.1 definition

Exchange Policy 5.1 means TSX Venture Exchange Policy 5.1, entitled “Loans, Bonuses, Finder’s Fees and Commissions”;

Examples of Exchange Policy 5.1 in a sentence

  • Further, this appeal is from two decisions of the BC Court of Appeal which correctly held that the arbitrator failed to construe the language of the Agreement, in particular the proviso in section 3.1 of the Agreement: provided the amount does not exceed the maximum amount as set out in the Exchange Policy 5.1, Section 3.3 Finder’s Fee Limitations1.

  • Such finder’s fee is to be paid in shares of the Company based on Market Price or, at the option of the finder, any combination of shares and cash, provided the amount does not exceed the maximum amount as set out in the Exchange Policy 5.1, Section 3.3 Finder’s Fee Limitations.

  • Heath received a quote from Steadfast that identified “Notable Endorsements” in a section entitled “Amendments to Coverage.” The “Notable Endorsements” included “Subcontractor’s warranty ($1/1 limits w/ A+ carrier to be met or surcharge of $20 rate x uninsured/underinsured sub costs).” (Id., Ex. A at SFI 000224).

Related to Exchange Policy 5.1

  • exchange policy means Exchange Policy 4.6 - Public Offering by Short Form Offering Document and Exchange Form 4H - Short Form Offering Document, of the TSX Venture Exchange as amended from time to time;

  • Exchange Policies means the policies, bylaws, rules and regulations of the Exchange governing the granting of options by the Company, as amended from time to time;

  • Exchange Certificates Means the pass through certificates substantially in the form of Exhibit A hereto issued in exchange for the Initial Certificates pursuant to the Registration Rights Agreement and authenticated hereunder.

  • Cash Merger Consideration has the meaning set forth in Section 2.5.

  • Exchange Agreements means the GSK Exchange Agreement, the Pfizer Exchange Agreement and the SLP Exchange Agreement;

  • Exchange Access is As Defined in the Act.

  • Fundamental Policies means the investment policies and restrictions as set forth from time to time in any Registration Statement of the Trust filed with the Commission and designated as fundamental policies therein, as they may be amended from time to time in accordance with the requirements of the 1940 Act.

  • CHESS Approved Securities means securities of the Company for which CHESS approval has been given in accordance with the ASX Settlement Operating Rules;

  • Merger Consideration has the meaning set forth in Section 3.1(a).

  • Company Stock Certificate has the meaning set forth in Section 1.6.

  • Stock Consideration has the meaning set forth in Section 2.01(c).

  • Underlying Common Stock means the Common Stock into which the Notes are convertible or issued upon any such conversion.

  • Exchange Consideration shall have the meaning set forth in Section 11(b)(i).

  • Stock Certificates has the meaning set forth in Section 2.2(a)(ii).

  • Common Stock Consideration has the meaning set forth in Section 1.6(b).

  • Exchange Value is the adjusted appraised value of the Property which takes into consideration various factors to balance the business value of the Property within its present ownership structure.

  • Base Merger Consideration means an amount equal to $1,855,000,000.

  • Exchange Program means a program under which (i) outstanding Awards are surrendered or cancelled in exchange for Awards of the same type (which may have higher or lower exercise prices and different terms), Awards of a different type, and/or cash, (ii) Participants would have the opportunity to transfer any outstanding Awards to a financial institution or other person or entity selected by the Administrator, and/or (iii) the exercise price of an outstanding Award is reduced or increased. The Administrator will determine the terms and conditions of any Exchange Program in its sole discretion.

  • Parent Equity Plans means all employee and director equity incentive plans of Parent and agreements for equity awards in respect of Parent Common Stock granted under the inducement grant exception.

  • Class A-SB Certificate Any one of the Certificates with a “Class A-SB” designation on the face thereof, substantially in the form of Exhibit A-1 attached hereto, and evidencing a portion of a class of “regular interests” in REMIC III for purposes of the REMIC Provisions.

  • Continuing Disclosure Certificate means that certain Continuing Disclosure Certificate executed by the District and dated the date of issuance and delivery of the Bonds, as originally executed and as it may be amended from time to time in accordance with the terms thereof.

  • Exchange Area means an area, defined by the Commission, for which a distinct local rate schedule is in effect.

  • Stock Certificate With respect to a Cooperative Loan, a certificate evidencing ownership of the Cooperative Shares issued by the Cooperative.

  • Parent Equity Plan shall have the meaning set forth in Section 4.6.

  • Class SB Certificate Any one of the Certificates designated as a Class SB Certificate. Class X Certificate: Any one of the Certificates designated as a Class X Certificate.

  • New Certificates has the meaning assigned in Section 3.3(a).