Exchange Member Firm definition

Exchange Member Firm means a brokerage firm that holds at least one membership on a major U.S. stock exchange and is a member of a self-regulatory organization.
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Examples of Exchange Member Firm in a sentence

  • If you or a family member are associated with a Financial Industry Regulatory Authority (FINRA) or Exchange Member Firm, you agree to notify your employer before opening an HSBA and obtain any required authorizations.

  • MAINTENANCE MARGIN: This term shall mean a margin (as defined herein) maintained during the period a Futures Contract remains open.Members and nonmember customers of a Minneapolis Grain Exchange Member Firm shall deposit and maintain initial and maintenance margins according to the Member Firm's requirements.

  • Since 2007 he has been Chairman at Baron Global Financial Canada Ltd., a subsidiary of the Hong Kong Stock Exchange Member Firm VBG International Holdings Limited.

  • You certify that you are not a professional trader or money manager and that you are not associated with or employed by a NASD or Exchange Member Firm.

  • Since 2007 he has been Chairman at Baron Global Financial Canada Ltd., a subsidiary of the Hong Kong Stock Exchange Member Firm VBG Group.

  • Members and nonmember customers of a Minneapolis Grain Exchange Member Firm shall deposit and maintain initial and maintenance margins according to the Member Firm's requirements.

  • They are responsible for guiding a company through compliance with AIM Rules and admission requirements.– Broker – must be a London Stock Exchange Member Firm.

  • You will be able to trade your FSGL shares by instructing your Singapore Exchange Member Firm.

  • You should be able to trade your FSGL shares by instructing that sharebroker, who will in turn pass your instructions on to a partner firm who is a Singapore Exchange Member Firm and who will execute the trade on your behalf.

  • The large number of Slovenian towns and cities vying for the title of Cultural Capital in 2025 is great news for everyone, as it gives confidence to the cultural sector and positions it among the other key fac- tors shaping EU cities while boosting civic pride of the same.

Related to Exchange Member Firm

  • Exchanging Member means a Member that Exchanges some or all of its Units.

  • Class B Member means a Member holding one or more Class B Ordinary Shares.

  • Initial Member has the meaning set forth in the introductory paragraph.

  • Panel Member ’ means a member of a panel;

  • Neutral Member has the meaning provided in Section 2. 1(f)(ii) of this Single Family Shared-Loss Agreement.

  • Principal Member means the person who signs the application and is responsible for the payment of premiums.

  • Initial Members means those Persons whose names are set forth in the first sentence of this Agreement. A reference to an “Initial Member” means any of the Initial Members.

  • Additional Members means those Members, if any, admitted to the Company after the Effective Date.

  • Tribal Member means an enrolled member of the Tribe.

  • Participating member means an eligible employee who elects to participate in the defined contribution retirement plan established under this chapter.

  • Additional Member means a Person admitted as a Member of the Company as a result of an issuance of Shares to such Person by the Company.

  • Original member of this retirement system means:

  • Initiating Member shall have the meaning provided in Section 15.2(a).

  • Founding Member means any individual who is either:

  • Full Member means any person who is in one of the categories of membership referred to in Rule 10.3.

  • General Member means a member subject to the provisions of

  • Trading Partner means an entity that has registered with the Commission to exchange data through Electronic Data Interchange.

  • Council Member means a member of the Council;

  • Founding Members means the collective reference to American Multi-Cinema, Inc., a Missouri corporation, Cinemark Media, Inc., a Delaware corporation, and Regal CineMedia Holdings, LLC, a Delaware limited liability company.

  • Scheme Member means an Eligible Person who is included in the Scheme as per the Scheme rules as member of that Scheme.

  • Common Unitholder means a Member who is the registered holder of Common Units.

  • Deferred member means a person who elected to receive deferred vested retirement

  • Exchanging Partner has the meaning provided in Section 8.05(a) hereof.

  • Managing Member is defined in the recitals to this Agreement.

  • Public member means an individual who is not, and never

  • investment firm means any legal person whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on a professional basis;