Established Securities Market definition
Established Securities Market means a national securities exchange that is registered under Section 6 of the Exchange Act; a foreign national securities exchange that is officially recognized, sanctioned, or supervised by governmental authority; and any over-the-counter market that is reflected by the existence of an interdealer quotation system.
Established Securities Market means an exchange that is officially recognised and supervised by a Governmental entity in which the market is located and that has a meaningful annual value of shares traded on the exchange;
Established Securities Market means either: (a) a securities exchange registered with the Securities and Exchange Commission under Section 6 of the Exchange Act; (b) a foreign national securities exchange officially recognized, sanctioned or supervised by governmental authority; or (c) an OTC Market.
Examples of Established Securities Market in a sentence
For purposes of this Agreement, an “Established Securities Market” shall be defined in the same manner as Treasury Regulation Section 1.897-1(m), except that an Established Securities Market shall not include listing or quotations on the OTC Bulletin Board or any similar quotation service or medium.
The following entities have been authorized by the Plan Sponsor to participate in and have adopted the Plan (insert “Not Applicable” if none have been authorized): Entity Publicly Traded on Established Securities Market Plan Sponsor and any subsidiary that is a Related Employer (as defined in Section 2.20 of the Plan) that, with the approval of the Administrator, adopts this Plan.
Any investment not of a type traded on an Established Securities Market is rebuttably presumed to be acquired or disposed of for a price that is not equal to its Fair Market Value, except for the safe harbors set forth in paragraphs 3 and 4 hereof.
More Definitions of Established Securities Market
Established Securities Market means (i) a national securities exchange, (ii) a foreign securities exchange (including but not limited to the London International Financial Futures Exchange, the Marche a Terme International de France, the International Stock Exchange of the United Kingdom and the Republic of Ireland, the Frankfurt Stock Exchange and the Tokyo Stock Exchange), (iii) a regional or local exchange or (iv) an interdealer quotation system that regularly disseminates firm buy or sell quotations by identified brokers or dealers by electronic means or otherwise (including but not limited to NASDAQ).
Established Securities Market has the meaning set forth in your Employment Agreement. (h) “Good Reason” has the meaning set forth in your Employment Agreement. (i) “IPO Date” means the effective date of the initial public offering of the Shares pursuant to an effective registration statement filed with the United States Securities and Exchange Commission. (j) “Illiquidity Date” means the first date on or after a Change in Control wherein the shares of the acquirer of the Company (into which the Shares underlying the Option have been converted or substituted) are not publicly-traded on an Established Securities Market. (k) “Performance Period” means the period commencing on the IPO Date and ending on the Performance Vesting Computation Date. (l) “Qualifying Termination” has the meaning set forth in your Employment Agreement. (m) “Qualifying Termination Date” has the meaning set forth in
Established Securities Market means a national securities exchange which is officially recognized, sanctioned, or supervised by a governmental authority as well as an over the counter market. An over the counter market is any market reflected by the existence of an interdealer quotation system. An interdealer quotation system is any system of general circulation to brokers and dealers which regularly disseminates quotations of stocks and securities by identified brokers or dealers, other than by quotation sheets which are prepared and distributed by a broker or dealer in the regular course of business and which contain only quotations of such broker or dealer.
Established Securities Market means an exchange that is officially recognized and supervised by a governmental authority in which the market is located and that has a meaningful annual value of shares traded on the exchange. For purposes of this subparagraph 1(s), an interest in a Financial Institution is not “regularly traded” and shall be treated as a Financial Account if the holder of the interest (other than a Financial Institution acting as an intermediary) is registered on the books of such Financial Institution. The preceding sentence will not apply to interests first registered on the books of such Financial Institution prior to July 1, 2014, and with respect to interests first registered on the books of such Financial Institution on or after July 1, 2014, a Financial Institution is not required to apply the preceding sentence prior to January 1, 2016.
Established Securities Market will be defined in the same manner as Treasury Regulation Section 1.897-1(m), except that an Established Securities Market shall not include listing or quotations on the OTC Bulletin Board or any similar quotation service or medium.
Established Securities Market means (A) a national securities exchange which is registered under section 6 of the Securities and Exchange Act of 1934, (B) an exchange which is exempted from registration under section 5 of the Securities Exchange Act of 1934 because of its limited volume of transactions, and (C) an interdealer quotation system consisting of any system of general circulation to brokers and dealers which regularly disseminates quotations of obligations by identified brokers or dealers (other than a quotation sheet prepared and distributed by a broker or dealer in the regular course of his business and containing only quotations of such broker or dealer). Furthermore, any proposed assignment or transfer of a right to an Earn Out Amount or Interest shall be done in compliance with the Securities Act.
Established Securities Market means any of the following: a national securities exchange registered under section 6 of the Securities Exchange Act of 1934; an interdealer quotation system sponsored by a national securities association registered under section 15A of the Securities Exchange Act of 1934; the International Stock Exchange of the United Kingdom and the Republic of Ireland, Limited, the Frankfurt, Luxembourg and Tokyo Stock Exchanges and any other foreign exchange or board of trade designated by the IRS; a board of trade designated as a contract market by the Commodities Futures Trading Commission or on an interbank market; a system of general circulation (a quotation medium) that provides a reasonable basis to determine fair market value by disseminating either recent price quotations of certified brokers and dealers (including those of a single, identified broker or dealer) or actual prices of recent sales transactions; and dealers and brokers having readily available price quotations.