ERISA Plan Investor definition

ERISA Plan Investor means (i) a Plan, (ii) a trust which was ------------------- established pursuant to a Plan, or a nominee for such trust or Plan, or (iii) an entity whose underlying assets include assets of a Plan by reason of such Plan's investment in such entity.
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ERISA Plan Investor means any Member that is a pension or profit-sharing plan, Xxxxx Plan, 401(k) plan, Individual Retirement Account or other employee benefit plan qualified under the Employee Retirement Income Security Act of 1974, as amended.
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ERISA Plan Investor means any Member that is a pension or profitsharing plan, Keogh Plan, 401(k) plan, Individual Retirement Account or other employee benefit plan qualified under the Employee Retirement Income Security Act of 1974, as amended.
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Examples of ERISA Plan Investor in a sentence

  • No ERISA Plan Investor may acquire shares without the Company’s prior written consent (which consent may be withheld in the Company’s sole and absolute discretion).

  • For purposes of this Section 7.7, (i) excise taxes assessed on an Indemnitee, or for which the Indemnitee is otherwise found liable, in connection with an ERISA Plan Investor pursuant to applicable law shall constitute fines within the meaning of this Section 7.7 and (ii) actions taken or omitted by the Indemnitee in connection with an ERISA Plan Investor in the performance of its duties shall be deemed to be for a purpose which is not opposed to the best interests of the Partnership.

  • No ERISA Plan Investor or “Controlling Person” (being a person, other than an ERISA Plan Investor, that has discretionary authority or control with respect to the assets of New MXC or that provides investment advice for a fee (direct or indirect) with respect to such assets, or any affiliate of such a person) may acquire shares without New MXC’s prior written consent (which consent may be withheld New MXC’s sole and absolute discretion).

  • Prior to the shares qualifying as a class of “publicly-offered securities” under or in relation to the Plan Assets Regulation (or the shares qualifying for another exception to the “look through” rule thereunder), transfers of shares to ERISA Plan Investors that would increase aggregate ERISA Plan Investor ownership of any class of Shares to a level that would meet or exceed 25 per cent.

  • Each page of the tender document should be signed by the bidder as proof of having read the contents therein and to ensure that bidders do not plead ignorance of the contents subsequently.

  • After the discovery of the existence of the Trust, but prior to the redemption of all discovered Shares-in-Trust and/or the submission of all discovered Shares-in-Trust for registration in the name of the Trust, any transfer of Shares by an ERISA Plan Investor to a non-ERISA Plan Investor shall reduce the number of Shares-in-Trust on a one-for-one basis, and, to that extent, such Shares shall cease to be designated as Shares-in-Trust.

  • As described above, any transferee of this Certificate will be deemed to have represented by virtue of its purchase or holding of this Certificate (or any interest herein) that either (a) such transferee is not an ERISA Plan or an ERISA Plan Investor, or (b) the transferee is a Complying Insurance Company.

  • Notwithstanding the foregoing, in no event may the Trustee cause the --------- Trust to issue to Unitholders (including the Trustee and its Affiliates) or other Persons any Units or other Trust Interests if such issuance would, in the opinion of counsel to the Trust, cause any portion of the assets of the Trust to constitute assets of any ERISA Plan Investor pursuant to 29 C.F.R. (S) 2510.3- 101, or any successor regulation thereto.

  • As described above, any transferee of a Class A Certificate not rated at least AA- (or its equivalent) by Standard & Poors, Moodys or Fitch at the time of purchase will be deemed to have represented by virtue of its purchase or holding of such Certificate (or any interest herein) that either (a) such transferee is not an ERISA Plan or an ERISA Plan Investor, or (b) the transferee is a Complying Insurance Company.

  • AA Capital established and maintained bank trust accounts (the “Investor Trust Accounts”) for each ERISA Plan Investor to hold the funds until such time as when AA Capital was supposed to use the money to make investments on behalf of the Investor.


More Definitions of ERISA Plan Investor

ERISA Plan Investor means a Benefit Plan Investor that is subject to Title 1
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Related to ERISA Plan Investor

  • Benefit Plan Investor means an “employee benefit plan” as defined in Section 3(3) of ERISA that is subject to Title I of ERISA, a “plan” as defined in and subject to Section 4975 of the Code or an entity whose underlying assets include plan assets of any of the foregoing.

  • Plan Investor As defined in Section 5.03(n) of this Agreement.

  • ERISA Investor means an Investor that is: (a) an “employee benefit plan” (as such term is defined in Section 3(3) of ERISA) subject to Title I of ERISA, (b) any “plan” defined in and subject to Section 4975 of the Code, or (c) a partnership or commingled account of a fund, or any other entity, whose assets include or are deemed to include the assets of one or more such employee benefit plans or plans in accordance with the Plan Assets Regulations or otherwise.

  • ERISA Plan means any employee pension benefit plan subject to Title IV of ERISA maintained by any ERISA Affiliate with respect to which any Restricted Person has a fixed or contingent liability.

  • ERISA Prohibited Holder As defined in Section 5.02(d).

  • Plan Assets means “plan assets” within the meaning of the Plan Asset Regulations.

  • Benefit Plan Entity shall have the meaning assigned to such term in Section 3.9.

  • ERISA Plans shall have the meaning set forth in Section 3.12(a).

  • Multiemployer Plan means a multiemployer plan as defined in Section 4001(a)(3) of ERISA.

  • Prohibited Investor means a person or entity whose name appears on (i) the List of Specially Designated Nationals and Blocked Persons maintained by the U.S. Office of Foreign Assets Control; (ii) other lists of prohibited persons and entities as may be mandated by applicable law or regulation; or (iii) such other lists of prohibited persons and entities as may be provided to the Fund in connection therewith;

  • Loan Investor means any person (including an Agency) having a beneficial interest in any mortgage loan originated, purchased or serviced by the Company or any Company Subsidiary or a security backed by or representing an interest in any such mortgage loan; and

  • Prohibited Transferee means any Person who is a:

  • Similar Law As defined in Section 5.02(b).

  • Prohibited Transaction Class Exemption means U.S. Department of Labor prohibited transaction class exemption 84-14, 90-1, 91-38, 95-60 or 96-23, or any similar prohibited transaction class exemption issued by the U.S. Department of Labor.

  • Qualified Benefit Plan has the meaning set forth in Section 3.20(c).

  • Foreign Benefit Plan means any Employee Benefit Plan established, maintained or contributed to outside of the United States of America or which covers any employee working or residing outside of the United States.

  • Company ERISA Affiliate means all employers (whether or not incorporated) that would be treated together with the Company or any of its Subsidiaries as a “single employer” within the meaning of Section 414 of the Code.

  • Controlled Group means all members of a controlled group of corporations and all trades or businesses (whether or not incorporated) under common control which, together with the Borrower, are treated as a single employer under Section 414 of the Code.

  • ERISA Affiliate means any trade or business (whether or not incorporated) that, together with the Borrower, is treated as a single employer under Section 414(b) or (c) of the Code or, solely for purposes of Section 302 of ERISA and Section 412 of the Code, is treated as a single employer under Section 414 of the Code.

  • Medical benefit plan means a plan established and maintained by a carrier, a voluntary employees' beneficiary association described in section 501(c)(9) of the internal revenue code of 1986, 26 USC 501, or by 1 or more public employers, that provides for the payment of medical benefits, including, but not limited to, hospital and physician services, prescription drugs, and related benefits, for public employees or elected public officials. Medical benefit plan does not include benefits provided to individuals retired from a public employer or a public employer's contributions to a fund used for the sole purpose of funding health care benefits that are available to a public employee or an elected public official only upon retirement or separation from service.

  • ERISA Affiliate Plan means each Employee Benefit Plan sponsored or maintained or required to be sponsored or maintained at any time by any ERISA Affiliate, or to which such ERISA Affiliate makes or has made, or has or has had an obligation to make, contributions at any time, or with respect to which such ERISA Affiliate has any liability or obligation.

  • Prohibited Investment means Property (other than prescribed excluded Property as that term is defined in the Tax Act) that is:

  • Governmental Plan and "separate account" shall have the respective meanings assigned to such terms in Section 3 of ERISA.

  • Similar Laws has the meaning set forth in Section 3.3(d).

  • Multi-employer Plan means a Plan that is a Multi-employer plan as defined in Section 4001(a)(3) of ERISA.

  • foreign investor means a natural person of a third country or an undertaking of a third country, intending to make or having made a foreign direct investment;