End-User Transaction definition

End-User Transaction means a Trade exempt from the clearing requirement of Section 2(h)(1) of the Act because one of the counterparty to the Trade is entitled to and has elected to use the Clearing Exception.
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End-User Transaction means a Transaction exempt from the clearing requirement of § 2(h)(l) of the CEA because one of the counterparties to the Transaction is entitled to and has elected to use the End-User Clearing Exception.
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End-User Transaction means a Transaction exempt from the clearing requirement of Section 2(h)(1) of the CEA because one of the counterparties to the Transaction is entitled to and has elected to use the exemption from clearing requirement set forth in Section 2(h)(7) of the CEA.
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Examples of End-User Transaction in a sentence

  • No Participant shall enter into an End-User Transaction unless it or its counterparty can claim an End-User Clearing Exemption.

  • No Participant shall enter into an End-User Transaction unless it or its counterparty can claim a Clearing Exception.

  • Rule 4003 Execution of Required Transactions (a) No Participant shall execute a Required Transaction other than via a Request for Quote or the Order Book unless such transaction is a Block Trade or an End-User Transaction.

  • Eligibility for End-User Transactions Each Participant wishing to execute any End-User Transaction on the SEF operated by BSEF must submit to BSEF the documentation required by Part 50 of the CFTC Regulations or CFTC Staff No-Action Letter 13-22 (each a “Clearing Exception Form”) prior to placing an Order subject to the Clearing Exception.

  • Execution of Required Transactions (a) No Participant shall execute a Required Transaction other than via the Minimum Trading Functionality, unless such transaction is a Block Trade or an End-User Transaction.

  • Rule 4003 Execution of Required Transactions (a) No Participant shall execute a Required Transaction other than via a Request for Quote or the Order Book unless such transaction is a Block Trade, a Package Transaction (Order Book/RFQ Exempt) or an End-User Transaction.

  • Rule 407 Required Transactions Required Transactions that do not qualify as a Block Trade or an End-User Transaction shall be executed on CMSEF according to Rule 406 unless the Participant or its Customer can provide documentation to prove that it is entitled to an End-User Clearing Exemption.

Related to End-User Transaction

  • Consumer transaction means a transaction in which (i) an individual incurs an obligation primarily for personal, family, or household purposes, (ii) a security interest secures the obligation, and (iii) the collateral is held or acquired primarily for personal, family, or household purposes. The term includes consumer-goods transactions.

  • Securitization Transaction Any transaction involving either (1) a sale or other transfer of some or all of the Mortgage Loans directly or indirectly to an issuing entity in connection with an issuance of publicly offered or privately placed, rated or unrated mortgage-backed securities or (2) an issuance of publicly offered or privately placed, rated or unrated securities, the payments on which are determined primarily by reference to one or more portfolios of residential mortgage loans consisting, in whole or in part, of some or all of the Mortgage Loans.

  • Transaction means the transactions contemplated by the Transaction Documents.

  • Manufactured-home transaction means a secured transaction:

  • Export Transactions Net Activity means the aggregate net total, resulting from Export Transactions, of (i) Spot Market Energy charges, (ii) Transmission Congestion Charges, and (iii) Transmission Loss Charges, calculated as set forth in Operating Agreement, Schedule 1 and the parallel provisions of Tariff, Attachment K-Appendix. Export Transactions Net Activity may be positive or negative. Extended Primary Reserve Requirement: