Early Transfer Notice definition

Early Transfer Notice means, in respect of Pledged Shares, a written notice delivered to the Company by a Pledgee, Receiver or a Restricted Transferee of such Pledged Shares, notifying the Company that (x) the Pledgee or Receiver of such Pledged Shares has enforced or commenced enforcement action with respect to its Pledge over such Pledged Shares and (y) such Pledgee, Receiver or a Restricted Transferee wishes to exercises its registration rights; provided that such Early Transfer Notice shall only be deemed effective if (i) such Pledged Shares have become unconditionally convertible into Conversion Securities pursuant to the Articles of Association and (ii) the Person that delivered such notice shall have acceded hereto as a Holder pursuant to Section 12.

Examples of Early Transfer Notice in a sentence

  • What is early Transfer?Following the occurrence of a Tax Event, Regulatory Event or Acquisition Event, Westpac may electto issue an Early Transfer Notice no later than30 Business Days prior to the possible Conversion Date or Redemption Date relevant to that event, which specifies that all Westpac SPS II will be acquired by a Nominated Party.

  • If an Early Transfer Notice is issued by Westpac, the same provisions will apply as if a Transfer Notice had been issued in respect of a possible Mandatory Conversion Date – see Section 1.7.1. FOR MORE INFORMATION On Early Transfer Notices – see clauses 5.1 and 5.2 of the Preference Share Terms in Appendix B.

  • A Shareholder who is an individual resident or ordinarily resident for tax purposes in the UK who sells or otherwise disposes of his Ordinary Shares may, depending on the circumstances, incur a liability to UK tax on any capital gain realised.

  • As the CEO, President, Chairperson, Director, Principal Financial Officer, and Principal Accounting Officer, as well as largest beneficial shareholder of NW Bio, Powers unquestionably had full knowledge of the details of NW Bio’s internal affairs.

  • This Ruling does not consider how the taxation law applies to Third Party Purchasers who acquire CPS II under a Transfer Notice or Early Transfer Notice.

  • St. George will make the election by serving a Transfer Notice or Early Transfer Notice to CPS II Holders within the time periods stipulated in Clauses 4.2 and 4.3 of the Terms.

  • You may choose whether or not to report the actual analytical results as a part of this summary.

  • Clauses 5.1(b) to (e) apply to an Early Transfer Notice given under clause 5.2 as if references to "Transfer Notice" were references to "Early Transfer Notice" and references to "Mandatory Conversion Date" were references to "Conversion Date".

  • Clauses 5.1(b) to (e) apply to an Early Transfer Notice given under clause 5.2 as if references to 'Transfer Notice' were references to 'Early Transfer Notice' and references to 'Mandatory Conversion Date' were references to 'Conversion Date'.

Related to Early Transfer Notice

  • Transfer Notice means the notice of a proposed transfer of Shares described in Section 8.

  • Proposed Transfer Notice means written notice from a Key Holder setting forth the terms and conditions of a Proposed Key Holder Transfer.

  • Transfer Notice Date has the meaning given to it in Section 2.06.

  • Offer Notice shall have the meaning set forth in Section 4.1.

  • First Offer Notice shall have the meaning set forth in Section 14.4(a).

  • Option Notice has the meaning set forth in Section 5.2(a).

  • Transfer Shares has the meaning ascribed to such term in Section 6.2(a)

  • Put Option Notice means a notice which must be delivered to a Paying Agent by any Noteholder wanting to exercise a right to redeem a Note at the option of the Noteholder;

  • ROFO Notice is defined in Section 6.2(a).

  • Proposed Transfer means any assignment, sale, offer to sell, pledge, mortgage, hypothecation, encumbrance, disposition of or any other like transfer or encumbering of any Transfer Stock (or any interest therein) proposed by any of the Stockholders.

  • Call Option Notice means a written notice from the holder of the Call Option or the Administrator, as applicable, stating its desire to exercise the Call Option on the related Reset Date, delivered to each Clearing Agency, the Indenture Trustee, the Remarketing Agents, the Rating Agencies and, if the related class of Reset Rate Notes is then listed on the Luxembourg Stock Exchange, the Administrator will forward a copy to the Luxembourg Listing Agent (the contents of which are to be published in a leading newspaper having general circulation in Luxembourg).

  • Purchase Option Notice As defined in Section 3.18(e).

  • Disposition Notice is defined in Section 5.2(a).

  • Investor Notice means written notice from an Investor notifying the Company and the selling Key Holder that such Investor intends to exercise its Secondary Refusal Right as to a portion of the Transfer Stock with respect to any Proposed Key Holder Transfer.

  • Restriction Notice has the meaning set forth in Section 8.04(f) hereof.

  • Capacity Transfer Right means a right, allocated to LSEs serving load in a Locational Deliverability Area, to receive payments, based on the transmission import capability into such Locational Deliverability Area, that offset, in whole or in part, the charges attributable to the Locational Price Adder, if any, included in the Zonal Capacity Price calculated for a Locational Delivery Area.

  • Proposed Transferee has the meaning set forth in Section 2.4(a).

  • Sale Notice has the meaning set forth in Section 3.04(b).

  • Election Notice has the meaning set forth in Section 11.01(b).

  • Pre-Notice shall have the meaning ascribed to such term in Section 4.13.

  • Tender Notice means the Tender Notice set out in Part 1 of this TenderDocument;

  • ROFR Notice has the meaning set forth in Section 3.02(d).

  • Non-Transfer Event means any event or other changes in circumstances other than a purported Transfer, including, without limitation, any change in the value of any Shares.

  • Offering Notice shall have the meaning set out in Section 3.1;

  • Transfer Stock means shares of Capital Stock owned by a Key Holder, or issued to a Key Holder after the date hereof (including, without limitation, in connection with any stock split, stock dividend, recapitalization, reorganization, or the like), but does not include any shares of Preferred Stock or of Common Stock that are issued or issuable upon conversion of Preferred Stock.

  • Second Notice has the meaning set forth in Section 5.2(b)(ii).