Examples of DMA Customer in a sentence
Authorized Traders (a) Each Participant and each DMA Customer (each, a “Designating Party”) shall designate in writing one or more Authorized Trader(s) who may conduct MarketAxess SEF Activity on behalf of the Designating Party.
Customers The Participant or Authorized Trader shall have arrangements in place with each of its Customers such that every Contract executed for, or other activity engaged in by the Participant or Authorized Trader on the Trading System on behalf of, its Customer (including without limitation any Customer Order transmitted by the Participant to the Trading System for a DMA Customer) is subject to the terms of the Rules insofar as they are applicable to that Contract or activity.
Such assistance must be timely and may include requiring any DMA Customer to produce documents, to answer questions from the MarketAxess SEF, and/or to appear in connection with an investigation.
The MarketAxess SEF may hold a DMA Customer liable, and impose sanctions against such DMA Customer, for such DMA Customer’s own acts and omissions that constitute a violation as well as for the acts and omissions of each (A) Authorized Trader authorized by such DMA Customer, (B) other Person using a user ID of such DMA Customer, or (C) other agent or representative of such DMA Customer, in each case, that constitute a violation, as if such violation were that of the DMA Customer.
Communications between the MarketAxess SEF and Participants(a) Each Participant and DMA Customer must provide the MarketAxess SEF with its current electronic mail address and telephone number and the electronic mail address and telephone number of all of its Authorized Traders and immediately (and in any event within 24 hours) update this information whenever it changes.
After notice and opportunity for hearing in accordance with the MarketAxess SEF Rules, the MarketAxess SEF will impose sanctions if any Participant, DMA Customer, Authorized Trader, other Supervised Person or other Person using any of the Participant’s user IDs is found to have violated or to have attempted to violate a Rule of the MarketAxess SEF or provision of Applicable Law for which the MarketAxess SEF possesses disciplinary jurisdiction.