Direct Listing definition

Direct Listing means the Company’s initial listing of its Common Stock (other than shares of Common Stock not eligible for resale under Rule 144 under the Securities Act) on a national securities exchange by means of an effective registration statement on Form S-1 filed by the Company with the SEC that registers shares of existing capital stock of the Company for resale, as approved by the Company’s board of directors. For the avoidance of doubt, a Direct Listing will not be deemed to be an underwritten offering and will not involve any underwriting services.
Direct Listing means the Company’s initial listing of its Common Stock (other than shares of Common Stock not eligible for resale under Rule 144 under the Securities Act) on a national securities exchange by means of an effective registration statement on Form S-1 filed by the Company with the SEC that registers shares of existing capital stock of the Company for resale, as approved by the Company’s board of directors. For the avoidance of doubt, a Direct Listing shall not be deemed to be an underwritten offering and shall not involve any underwriting services.
Direct Listing means the Company’s initial listing of its Common Stock on a national securities exchange by means of an effective registration statement on Form S-1 filed by the Company with the SEC that registers shares of existing capital stock of the Company for resale to the general public.

Examples of Direct Listing in a sentence

  • There are no Actions or Orders pending or threatened against or affecting the Company seeking to restrain, prohibit, or materially delay, or to obtain damages or other relief in connection with, the Transactions or the Direct Listing.

  • The Company will advise the Contributors’ Representative, promptly after the Company receives notice thereof, of the time of the approval of the Nasdaq Listing Application and the approval of the Direct Listing.

  • The Company hereby agreed that Advisory Stock will be registered in a resale registration statement to be filed no later than 10 business days following the date of the Direct Listing.

  • Section 5.2 Authorization; Execution and Enforceability; No Conflicts 16 Section 5.3 Capitalization and Indebtedness 17 Section 5.4 Actions and Orders 17 Section 5.5 Financial Matters 17 Section 5.6 Direct Listing and Additional Acquisitions 17 Section 5.7 Solvency 18 Section 5.8 Brokers 18 Section 5.9 Independent Investigation; Disclaimer of Reliance 18 Section 5.10 Tax.

  • There are no Actions or Orders pending or threatened against or affecting the Company or Merger Sub seeking to restrain, prohibit, or materially delay, or to obtain damages or other relief in connection with, the Transactions or the Direct Listing.


More Definitions of Direct Listing

Direct Listing means the Company’s initial listing of its Common Stock on a national securities exchange, as approved by the relevant governing body of the Company. For the avoidance of doubt, a Direct Listing shall not be deemed to be an underwritten offering and shall not involve any underwriting services.
Direct Listing means the consummation of the direct listing or direct placement of Common Stock in a publicly traded exchange, as a result of or following which the Common Stock will be publicly held and listed on a Stock Exchange.
Direct Listing means the initial listing of securities of the Company on the Nasdaq Stock Market, New York Stock Exchange, or another exchange or marketplace approved by the Board, without a related underwritten offering of such securities.
Direct Listing means the listing on a Permitted Exchange in connection with the registration of any shares of Capital Stock of the Company by means of an effective registration statement under the Securities Act and/or the Exchange Act that registers shares of Capital Stock without an underwritten public offering of such shares.
Direct Listing means the consummation of a “direct listing”, or a similar transaction, in which shares of common stock of the VMD Corporation are listed for trading on a National Securities Exchange.
Direct Listing means the listing of shares of Common Stock for trading on the NYSE American, the Nasdaq Capital Market, the Nasdaq Global Market, the Nasdaq Global Select Market, or the New York Stock Exchange without a firm commitment underwritten public offering, pursuant to an effective registration statement under the Securities Act.
Direct Listing shall have the meaning set forth in the Certificate of Incorporation. For the avoidance of doubt, a Direct Listing shall not be deemed to be an underwritten public offering of the Company’s Common Stock registered under the Securities Act. Any and all mentions of an underwritten offering or underwriters contained herein shall not apply to a Direct Listing.