Dealing on own account definition
Dealing on own account means trading against proprietary capital resulting in the conclusion of transactions in one or more financial instruments;
Dealing on own account means trading against proprietary capital resulting in the conclusion of transactions in one or more financial instruments; the terms "trade on own account" or "trading on own account" shall have a similar interpretation;
Dealing on own account means dealing on own account as defined in Article 4(1)(6) of Directive 2014/65/EU;
Examples of Dealing on own account in a sentence
Dealing on own account, meaning the activity of trading against proprietary capital resulting in the conclusion of transactions in one or more financial instruments.
Dealing on own account with Clients is considered as the execution of client orders, and subject to best execution obligations.
More Definitions of Dealing on own account
Dealing on own account means trading against proprietary capital resulting in the conclusion of transactions in one or more financial instruments; the terms «trade on own account" or "trading on own account" shall have a similar interpretation;
Dealing on own account means trading and swapping financial instruments against proprietary assets
Dealing on own account means dealing on own account as defined in Article
Dealing on own account means trading against proprie- tary capital resulting in the conclusion of transactions in one or more financial instruments;
Dealing on own account means trading by an investment firm using its own capital resulting in the conclusion of transactions in one or more financial instruments;
Dealing on own account means dealing on own account as defined in point (6) of
Dealing on own account means trading against proprietary capital resulting in the conclusion of transactions in one or more financial instruments; the management of proprietary capital does not constitute dealing on own account.