Dealer registration definition

Dealer registration means an electronic nicotine delivery system
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Dealer registration means an annual registration issued by the department authorizing a dealer to buy, collect, or otherwise ac- quire ginseng for resale or export.
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Dealer registration means a certificate of registration issued under IC 14-16-1-16 to a dealer or a manufacturer.
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Examples of Dealer registration in a sentence

  • Dealer registration plates; application; fees (REPEALED)SECTION HISTORYPL 1967, c.

  • The Brokerage registration is REG 3.1/DSE-197/2010/427 and Dealer registration is REG 3.1/DSE-197/2010/428.

  • That same day, the Court entered a Temporary Restraining Order restraining and enjoining the Defendants from further violations of the Anti-Fraud and Broker- Dealer registration provisions of federal securities laws.

  • If the event results in a new UTI, the RP is calculated afresh for the new UTI using the status or classification of the parties effective at that date).To be clear, the following events would not change the RP determination for previously reported transactions: a SD or MSP registration, a SD or MSP deregistration, a SD Limited Designation, a provincial Derivatives Dealer registration.

  • In keeping with the CSA’s objective to reduce the number of registration categories for dealers and advisors, we believe there is an opportunity to develop a more flexible introducing/carrying dealer structure under the Proposed Rule’s Mutual Fund Dealer registration category and to expand the Restricted Portfolio Manager definition to accommodate the interests and business models of financial advisors in today’s market place.

  • If the firm needs to emit more tons of carbon than it is allowed, it can buy unused tons from another firm.

  • Before signing any agreement, ask for the company’s Connecticut Home Heating Oil and Propane Dealer registration number and contact the Department of Consumer Protection to conf rm the registration and learn about any complaints against the company.

  • SALVAGE YARDSAMPLEFor Salvor Yard Dealer registration plates, up to FIVE letters or numbers in combination.

  • Dealer registration exemption for portfolio managers of pooled funds We have not extended the dealer registration exemption for portfolio managers of non-prospectus qualified funds to funds of affiliates or sales outside of fully managed accounts.

  • The liquidity position is also closely monitored by the senior management to ensure the Group maintains a prudent and adequate liquidity ratio and ensure the availability of sufficient liquid funds to meet the Group’s obligation and complies with the relevant statutory requirements for various licensed subsidiaries incorporated in Hong Kong and for a Canadian subsidiary with Exempt Market Dealer registration.

Related to Dealer registration

  • Exchange Offer Registration means a registration under the Securities Act effected pursuant to Section 2(a) hereof.

  • Investor Registrable Securities means (i) any Common Equity held (directly or indirectly) by an Investor or any of its Affiliates, and (ii) any equity securities of the Company or any Subsidiary issued or issuable with respect to the securities referred to in clause (i) above by way of dividend, distribution, split or combination of securities, or any recapitalization, merger, consolidation or other reorganization.

  • Registration Agency means the Apprenticeship Branch, of the Ministry of Skills Development.

  • Other Registrable Securities means (i) any Common Equity held (directly or indirectly) by any Other Holders or any of their Affiliates, and (ii) any equity securities of the Company or any Subsidiary issued or issuable with respect to the securities referred to in clause (i) above by way of dividend, distribution, split or combination of securities, or any recapitalization, merger, consolidation or other reorganization.

  • Exchange Registration shall have the meaning assigned thereto in Section 3(c) hereof.

  • Book voter registration form means voter registration forms contained in a

  • Piggy-Back Registration is defined in Section 2.2.1.

  • Voter registration deadline means the registration deadline provided in Section 20A-2-102.5.

  • international registration means the registration of a mark effected under the Agreement or the Protocol or both, as the case may be;

  • Exchange Offer Registration Period means the 180-day period following the consummation of the Registered Exchange Offer, exclusive of any period during which any stop order shall be in effect suspending the effectiveness of the Exchange Offer Registration Statement.

  • Exchange Offer Registration Statement means an exchange offer registration statement on Form S-4 (or, if applicable, on another appropriate form) and all amendments and supplements to such registration statement, in each case including the Prospectus contained therein or deemed a part thereof, all exhibits thereto and any document incorporated by reference therein.

  • Key Holder Registrable Securities means (i) the shares of Common Stock held by the Key Holders, and (ii) any Common Stock issued as (or issuable upon the conversion or exercise of any warrant, right, or other security that is issued as) a dividend or other distribution with respect to, or in exchange for or in replacement of such shares.

  • Additional Registrable Securities means, (i) any Cutback Shares not previously included on a Registration Statement and (ii) any capital stock of the Company issued or issuable with respect to the Common Shares, the Warrants, the Warrant Shares, or the Cutback Shares, as applicable, as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise without regard to any limitations on exercise of the warrants.

  • Registration Data means certain personal and financial information that you are required to provide in order to download and use the Trading Platform and become our Client including Account Credentials, such information can include without limitation a copy of your passport, driving license and/or Photo identity card.

  • Business registration means a business registration certificate issued by the Department of the Treasury or such other form or verification that a contractor or subcontractor is registered with the Department of Treasury;

  • Withdrawn Registration means a forfeited demand registration under Section 2.1 in accordance with the terms and conditions of Section 2.4.

  • Rule 462(b) Registration Statement means a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the registration statement referred to in Section 1(a) hereof.

  • S-3 Registration has the meaning set forth in Section 5(a) hereof.

  • registration means a registration effected by preparing and filing a registration statement or similar document in compliance with the requirements of the Securities Act, and the applicable rules and regulations promulgated thereunder, and such registration statement becoming effective.

  • Merger Registration Statement means the registration statement, together with all amendments, filed with the SEC under the Securities Act for the purpose of registering the offer of shares of NBT Common Stock to be offered to holders of CNB Common Stock in connection with the Merger.

  • Special Registration means the registration of (A) equity securities and/or options or other rights in respect thereof solely registered on Form S-4 or Form S-8 (or successor form) or (B) shares of equity securities and/or options or other rights in respect thereof to be offered to directors, members of management, employees, consultants, customers, lenders or vendors of the Company or Company Subsidiaries or in connection with dividend reinvestment plans.

  • Form S-4 Registration Statement means the registration statement on Form S-4 to be filed with the SEC by Parent in connection with issuance of Parent Common Stock in the Merger, as said registration statement may be amended prior to the time it is declared effective by the SEC.

  • Company IP Registrations means all Company Intellectual Property that is subject to any issuance registration, application or other filing by, to or with any Governmental Authority or authorized private registrar in any jurisdiction, including registered trademarks, domain names and copyrights, issued and reissued patents and pending applications for any of the foregoing.

  • Exchange Registration Statement shall have the meaning assigned thereto in Section 2(a) hereof.

  • Registration Agent means the registration and paying agent appointed by the Mayor pursuant to the terms hereof, or any successor designated by the Governing Body.

  • Initial Registrable Securities means (i) the Common Shares issued or issuable upon conversion of the Notes issued pursuant to the terms of the Securities Purchase Agreement, and (ii) any capital stock of the Company issued or issuable with respect to the Common Shares, or the Notes as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise without regard to any limitations on conversion of the Notes.