Dealer Concession definition

Dealer Concession. Not in excess of [__]% of the Principal Amount of these Series 200[__]-[__] Gross Proceeds: Notes Estimate of Total Fees and Commissions: [Supplemental information for Disclosure Package] SCHEDULE 8 DRAFT PROSPECTUS SUPPLEMENT/FINAL TERMS SCHEDULE 9 DRAFT BASE PROSPECTUS SIGNATURES The Issuer TURQUOISE CARD BACKED SECURITIES PLC By: --------------------------------- HSBC BANK PLC By: --------------------------------- Loan Note Issuer No.1 TURQUOISE FUNDING 1 LIMITED By: --------------------------------- The Receivables Trustee TURQUOISE RECEIVABLES TRUSTEE LIMITED By: --------------------------------- The Arranger and a Dealer HSBC BANK PLC By: --------------------------------- EXECUTION PAGE RECEIVABLES TRUSTEE EXECUTED as a Deed by ) TURQUOISE RECEIVABLES ) TRUSTEE LIMITED ) ) HSBC EXECUTED as a Deed ) ) By DXXXXXX XXXX ) acting as attorney ) for and on behalf of ) HSBC BANK PLC ) in the presence of: )
Sample 1
Dealer Concession apply only to the Load Funds and the CDSC Funds. All commissions and concessions are subject to change without notice by us and will comply with any changes in regulatory requirements. You agree that you will not combine customer orders to reach breakpoints in commissions for any purpose whatsoever unless authorized by the Prospectus or by us in writing.
Sample 1
Dealer Concession means any feesthat the broker, dealer or municipal securities dealer will earn at the time of the sale, in connection with the transaction, from the issuer of the covered security, an agent of the issuer, the primary distributor, or any other broker, dealer or municipal securities dealer.
Sample 1

Examples of Dealer Concession in a sentence

  • Virtus Multi-Sector Short Term Bond Fund only Dealer Concession: 1% CDSC: 1% for one year from the date of each purchase.

  • GIAC may, upon at least ten (10) days prior written notice to Broker-Dealer change the Dealer Concession and Commissions Schedule.

  • Class T Shares – Virtus Multi-Sector Short Term Bond Fund only Dealer Concession: 1% CDSC: 1% for one year from the date of each purchase.

  • Class T Shares – Phoenix Multi-Sector Short Term Bond Fund only Dealer Concession: 1% CDSC: 1% for one year from the date of each purchase.

  • Dealer shall not receive any Dealer Concession with respect to certain transactions which are exempt from sales charges and will receive the reduced Dealer Concessions which correspond to the reduced sales charges applicable to certain types of transactions (e.g., transactions involving letters of intent or rights of accumulation), as set forth in a Fund’s Prospectus, which are hereby incorporated herein by reference and which may be modified from time to time by a Fund.

  • The benefits of these programs are based upon sales production or Gross Dealer Concession (“GDC”).

  • The Unadjusted Gross Dealer Concession is equal to the following percentages of variable annuity Gross Premiums paid during the month and variable annuity Contract Values at the end of each calendar quarter for contracts which have passed their first policy anniversary.

  • Dealer shall not receive any Dealer Concession with respect to certain transactions which are exempt from sales charges and will receive the reduced Dealer Concessions which correspond to the reduced sales charges applicable to certain types of transactions (e.g., transactions involving letters of intent or rights of accumulation), as set forth in a Fund's Prospectus, which are hereby incorporated herein by reference and which may be modified from time to time by a Fund.

  • FESC: None Dealer Concession: 4.0% (5-1/4% on Class H) CDSC: 4%, 4%, 3%, 3%, 2%, 1% (6 years) Conversion to Class A: Year 9 Total 12b-1 Fees: 1.0% Trail Commission: .25% (No Trail Commission on Class H shares) CLASS C SHARES FESC: None Dealer Concession: 1.0% CDSC: 1% for 1 year Conversion to A: None Total 12b-1 Fees: 1.0% Trail Commission: 1.0% (Beginning in Year 2) A-2 FORTIS EQUITY PORTFOLIOS, INC.

  • In consideration of and as full compensation for the supervision and services provided under this Agreement, GIAC shall pay the Firm compensation as permitted by Applicable Laws in accordance with the current Dealer Concession and Commission Schedule, attached as Exhibit B.

Related to Dealer Concession

  • Concession means the granting of a license or right to act for or on behalf of the Board, or to provide a service requiring the approval or endorsement of the Board, and which may or may not involve a payment or exchange, or provision of services by or to the Board, provided that the term concession will not include vending machines.

  • Concessions means assent to repayment of a debt on terms more favorable to an individual than the terms of the contract between the individual and a creditor.

  • Dealer Agreement means any agreement between a Dealer and AmeriCredit or an Originating Affiliate relating to the acquisition of Receivables from a Dealer by AmeriCredit or an Originating Affiliate.

  • Dealer-operator means the individual who works at the established place of business of a dealer

  • Broker-Dealer Agreement means each agreement between the Auction Agent and a Broker-Dealer substantially in the form attached hereto as Exhibit A.

  • Dealership means a site or location in this state:

  • Third Party Sale means any sale for resale in interstate commerce to a Power Purchaser that is not designated as part of Network Load under the Network Integration Transmission Service but not including a sale of energy through the PJM Interchange Energy Market established under the PJM Operating Agreement.

  • Covered Guest All registered guests and all persons booked to share the same unit of accommodations, and have paid the required plan cost. • "Stay": The stay at an iTrip unit, from the date of a Covered Guest's check-in to the date of check-out.

  • Licensing means the department process respecting the grant, denial, renewal, revocation, suspension, annulment, withdrawal, or amendment of a license.

  • Concession Period means the period starting on and from the Appointed Date and ending on the Transfer Date;

  • Broker-Dealer Subsidiary means any Subsidiary that is registered as a broker-dealer under the Exchange Act or any other applicable law requiring similar registration.

  • Exempt commercial purchaser means any person purchasing commercial insurance that, at the time of placement, meets the following requirements:

  • Concession Contract means a contract for pecuniary interest concluded in writing between one or more economic operators and one or more contracting authorities within the meaning of Articles 174 and 178, in order to entrust the execution of works or the provision and management of services to an economic operator (the ‘concession’), and where:

  • Alcoholic means a person in a state of dependency resulting from excessive or prolonged consumption of alcoholic beverages as defined in Iowa Code section 125.2.

  • Retail means the provision of ISP services directly to the End User Subscriber by a Wholesale Customer through the Service provided under these Rates, Terms and Conditions. The relationship of the Wholesale Customer and its End User Subscribers is a retail relationship. For purposes of ISP

  • Marijuana concentrate means any type of marijuana product consisting wholly or in part of

  • Concession Fee for a particular month shall mean the higher of the following:

  • Natural channel design concepts means the utilization of engineering analysis and fluvial geomorphic processes to create, rehabilitate, restore, or stabilize an open conveyance system for the purpose of creating or recreating a stream that conveys its bankfull storm event within its banks and allows larger flows to access its bankfull bench and its floodplain.

  • Dealer Recourse means, with respect to a Receivable, all recourse rights against the Dealer which originated the Receivable, and any successor to such Dealer.

  • Alcoholic beverage means a beverage that:

  • Concession Area means particulars of the area as more particularly described in Form A of West Bengal Minor Minerals (Auction) Rules, 2016.

  • inter-dealer bond broker means a person or company that is approved by the Investment Dealers Association under its By-Law No. 36 Inter-Dealer Bond Brokerage Systems, as amended, and is subject to its By-law No. 36 and its Regulation 2100 Inter-Dealer Bond Brokerage Systems, as amended;

  • Licences means the licences that Ofgem gives us to supply gas and/or electricity details of which can be found at www.ofgem.gov.uk/LICENSING/ WORK/Pages/licence-conditions-consolidated.aspx;

  • Alcoholic beverages means beverages that are suitable for human consumption and contain one-half of one percent or more of alcohol by volume.

  • Marijuana wholesaler means a person who purchases marijuana items in this state for resale to a person other than a consumer.

  • Covered Vehicle means a private passenger vehicle (including mini-vans, pickup trucks and sport utility vehicles) which is registered or rented to You during Your Trip, which is rated ¾ ton in weight or less, not used for racing, dealer services, dealer loaners, taxi, limousine, shuttle, delivery, hauling, towing, road repair service, construction service, snow removal, or as a public livery vehicle, or any other commercial use.