Credit Suisse Securities definition

Credit Suisse Securities has the meaning specified in the recital of parties to this Agreement.
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Credit Suisse Securities has the meaning set forth in the introductory paragraph.
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Credit Suisse Securities means Credit Suisse Securities (USA) LLC.
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Examples of Credit Suisse Securities in a sentence

  • CS USA Inc is the sole member of Credit Suisse Securities (USA) LLC (“CS Sec USA LLC”), a Delaware limited liability company and a registered broker-dealer that effects trades in many companies, including the Issuer.

  • Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offer and sale of the Offered Securities or until any earlier date that the Company notified or notifies Credit Suisse Securities (USA) LLC (“Credit Suisse”) as described in the next sentence, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information then contained in the Registration Statement.

  • Material violations of this Code and of the Global Policy (insofar as they relate to employees, officers and directors of Credit Suisse Asset Management, LLC (the “Adviser”) and Credit Suisse Securities (USA) LLC (the “Underwriter”)) and any sanctions imposed shall be reported not less frequently than quarterly to the Board of Directors/Trustees of each relevant Covered Fund and to the senior management of Credit Suisse.

  • This Code of Ethics (this “Code”) establishes rules of conduct for “Access Persons” (as defined below) of Credit Suisse Asset Management, LLC and Credit Suisse Securities (USA) LLC (collectively referred to as “Credit Suisse”) and each U.S. registered investment company that adopts this Code (“Covered Fund”).

  • By: Name: Title: cc: Credit Suisse Securities (USA) LLC BofA Securities, Inc.

  • Credit Suisse Securities (USA) LLC shall have no responsibility or personal liability to Dealer or Counterparty arising from any failure by Dealer or Counterparty to pay or perform any obligations hereunder, or to monitor or enforce compliance by Dealer or Counterparty with any obligation hereunder, including without limitation, any obligations to maintain collateral.

  • Borrower, the Lenders party thereto (the “Original Lenders”), Credit Suisse, Cayman Islands Branch, as administrative agent, swingline lender and letter of credit issuer, Citibank N.A., as syndication agent and Credit Suisse Securities (USA) LLC, Citigroup Global Markets, Inc., Deutsche Bank Securities Inc., Xxxxxxx Sachs Credit Partners L.P., HSBC Securities (USA) Inc., Xxxxxx Brothers Inc.

  • Dealer represents that it is an “OTC derivatives dealer” as such term is defined in the Exchange Act and is an affiliate of a broker-dealer that is registered with and fully-regulated by the SEC, Credit Suisse Securities (USA) LLC.

  • Courtview Capital Credit Agricole Credit Suisse Securities (USA) LLC Daiwa Capital Markets America Inc.

  • Credit Suisse Securities (USA) LLC shall otherwise have no liability in respect of the Transaction, except for its gross negligence or willful misconduct in performing its duties as Agent.

Related to Credit Suisse Securities

  • Credit Suisse means Credit Suisse AG, Cayman Islands Branch.

  • Goldman Sachs means Goldman Sachs & Co. LLC.

  • Barclays Capital is a reference to Barclays Capital, the investment banking division of Barclays Bank PLC;

  • Barclays shall have the meaning assigned to such term in the preamble to this Agreement.

  • Deutsche Bank means Deutsche Bank AG and its affiliated companies, as the context requires.

  • Goldman means Xxxxxxx, Sachs & Co.

  • Citigroup means Citigroup Global Markets Inc.

  • Xxxxx Fargo Securities means Xxxxx Fargo Securities, LLC.

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.

  • Morgan Stanley Morgan Stanley, a Delaware corporation.

  • RBC means Royal Bank of Canada.

  • LLC means Limited Liability Company.

  • Jefferies means Jefferies Finance LLC.

  • Cantor shall have the meaning given in the Preamble.

  • MUFG means MUFG Bank, Ltd.

  • Wachovia means Wachovia Bank, National Association, a national banking association, and its successors.

  • BMO shall have the meaning assigned to such term in the preamble to this Agreement.

  • Mizuho means Mizuho Bank, Ltd.

  • UBS shall have the meaning assigned to such term in the preamble to this Agreement.

  • Asset management means a systematic process of operating and maintaining the state system of

  • Citicorp has the meaning specified in the preamble to this Agreement.

  • Investment Bank means each of those reputable internationally recognised investment banks, selected from time to time as First Choice Investment Banks or as a Third Investment Bank in terms of Section 1.4 or Section 1.5 of the Subscription Agreement (as the case may be), whose Mandate Letters remain effective.

  • MLPFS means Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated.

  • BofA Securities means BofA Securities, Inc.

  • Fortis means Fortis Inc.;

  • JPMorgan means JPMorgan Chase Bank, N.A. and its successors.