{"component": "definition", "props": {"groups": [{"samples": [{"hash": "bzcjihDGpDt", "uri": "https://www.sec.gov/Archives/edgar/data/1928561/000121390025091797/ea0258233-01_ex99p5.htm", "label": "Code of Ethics (Bitwise Funds Trust)", "score": 24.7344284058, "published": false}, {"hash": "7LQtD2l48sx", "uri": "https://www.sec.gov/Archives/edgar/data/1970751/000089418925006551/etc-codeofethicsjanuary202.htm", "label": "Code of Ethics (Advisor Managed Portfolios)", "score": 24.6577682495, "published": false}, {"hash": "ckPzToCVlec", "uri": "https://www.sec.gov/Archives/edgar/data/1547950/000121390025080754/ea0253748-01_ex99p2.htm", "label": "Code of Ethics (Exchange Listed Funds Trust)", "score": 24.6495552063, "published": false}], "snippet_links": [{"key": "defined-in-section", "type": "clause", "offset": [17, 35]}, {"key": "advisers-act", "type": "clause", "offset": [54, 66]}], "snippet": "means a security defined in section 202(a)(18) of the Advisers Act. Covered Securities include:", "size": 42, "hash": "247a43427e2604ee7cfdc19f6fe7cf79", "id": 1}, {"samples": [{"hash": "2J4PBMmGUJL", "uri": "https://www.sec.gov/Archives/edgar/data/1722388/000199937125006488/ex99-pviii.htm", "label": "Code of Ethics (Tidal Trust III)", "score": 20.3839836121, "published": false}, {"hash": "3dxU3dutCRb", "uri": "https://www.sec.gov/Archives/edgar/data/1722388/000199937124011878/ex99-pviii.htm", "label": "Code of Ethics (Tidal Trust III)", "score": 19.6995201111, "published": false}, {"hash": "8LyoIZo1pnQ", "uri": "https://www.sec.gov/Archives/edgar/data/1722388/000199937126006716/ex99-pvii.htm", "label": "Tidal Trust III", "score": 19.2217655182, "published": false}], "snippet_links": [{"key": "financial-instrument", "type": "definition", "offset": [10, 30]}, {"key": "security-and", "type": "clause", "offset": [50, 62]}, {"key": "in-detail", "type": "clause", "offset": [74, 83]}, {"key": "advisers-act", "type": "clause", "offset": [113, 125]}, {"key": "this-code", "type": "definition", "offset": [151, 160]}, {"key": "issued-by", "type": "clause", "offset": [193, 202]}, {"key": "the-us", "type": "clause", "offset": [203, 210]}, {"key": "certificates-of-deposit", "type": "clause", "offset": [229, 252]}, {"key": "commercial-paper", "type": "definition", "offset": [275, 291]}, {"key": "high-quality", "type": "clause", "offset": [293, 305]}, {"key": "debt-instruments", "type": "definition", "offset": [317, 333]}, {"key": "money-market-instruments", "type": "clause", "offset": [335, 359]}, {"key": "shares-of", "type": "clause", "offset": [364, 373]}, {"key": "open-end", "type": "definition", "offset": [385, 393]}, {"key": "investment-companies", "type": "definition", "offset": [394, 414]}, {"key": "mutual-funds", "type": "clause", "offset": [416, 428]}], "snippet": "means any financial instrument that is known as a security and as defined in detail in Section 202(a)(18) of the Advisers Act, EXCEPT, for purposes of this Code, it does not include securities issued by the U.S. Government, bank certificates of deposit, bankers\u2019 acceptance, commercial paper, high quality short-term debt instruments, money market instruments, or shares of registered open end investment companies (mutual funds) as long as VistaShares is not advising such mutual funds.", "size": 26, "hash": "21c0159e4729f66f82f58ddcd163cbe0", "id": 2}, {"samples": [{"hash": "gUcqq2bPMo7", "uri": "https://www.sec.gov/Archives/edgar/data/1484018/000148401820000054/coe_registrant.htm", "label": "Code of Ethics (Spinnaker ETF Series)", "score": 17.4832305908, "published": false}, {"hash": "6jdActaMMXx", "uri": "https://www.sec.gov/Archives/edgar/data/1464413/000146441320000094/coe_registrant.htm", "label": "Code of Ethics (Starboard Investment Trust)", "score": 17.4832305908, "published": false}, {"hash": "3iRJQnGKkBr", "uri": "https://www.sec.gov/Archives/edgar/data/1122649/000112264920000002/coe.htm", "label": "Code of Ethics (Hillman Capital Management Investment Trust)", "score": 17.0725536346, "published": false}], "snippet_links": [{"key": "treasury-stock", "type": "clause", "offset": [23, 37]}, {"key": "evidence-of-indebtedness", "type": "clause", "offset": [73, 97]}, {"key": "certificate-of-interest", "type": "definition", "offset": [99, 122]}, {"key": "sharing-agreement", "type": "definition", "offset": [154, 171]}, {"key": "trust-certificate", "type": "definition", "offset": [184, 201]}, {"key": "investment-contract", "type": "clause", "offset": [268, 287]}, {"key": "certificate-of-deposit", "type": "clause", "offset": [315, 337]}, {"key": "fractional-undivided-interest", "type": "definition", "offset": [354, 383]}, {"key": "mineral-rights", "type": "definition", "offset": [406, 420]}, {"key": "of-securities", "type": "clause", "offset": [546, 559]}, {"key": "based-on", "type": "definition", "offset": [595, 603]}, {"key": "the-value", "type": "clause", "offset": [604, 613]}, {"key": "entered-into", "type": "clause", "offset": [673, 685]}, {"key": "national-securities-exchange", "type": "definition", "offset": [691, 719]}, {"key": "relating-to", "type": "definition", "offset": [720, 731]}, {"key": "foreign-currency", "type": "definition", "offset": [732, 748]}, {"key": "in-general", "type": "clause", "offset": [754, 764]}, {"key": "right-to-subscribe", "type": "clause", "offset": [956, 974]}, {"key": "the-foregoing", "type": "clause", "offset": [997, 1010]}], "snippet": "means any note, stock, treasury stock, security future, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option, or privilege on any security (including a certificate of deposit) or on any group or index of securities (including any interest therein or based on the value thereof), or any put, call, straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly known as a \"security\", or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase any of the foregoing.", "size": 24, "hash": "eeda770c2d6cc83af67a5d24b8acb5f0", "id": 3}, {"samples": [{"hash": "57ci9MFTeLa", "uri": "/contracts/57ci9MFTeLa#covered-securities", "label": "Support Agreement (Sapiens International Corp N V)", "score": 36.6166992188, "published": true}, {"hash": "4NbeiCAIpTU", "uri": "/contracts/4NbeiCAIpTU#covered-securities", "label": "Support Agreement (Chindata Group Holdings LTD)", "score": 34.6536636353, "published": true}, {"hash": "4828Ah7bfsb", "uri": "/contracts/4828Ah7bfsb#covered-securities", "label": "Support Agreement (Sk Inc.)", "score": 34.6344985962, "published": true}], "snippet_links": [{"key": "owned-securities", "type": "definition", "offset": [17, 33]}, {"key": "additional-securities", "type": "definition", "offset": [42, 63]}], "snippet": "means all of the Owned Securities and any Additional Securities.", "size": 19, "hash": "201b1d8de03f3784febc061e6dca5b91", "id": 4}, {"samples": [{"hash": "k1B1ORTDLHq", "uri": "/contracts/k1B1ORTDLHq#covered-securities", "label": "Transaction Agreement (Mitsubishi Ufj Financial Group Inc)", "score": 22.5687885284, "published": true}, {"hash": "gRAndIkS2d0", "uri": "/contracts/gRAndIkS2d0#covered-securities", "label": "Investor Agreement (Mitsubishi Ufj Financial Group Inc)", "score": 22.5687885284, "published": true}, {"hash": "4sWbbEt05Iy", "uri": "/contracts/4sWbbEt05Iy#covered-securities", "label": "Investor Agreement (Morgan Stanley)", "score": 22.4921283722, "published": true}], "snippet_links": [{"key": "common-stock", "type": "clause", "offset": [6, 18]}, {"key": "excluded-securities", "type": "definition", "offset": [116, 135]}], "snippet": "means Common Stock and any securities convertible into or exercisable or exchangeable for Common Stock that are not Excluded Securities.", "size": 17, "hash": "ca3e66875f0fa94973461e5ef8bee180", "id": 5}, {"samples": [{"hash": "dzWt26Nrfwy", "uri": "https://www.sec.gov/Archives/edgar/data/790558/000104746906005720/a2168431zex-99_pix.txt", "label": "Acknowledgement of Amendment (Hartford HLS Series Fund Ii Inc)", "score": 6.0, "published": false}, {"hash": "aohttV25cbO", "uri": "https://www.sec.gov/Archives/edgar/data/1167801/000095013307001915/w28673bexv99w23wpw22.txt", "label": "Acknowledgement of Amendment (Mlig Variable Insurance Trust)", "score": 6.0, "published": false}, {"hash": "l5kcIEr1CVa", "uri": "https://www.sec.gov/Archives/edgar/data/1167801/000095013306002102/w16926bexv99w23wpw23.txt", "label": "Acknowledgement of Amendment (Mlig Variable Insurance Trust)", "score": 6.0, "published": false}], "snippet_links": [{"key": "options-on-securities", "type": "definition", "offset": [31, 52]}, {"key": "shares-of", "type": "clause", "offset": [78, 87]}, {"key": "affiliated-mutual-funds", "type": "definition", "offset": [159, 182]}, {"key": "limited-partnerships", "type": "definition", "offset": [197, 217]}, {"key": "investment-funds", "type": "definition", "offset": [284, 300]}, {"key": "hedge-funds", "type": "clause", "offset": [302, 313]}, {"key": "investment-advisers-act-of-1940", "type": "definition", "offset": [400, 431]}], "snippet": "means any stock, bond, future, options on securities, indexes, or currencies; shares of open-end mutual funds that are advised or sub-advised by KAR including affiliated mutual funds; all kinds of limited partnerships; foreign based unit trust and foreign based mutual funds; private investment funds, hedge funds, investment clubs, and any other instrument that is considered a \"security\" under the Investment Advisers Act of 1940.", "size": 15, "hash": "75e67ec61ab25f256999b9581e02725e", "id": 6}, {"samples": [{"hash": "19fwX19eTqL", "uri": "https://www.nykredit.com/siteassets/ir/files/announcements/company-announcements/nykredit-realkredit/2017/nykredit_realkredit_a_s_publishes_new_prospectus_-_base_prospectus_dated_15_may_2017_2017-05-15_en.pdf", "label": "www.nykredit.com", "score": 8.6837778091, "published": false}, {"hash": "7JEY5YO4ODP", "uri": "https://attachment.news.eu.nasdaq.com/a0a81c8c35a7abf85f88743bfa8ff62ce", "label": "attachment.news.eu.nasdaq.com", "score": 8.6837778091, "published": false}, {"hash": "7OOQh1wRiv4", "uri": "https://ml-eu.globenewswire.com/Resource/Download/14ec819b-ee0f-4760-a66f-c2734c34615e", "label": "ml-eu.globenewswire.com", "score": 8.6830940247, "published": false}], "snippet_links": [{"key": "base-prospectus", "type": "definition", "offset": [40, 55]}], "snippet": "means SDOs and/or ROs issued under this Base Prospectus.", "size": 13, "hash": "a8020aae54cff7acb41bb8fa5878905e", "id": 7}, {"samples": [{"hash": "cJoYnGrYv53", "uri": "/contracts/cJoYnGrYv53#covered-securities", "label": "Proxy and Right of First Refusal Agreement (Liberty Broadband Corp)", "score": 27.3819293976, "published": true}, {"hash": "c3Q5ALWu6vT", "uri": "/contracts/c3Q5ALWu6vT#covered-securities", "label": "Proxy and Right of First Refusal Agreement (Charter Communications, Inc. /Mo/)", "score": 26.6865158081, "published": true}, {"hash": "f0asFxaDsQo", "uri": "/contracts/f0asFxaDsQo#covered-securities", "label": "Proxy and Right of First Refusal Agreement (Liberty Broadband Corp)", "score": 26.4045181274, "published": true}], "snippet_links": [], "snippet": "has the meaning set forth in Section 3(a).", "size": 11, "hash": "a4cebcd8772140933534371e0ebffa58", "id": 8}, {"samples": [{"hash": "3Li5fXhPNLC", "uri": "https://www.sec.gov/Archives/edgar/data/933691/000093369111000399/exp158_brookandamp08162011.htm", "label": "Code of Ethics (JNL Series Trust)", "score": 10.9356603622, "published": false}, {"hash": "25CwFCrNqAX", "uri": "https://www.sec.gov/Archives/edgar/data/720498/000089418905002845/fundcoe.htm", "label": "Code of Ethics (Matrix Advisors Value Fund Inc)", "score": 7.0, "published": false}, {"hash": "cg082gD8cqu", "uri": "https://www.sec.gov/Archives/edgar/data/916620/000119312512310585/d367444dex99p34.htm", "label": "Northern Funds", "score": 4.5571527481, "published": false}], "snippet_links": [{"key": "defined-in-section", "type": "clause", "offset": [20, 38]}, {"key": "the-investment-company-act-of-1940", "type": "clause", "offset": [50, 84]}, {"key": "direct-obligations-of-the-government-of-the-united-states", "type": "definition", "offset": [122, 179]}, {"key": "certificates-of-deposit", "type": "clause", "offset": [208, 231]}, {"key": "commercial-paper", "type": "definition", "offset": [233, 249]}, {"key": "high-quality", "type": "clause", "offset": [255, 267]}, {"key": "debt-instruments", "type": "definition", "offset": [279, 295]}, {"key": "repurchase-agreements", "type": "clause", "offset": [307, 328]}, {"key": "issued-by", "type": "clause", "offset": [341, 350]}], "snippet": "means a security as defined in section 2(a)(9) of the Investment Company Act of 1940, except that it does not include (i) direct obligations of the Government of the United States; Banker\u2019s acceptances, bank certificates of deposit, commercial paper, and high quality short-term debt instruments, including repurchase agreements; and shares issued by open-end funds.", "size": 11, "hash": "03f6f29ede1db53292c9a91207da5c22", "id": 9}, {"samples": [{"hash": "kRxodf5krLy", "uri": "https://www.sec.gov/Archives/edgar/data/908802/000091205701006924/a2034755zex-99_p.txt", "label": "Code of Ethics (Schroder Series Trust)", "score": 6.0, "published": false}, {"hash": "c2zjD2RyHJR", "uri": "https://www.sec.gov/Archives/edgar/data/857490/000093247100000813/0003.txt", "label": "Code of Ethics (Vanguard Variable Insurance Fund)", "score": 6.0, "published": false}, {"hash": "9bdenP55lm", "uri": "https://www.sec.gov/Archives/edgar/data/835597/000091205700030711/ex-99_bp14.txt", "label": "Code of Ethics (Sei Institutional International Trust)", "score": 6.0, "published": false}], "snippet_links": [{"key": "related-to", "type": "clause", "offset": [102, 112]}, {"key": "covered-security", "type": "definition", "offset": [115, 131]}, {"key": "option-to-purchase", "type": "definition", "offset": [144, 162]}, {"key": "security-and", "type": "clause", "offset": [181, 193]}], "snippet": "generally means stocks, bonds and options. The same limitations pertain to transactions in a security related to a Covered Security, such as an option to purchase or sell a Covered Security and any security convertible into or exchangeable for a Covered Security.", "size": 10, "hash": "1638c49e1a0e28ac8e4735aeca09dbf1", "id": 10}], "next_curs": "Cl8SWWoVc35sYXdpbnNpZGVyY29udHJhY3RzcjsLEhpEZWZpbml0aW9uU25pcHBldEdyb3VwX3Y1NiIbY292ZXJlZC1zZWN1cml0aWVzIzAwMDAwMDBhDKIBAmVuGAAgAA==", "definition": {"title": "Covered Securities", "snippet": "means a security defined in section 202(a)(18) of the Advisers Act. Covered Securities include:", "size": 531, "id": "covered-securities", "examples": ["Client acknowledges and agrees that Consultant provides no guarantees with respect to the success or performance of any particular investment ideas, investment strategy, or recommendation made by Consultant or with respect to the <strong>Covered Securities</strong>.", "Consultant shall provide certain data, analysis, and other information concerning the <strong>Covered Securities</strong> on an on-going basis.", "Prior to considering a Target Vehicle Opportunity, Consultant shall consider only the <strong>Covered Securities</strong> without regard to any funds or other securities held by any Client Party.", "Further, Consultant shall have no authority or power to exercise voting rights (including with respect to voting proxies), rights to consent to corporate actions, or other similar rights with respect to <strong>Covered Securities</strong> held by any Client Party, and Client shall retain all such authorities.", "Notwithstanding the foregoing, Consultant shall remain entitled to the Consulting Fee with respect to <strong>Covered Securities</strong> acquired during the Term.", "Consultant shall also not take any action or render any advice with respect to any legal actions, including, but not limited, any class action lawsuits involving <strong>Covered Securities</strong> held by any Client Party.", "For the avoidance of doubt, no Consulting Fee shall apply to investments made in <strong>Covered Securities</strong> before the Effective Date or after the Termination Date.", "Consultant encourages Client to consult with its tax, accounting, legal, and other advisers in connection with any <strong>Covered Securities</strong> investments.", "However, any purchases or sales of <strong>Covered Securities</strong> by any such investor will be made in such a manner as to conform with the code of ethics (if any) governing any such Person and in any event in such a manner as to assure, to the extent practicable, that such purchases or sales do not result in a financial disadvantage to Client and such purchases and sales shall be disclosed to Client.", "Upon written request by Consultant, Client shall deliver to Consultant a summary report detailing all purchases of such <strong>Covered Securities</strong> made by Client during the Term, in each case with such schedule including, as applicable, the quantity and purchase price."], "related": [["securities", "Securities", "Securities"], ["trust-preferred-securities", "Trust Preferred Securities", "Trust Preferred Securities"], ["hybrid-preferred-securities", "Hybrid Preferred Securities", "Hybrid Preferred Securities"], ["non-book-entry-preferred-securities", "Non Book-Entry Preferred Securities", "Non Book-Entry Preferred Securities"], ["designated-securities", "Designated Securities", "Designated Securities"]], "related_snippets": [], "updated": "2026-04-19T04:24:51+00:00"}, "json": true, "cursor": ""}}