Control Relationship definition

Control Relationship means the power to exercise a controlling influence over the management or policies of a Company, unless such power is solely the result of an official position. Any person who owns beneficially, either directly or through one or more controlled companies, more than 25 per centum of the voting Securities of a Company shall be presumed to control such Company. Any person who does not so own more than 25 per centum of the voting Securities of any Company shall be presumed not to control such Company.

Control Relationship with respect to any Person shall mean control over such Person, being controlled by such Person or being under common control with such Person.

Control Relationship. ’ means the re- lationship that exists between manu- facturers that control, are controlled by, or are under common control with, one or more other manufacturers.

Examples of Control Relationship in a sentence

• Disclosure of Control Relationship with IssuerA Member controlled by, controlling, or under common control with, the issuer of any security, shall, before entering into any contract with or for a customer for the purchase or sale of such security, disclose to such customer the existence of such control, and if such disclosure is not made in writing, it shall be supplemented by the giving or sending of written disclosure at or before the completion of the transaction.

• Disclosure of Control Relationship with Issuer‌A Member controlled by, controlling, or under common control with, the issuer of any security, shall, before entering into any contract with or for a customer for the purchase or sale of such security, disclose to such customer the existence of such control, and if such disclosure is not made in writing, it shall be supplemented by the giving or sending of written disclosure at or before the completion of the transaction.

• Affirmative Defenses, Compliance Officer Safety, Compliance Assistance Flowcharts, Vehicle Hazardous Energy Control, Relationship to Other Standards.

• Rule 6.11 Disclosure of Control Relationship with an Issuer A Trading Participant controlled by, controlling, or under common control with, the Issuer of any Security, shall, before entering into any contract with or for a customer for the purchase or sale of such Security, disclose to such customer the existence of such control, and if such disclosure is not made in writing, it shall be supplemented by the giving or sending of written disclosure at or before the completion of the Exchange Transaction.

• Advisory Person” means (i) any employee of the Trust, any of the Trust’s investment advisers, or any Company in a Control Relationship with any such entity, who, in connection with their regular functions or duties, makes, participates in, or obtains information regarding the purchase or sale of a Covered Security by the Trust, or whose functions relate to the making of any recommendations with respect to such purchases or sales.

More Definitions of Control Relationship

Control Relationship means Controlling, Controllable by or under common Control with.

Control Relationship means the relationship that exists between a person (“A”) and the private fund’s manager or operator if —

Control Relationship means the relationship that exists between a person and an investment manager or operator if -

Control Relationship means the relationship that exists between a person (“A”) and the mutual fund’s manager or Operator if — (a) A is a controller1 of the mutual fund’s manager or Operator; (b) the mutual fund’s manager or Operator is a controller of A; or (c) a controller of A is also a controller of the mutual fund’s manager or operator;

Control Relationship means a link between a parent undertaking or a subordinate undertaking and a subsidiary or subordinate undertaking or a similar relationship between a natural or legal person and an undertaking. Every subordinate undertaking of a subordinate undertaking shall also be considered a subordinate undertaking of the superordinate undertaking which is at the head of those undertakings;

Control Relationship means an affiliation between a Person and another Person who Controls or is Controlled by or is Controlled with the first Person.

Control Relationship means the power to exercise a controlling influence over the management or policies of Javelin, unless such power is solely the result of an official position. Any person who owns beneficially, either directly or through one or more controlled companies, more than 25% of the voting securities of Javelin shall be presumed to control such Javelin. Any person who does not so own more than 25% of the voting securities of Javelin shall be presumed not to control Javelin.