COMPLIANCE UNDERTAKINGS. 6.1. The Fund undertakes to comply with Subchapter M and Section 817(h) of the Code, and all regulations issued thereunder.
COMPLIANCE UNDERTAKINGS. 6.1. The Trust undertakes to comply with Subchapter M and Section 817(h) of the Code, and all regulations issued thereunder.
COMPLIANCE UNDERTAKINGS. 5.1 Parties represent and warrant that - in the execution of this Agreement they will comply with all applicable laws and (self-) regulations, including - but not limited to - the National Code of Practice (as defined in Article 3.2 above), data protection and anti-bribery legislation such as the UK Bribery Act 2010; and - they, and where relevant, their directors, officers, employees, agents or subcontractors shall not, directly or indirectly pay or promise to pay, or authorize the payment of any money, or give, promise to give or authorize the giving of anything of value to any government official, healthcare professional or person affiliated with a healthcare organization to obtain or retain business or secure improper advantage to Sanofi.
COMPLIANCE UNDERTAKINGS. The Seller hereby acknowledges that Seller is acquainted with the requirements of Section 16 and Section 13(d) of the Exchange Act and the applicable Exchange Act Rules. The Seller understands that, as a result of its disposition of the Shares, and in order to comply with Section 16 and Section 13(d) of the Exchange Act and the applicable Exchange Act Rules, the Seller may be required to file a report on Form 4 and on Schedule 13D, and the Seller hereby undertakes and agrees to make such filing in a timely manner if so required after Closing and after public announcement by the Company of this Agreement and the transactions hereby.
COMPLIANCE UNDERTAKINGS. Each Shareholder hereby acknowledges that he/she is acquainted with the requirements of Section 16 and Section 13(d) of the Securities Exchange Act of 1934 and the rules and regulations issued thereunder. Each Shareholder understands that, as a result of its acquisition of Shares, and in order to comply with Section 16 and Section 13(d) and the rules and regulations issued thereunder, each Shareholder may be required to file a report on Form 3 and a Schedule 13D and each such Shareholder hereby undertakes and agrees to make such filing in a timely manner if so required.
COMPLIANCE UNDERTAKINGS. 18.1 Subject to the BEE Undertakings, the Shareholders shall procure that each Company complies with all relevant obligations necessary for such Company to retain the mining and prospecting rights held by such Company from time to time, including –
COMPLIANCE UNDERTAKINGS. Newlook hereby acknowledges that it is acquainted with the requirements of Section 16 and Section 13(d) of the Securities Exchange Act of 1934 and the rules and regulations issued thereunder. Newlook understands that, as a result of its acquisition of the Settlement Shares, and in order to comply with Section 16 and Section 13(d) and the rules and regulations issued thereunder, Newlook may be required to file a report on Form 3 and a Schedule 13D and Newlook hereby undertakes and agrees to make such filing in a timely manner if so required.
COMPLIANCE UNDERTAKINGS. (a) Each Party declares that it has adopted appropriate policies for assessing, monitoring and combatting the risk of breaching Anti-Corruption Laws and Anti-Money Laundering Laws applicable to such Party and that all discussions, activities and negotiations preliminary to this Agreement, the Ancillary Agreements to which the declaring Party is party to, and the Transactions have been conducted in compliance with such Party’s policies.
COMPLIANCE UNDERTAKINGS. 6.1. The Fund undertakes to comply with the diversification requirements of Section 817(h) of the Code, and all regulations issued thereunder.
COMPLIANCE UNDERTAKINGS. Each Seller hereby acknowledges that he/she is acquainted with the requirements of Section 16 and Section 13(d) of the Securities Exchange Act of 1934 and the rules and regulations issued thereunder. Each Seller understands that, as a result of its acquisition of Shares, and in order to comply with Section 16 and Section 13(d) and the rules and regulations issued thereunder, each Seller may be required to file a report on Form 3 and a Schedule 13D and each such Seller hereby undertakes and agrees to make such filing in a timely manner if so required, provided, however, nothing herein shall be construed as acceptance on the part of any Seller to serve as an officer or director of the Parent.
