Compliance Questionnaire definition
Examples of Compliance Questionnaire in a sentence
The Bank shall repeatedly conduct the Client Due Diligence if there is any doubt as to the accuracy of the information provided by the Client, including the data provided in the Client’s Compliance Questionnaire (KYC form).
For recipients employing less than 15 persons, the department requests completion of the Civil Rights Compliance Questionnaire.
The AUDIT FIRM will also complete the USFR Compliance Questionnaire and submit it, along with management letters the AUDIT FIRM issues to the SCHOOL DISTRICT, to the Auditor General and to ADE in electronic format (PDF).
The Committee has the responsibility to arrive at an agreement on each position’s job description, evaluation and reasons for classification.
Annually, the DCRC shall provide the NCC with a Nondiscrimination Compliance Questionnaire.
The Governmental Agency agrees to furnish to the Authority, no later than June 30 of each year, an executed copy of the Tax Compliance Questionnaire set forth in Exhibit G to this Loan Agreement.
If the paid staff of the PROVIDER grows to fifteen (15) or more employees, the PROVIDER must complete the Civil Rights Compliance Questionnaire, CF Forms 946 A and B, in accordance with CFOP 60-16.
The CRC Council has adopted an Antifraud Program which includes, among other standard procedures, the annual completion of a Code of Conduct Compliance Questionnaire by each of the employees of the CRC and each of the employees of each sub recipient/subcontractor of the funds/programs we manage for DHS and other governmental agencies.
Payments and Compensation Compensation for audit services, including travel and out-of-pocket expenses, for the financial statements, any applicable federal programs and the USFR Compliance Questionnaire shall not exceed the amounts listed below.
Executive agrees to fill out Company’s form Compliance Questionnaire, and to be available to participate in an exit interview with the Company’s Corporate Compliance Department or its designee if Executive is asked by the Company to do so.