Compliance Manual definition

Compliance Manual means the LIHTC Program Compliance Manual developed by ADOH.

Compliance Manual means the compliance policies and procedures, and other materials, for the Adviser (accessible via the public folder in Lotus Notes).

Compliance Manual means the compilation of compliance policies and procedures developed by the Company in accordance with federal and state securities laws and regulations.

Examples of Compliance Manual in a sentence

• Outside accounts must be pre-cleared prior to being opened (See, Section T of the Compliance Manual).

• Additional requirements of the Design-Build Firm may be found in Chapter 2 of the FDOT Equal Opportunity Construction Contract Compliance Manual.

• The Compliance Manual, available on the Legal and Compliance Department intranet site, contains the Firm’s policies covering various legal and regulatory requirements.

• A more detailed procedure regarding the use of expert networks is contained within the Advisers’ Compliance Manual.

• Covered Persons may not serve on the board of directors of any corporation or entity (other than a related Lazard entity) without the prior approval of LAM’s Chief Compliance Officer or General Counsel, pursuant to Section 34 of the LAM Compliance Manual.

More Definitions of Compliance Manual

Compliance Manual means the documentation made available to the Representative by the Licensee at the time of Appointment which details the relevant Applicable Law and designated rules, policies, procedures and guidelines that the Representative is expected to strictly adhere to, together with any updates or amendments the Licensee provides to the Representative subsequent to its Appointment. IFL.0003.0003.0172

Compliance Manual means the Authority’s Low Income Housing Tax Credit Program Compliance Manual, as amended from time to time.

Compliance Manual means a comprehensive document compiling the Compliance Obligations of the University including Policies and Procedures (with reference to specific legislation, rules, and regulations) that address Compliance risks to which the University is exposed.

Compliance Manual means the compliance procedures manual that a licensee is required to establish and maintain under section 34(2) of the FSC Act;

Compliance Manual means a document that includes details of work processes and information systems concerning criteria and parameter treatment, and details of algorithmic treatment of parameter calculations;

Compliance Manual means any publication produced by PIS (which includes its operational policies and procedures as amended from time to time) and made available to the Adviser which details the relevant legislation and designated procedures that the Adviser must adhere to, together with any updates or amendments notified by PIS to the Adviser subsequent to their Authorisation.

Compliance Manual means the Compliance Manual of CornerCap Investment Counsel, Inc., the investment adviser for each series of shares of the Trust (the “Adviser”), as the same may be amended from time to time.