Compliance Education Requirements definition

Compliance Education Requirements means the successful completion of 8 hours of Compliance Education during the period from 1 July each year to 30 June in the following year.
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Examples of Compliance Education Requirements in a sentence

  • Continuing education requirements for Responsible Executives A Market Participant must ensure that, during the period from 1 July each year until 30 June the following year, each of its Responsible Executives meets the Compliance Education Requirements pro-rata to the number of complete months during that period in which that person is a Responsible Executive of the Market Participant.

Related to Compliance Education Requirements

  • Privacy Requirements means all applicable Privacy Laws and all of the Acquired Companies’ policies, notices, and contractual obligations relating to the receipt, collection, compilation, use, storage, processing, sharing, safeguarding, security (technical, physical and administrative), disposal, destruction, disclosure, or transfer (including cross-border) of Personal Information.

  • Compliance Report means, as applicable in relation to the test being conducted, a report containing the results of the Compliance Tests carried out by State Street.