Compliance and Organisational Risk definition

Compliance and Organisational Risk means the London Compliance and Organisational Risk Department.

Examples of Compliance and Organisational Risk in a sentence

  • If there is a term used that is not explained in the Glossary please refer to Compliance and Organisational Risk.

  • Names of companies where employees are Directors or Officers are passed by Compliance and Organisational Risk to Market Activities to ensure they are aware of any potential conflict Barings may have in exercising voting rights in companies which Barings may invest in on behalf of their clients.

  • Employees must advise Compliance and Organisational Risk if they stop making regular contributions.

  • To qualify for this exemption you must provide Compliance and Organisational Risk with a copy of the instruction/application form that you have sent to the service provider.

  • If you only wish to trade at a certain limit, this must be advised to Compliance and Organisational Risk with the request for approval.

  • If you have any questions regarding this policy please contact Compliance and Organisational Risk.

  • Compliance and Organisational Risk may initiate inquiries regarding employees dealing activity.

  • Any sale of an investment acquired by regular contribution is subject to the requirement to obtain prior approval to sell from Compliance and Organisational Risk.

  • This form can be found on the London Compliance and Organisational Risk Section of the Intranet.

  • Each time you buy or sell an investment that requires prior approval, you must apply to Compliance and Organisational Risk for approval.

Related to Compliance and Organisational Risk

  • technical and organisational security measures means those measures aimed at protecting personal data against accidental or unlawful destruction or accidental loss, alteration, unauthorised disclosure or access, in particular where the processing involves the transmission of data over a network, and against all other unlawful forms of processing.

  • research organisation means a legal entity established as a non-profit organisation which carries out research or technological development as one of its main objectives;

  • Procurement organization means an eye bank, organ procurement organization, or tissue bank.

  • Organ procurement organization means a person designated by the Secretary of the United States Department of Health and Human Services as an organ procurement organization.

  • international organisation means an organisation and its subordinate bodies governed by public international law, or any other body which is set up by, or on the basis of, an agreement between two or more countries.

  • recognised organisation means an organisation recognised in accordance with Regulation (EC) No 391/2009 of the European Parliament and of the Council (1);

  • technical and organizational security measures means those measures aimed at protecting personal data against accidental or unlawful destruction or accidental loss, alteration, unauthorized disclosure or access, in particular where the processing involves the transmission of data over a network, and against all other unlawful forms of processing.

  • Managed care organization means an entity that (1) is under contract with the department to provide services to Medicaid recipients and (2) meets the definition of “health maintenance organization” as defined in Iowa Code section 514B.1.

  • Quality improvement organization or “QIO” shall mean the organization that performs medical peer review of Medicaid claims, including review of validity of hospital diagnosis and procedure coding information; completeness, adequacy and quality of care; appropriateness of admission, discharge and transfer; and appropriateness of prospective payment outlier cases. These activities undertaken by the QIO may be included in a contractual relationship with the Iowa Medicaid enterprise.

  • Religious organization means a church, ecclesiastical corporation, or group, not organized for pecuniary profit, that gathers for mutual support and edification in piety or worship of a supreme deity.

  • Educational organization means a nonprofit public or private elementary or

  • health and safety specification means a site, activity or project specific document prepared by the client pertaining to all health and safety requirements related to construction work;

  • Provider Organization means a group practice, facility, or organization that is:

  • Organisation means a legal body which exists separately and distinctly from its members and includes companies, building societies, community benefit societies, local authorities and so on and also for the purposes of these Rules includes unincorporated organisations such as social clubs, branches of political parties or trade unions and other voluntary bodies.

  • Lead organization means a trade organization, labor organization or other incorporated entity representing a group of businesses that is the applicant for a business network project.

  • Health care organization ’ means any person or en-

  • Managed Care Organization (MCO means a contracted health delivery system providing capitated or prepaid health services, also known as a Prepaid Health Plan (PHP). An MCO is responsible for providing, arranging, and making reimbursement arrangements for covered services as governed by state and federal law. An MCO may be a Chemical Dependency Organization (CDO), Dental Care Organization (DCO), Mental Health Organization (MHO), or Physician Care Organization (PCO).

  • Foreign terrorist organization means an organization designated as a foreign terrorist organization by the United States secretary of state as authorized by 8 U.S.C. Section 1189.

  • Health maintenance organization means that term as defined in section 3501 of the insurance code of 1956, 1956 PA 218, MCL 500.3501.

  • Electric Reliability Organization or “ERO” means the organization that is certified by the Commission under Section 39.3 of its regulations, the purpose of which is to establish and enforce Reliability Standards for the Bulk Power System in the United States, subject to Commission review. The organization may also have received recognition by Applicable Governmental Authorities in Canada and Mexico to establish and enforce Reliability Standards for the Bulk Power Systems of the respective countries.

  • international organization shall have the meanings set forth in Section 7701 of the Code or successor provisions.

  • Labor organization means any organization of any kind, or any agency or employee representation committee or plan, in which employees participate and that exists for the purpose, in whole or in part, of dealing with employers concerning grievances, labor disputes, wages, rates of pay, hours of employment, or conditions of work.

  • Review organization means a disability insurer regulated

  • Sexual orientation means actual or perceived heterosexuality, homosexuality or bisexuality.

  • Health and Safety means, in relation to a recipient or a third person, the prevention of death or serious personal injury,

  • Criminal history means the list of a defendant's prior