complex product definition

complex product means a product which is composed of multiple components which can be replaced permitting disassembly and re-assembly of the product.
complex product means certain derivative products such as, without limitation, Rolling Spot Forex Contracts, CFDs, warrants, covered warrants, and certain shares if they are not listed on a Regulated Market or on a Market which has equivalent standards of regulation as an EEA Market;
complex product means a product which is composed of at least two replaceable component parts permitting disassembly and reassembly of the product; and

Examples of complex product in a sentence

  • If, on the basis of the information which the Client has supplied to the Firm in relation to the Client’s knowledge and experience, the Firm considers dealing in the particular Complex Product is not appropriate, the Firm will warn the Client of this.

  • If the Firm does so, the Client should note that the Firm may not be able to determine whether dealing in a particular Complex Product is appropriate for the Client or is in the Client’s best interests.

  • Where the Firm is providing execution-only services to the Client in relation to Complex Products, the Firm is required to assess whether it is appropriate for the Client to trade in a Complex Product by requesting from the Client certain information relating to its experience and knowledge of trading such products, which will assist the Firm to assess whether the Client understands the risks associated with dealing in them.


More Definitions of complex product

complex product means a product that is composed of multiple components that can be replaced, permitting disassembly and reassembly of the product (Article 3(c) CDR). For instance, the visibility requirement does not apply to a Community design representing the appearance of a garbage container as a whole since garbage containers may be complex products as such, but not component parts of complex products (decision of 23/06/2008, ICD 4 919).
complex product means certain derivative products such as, without limitation, Rolling Spot Forex Contracts, CFDs, warrants, covered warrants, and certain shares if they are not listed on a Regulated Market;
complex product means a product which is composed of multiple replaceable components permitting disassembly and reassembly of the product;
complex product means certain derivative products such
complex product means an investment product (including, for the avoidance of doubt, any structured investment product that is not regulated under the Securities and Futures Ordinance) whose terms, features and risks are not reasonably likely to be understood by a retail investor because of its complex structure, as determined from time to time by the Bank in its sole and absolute discretion.
complex product means a product which is composed of components which can be replaced permitting disassembly and reassembly of the product (collections of items, composition).
complex product means a bespoke OTC derivative which combines two or more product types or embeds one or more derivatives into another;