COBS definition
COBS means the Conduct of Business Sourcebook, part of the Handbook;
COBS means the Authority’s Conduct of Business Sourcebook;
COBS means the Conduct of Business Sourcebook, which forms part of the Rules.
Examples of COBS in a sentence
We are bound by the COBS Rules on Client Assets to the extent Clients Assets are directly held by us or held in an account in the name of ACM.
Restrictions on Marketing and Sales to UK Retail Investors – Pursuant to the United Kingdom ("UK") Financial Conduct Authority (the "FCA") Conduct of Business Sourcebook (the "COBS") the Securities are not intended to be offered, sold or otherwise made available and should not be offered, sold or otherwise made available to retail clients (as defined in the COBS 3.4) in the UK.
More Definitions of COBS
COBS means the Conduct of Business Sourcebook issued (or deemed to have been issued) by the FCA;
COBS means the FCA’s Conduct of Business Sourcebook;
COBS means the Conduct of Business Sourcebook in the Authority’s Handbook.
COBS means the part of the Authority’s Handbook entitled “Conduct of Business Sourcebook”.
COBS means the Conduct of Business Sourcebook of the FCA Handbook;
COBS means the Conduct of Business Sourcebook
COBS means the Conduct of Business Sourcebook in the FSA Handbook;