Close financial association definition

Close financial association means an association in which the person filing shares significant financial involvement with an individual and the filer would reasonably be expected to be aware of the individual's business activities and would have access to the necessary records either directly or through the individual. "Close financial association" does not mean an association based on (i) the receipt of retirement benefits or deferred compensation from a business by which the person filing this statement is no longer employed, or (ii) the receipt of compensation for work performed by the person filing as an independent contractor of a business that represents an entity before any state governmental agency when the person filing has no communications with the state governmental agency.
Close financial association means an association in which the person filing shares significant
Close financial association means an association in which the filer shares significant financial

More Definitions of Close financial association

Close financial association means an association in which the person filing shares significant financial involvement with an individual and the filer would reasonably be expected to be aware of the individual's business activities and would have access to the necessary records either directly or through the individual. "Close financial association" does not mean an association based on
Close financial association means an association in which the filer shares significant financial 2254 involvement with an individual and the filer would reasonably be expected to be aware of the 2255 individual's business activities and would have access to the necessary records either directly or through 2256 the individual. "Close financial association" does not mean an association based on (i) the receipt of 2257 retirement benefits or deferred compensation from a business by which the legislator is no longer 2258 employed, or (ii) the receipt of compensation for work performed by the legislator as an independent 2259 contractor of a business that represents an entity before any state governmental agency when the 2260 legislator has had no communications with the state governmental agency.
Close financial association means an association inINTRODUCED
Close financial association means an association in which the filer shares significant financial 1369 involvement with an individual and the filer would reasonably be expected to be aware of the 1370 individual's business activities and would have access to the necessary records either directly or through 1371 the individual. "Close financial association" does not mean an association based on (i) the receipt of 1372 retirement benefits or deferred compensation from a business by which the legislator is no longer 1373 employed, or (ii) the receipt of compensation for work performed by the legislator as an independent 1374 contractor of a business that represents an entity before any state governmental agency when the 1375 legislator has had no communications with the state governmental agency. 1376 "Contingent liability" means a liability that is not presently fixed or determined, but may become 1377 fixed or determined in the future with the occurrence of some certain event. 1378 "Dependent" means any person, whether or not related by blood or marriage, who receives from the 1379 legislator, or provides to the legislator, more than one-half of his financial support. 1380 "Gift" means any gratuity, favor, discount, entertainment, hospitality, loan, forbearance, or other item 1381 having monetary value. It includes services as well as gifts of transportation, local travel, lodgings and 1382 meals, whether provided in-kind, by purchase of a ticket, payment in advance or reimbursement after the 1383 expense has been incurred. "Gift" shall not include any offer of a ticket or other admission or pass 1384 unless the ticket, admission, or pass is used. "Gift" shall not include honorary degrees and presents from 1385 relatives. "Relative" means the donee's spouse, child, uncle, aunt, niece, or nephew; a person to whom 1386 the donee is engaged to be married; the donee's or his spouse's parent, grandparent, grandchild, brother, 1387 or sister; or the donee's brother's or sister's spouse. both tangible and intangible gifts. A "tangible gift" 1388 means a physical item, object, currency, or other negotiable instrument of value that upon the happening 1389 of a certain event or expiration of a given date retains its form or value. An "intangible gift" means a 1390 physical item or object of value that upon the happening of a certain event or expiration of a given date 1391 loses its form or value. "Intangible gifts" include, but are not limited to, entertainment, food, and tickets
Close financial association means an association in which the person
Close financial association means an association in which the person filing shares significant financial involvement with an individual

Related to Close financial association

  • Savings and loan association means an association established under Act No. 156 of the Public Acts of 1964, as amended, being sections 489.501 to 489.920 of the Michigan Compiled Laws, or a federal savings and loan association established under the laws of the United States having its main office in this state.

  • Securities Depositories means DTC; and, in accordance with then current guidelines of the Securities and Exchange Commission, such other addresses and/or such other securities depositories as the District may designate in a Written Request of the District delivered to the Paying Agent.

  • Federal financial assistance means any grant, loan, contract (other than a procurement contract or a contract of insurance or guaranty), or any other arrangement by which the Department provides or otherwise makes available assistance in the form of:

  • close corporation means a close corporation within the meaning of the Close Corporations Act, 1984 (Act No. 69 of 1984);

  • Trade association means an entity recognized by the State in which the entity is doing business as a trade association and shall not include an organization that is formed for the purposes of providing insurance. “Transaction cutoff date” for weekly data reporting is 8 p.m. Central time on Friday of each week and for monthly data reporting is 8 p.m. Central time on Friday after the first Sunday of the month.

  • International Financial Institution means any bank in the top 1,000 (together with their affiliated companies) as measured by "Tier 1" capital or any broker/dealer in the top 100 as measured by capital.

  • Financial assurance means a commitment of funds or resources by an operator to a regulatory authority that satisfies the requirements in s. 14 and is sufficient to pay for reclamation activities required by this chapter.

  • Recognised Investment Exchange has the meaning given to it by section 285 of the Financial Services and Markets Xxx 0000;

  • Master association means an organization described in G.S. 47F-2-120, whether or not it is also an association described in G.S. 47F-3-101.

  • central securities depository means a person or company that provides centralized facilities as a depository of securities, including securities accounts, central safekeeping services and asset services, which may include the administration of corporate actions and redemptions;

  • EEA Financial Institution means (a) any credit institution or investment firm established in any EEA Member Country which is subject to the supervision of an EEA Resolution Authority, (b) any entity established in an EEA Member Country which is a parent of an institution described in clause (a) of this definition, or (c) any financial institution established in an EEA Member Country which is a subsidiary of an institution described in clauses (a) or (b) of this definition and is subject to consolidated supervision with its parent.

  • Provider of financial assurance means an entity that provides financial assurance to an Owner or Operator of an underground storage tank through one of the mechanisms listed in these Regulations, including a guarantor, insurer, risk retention group, surety, issuer of a letter of credit, issuer of a state required mechanism, or a state.

  • Affiliated Association means an Association accorded the status of an Affiliated Association under the rules of The FA.

  • Member Association means any national football association affiliated to FIFA, irrespective of whether its representative team is participating in the Competition.

  • Savings association means a Fed- eral savings and loan association or a Federal savings bank chartered under section 5 of the Home Owners’ Loan Act, a building and loan, savings and loan or homestead association or a co- operative bank (other than a coopera- tive bank described in 12 U.S.C. 1813(a)(2)) the deposits of which are in- sured by the Federal Deposit Insurance Corporation, and any corporation (other than a bank) the deposits of which are insured by the Federal De- posit Insurance Corporation that the Office of the Comptroller of the Cur- rency and the Federal Deposit Insur- ance Corporation jointly determine to be operating in substantially the same manner as a savings association, and shall include any savings bank or any cooperative bank which is deemed by the Office of the Comptroller of the Currency to be a savings association under 12 U.S.C. 1467a(1).

  • International banking institution means an international financial institution of which the United States is a member and whose securities are exempt from registration under the Securities Act of 1933.

  • trust corporation means a trust corporation (as defined in the Law of Property Act 1925) or a corporation entitled to act as a trustee pursuant to applicable foreign legislation relating to trustees.

  • Securities Depository means The Depository Trust Company and any other clearing agency registered with the SEC under Section 17A of the Securities Exchange Act of 1934, as amended (the “1934 Act”), which acts as a system for the central handling of Securities where all Securities of any particular class or series of an issuer deposited within the system are treated as fungible and may be transferred or pledged by bookkeeping entry without physical delivery of the Securities.

  • professional association means a self-regulatory organization of engineers, geoscientists or both engineers and geoscientists that

  • collective investment undertaking or 'CIU' means a UCITS as defined in Article 1(2) of Directive 2009/65/EC of the European Parliament and of the Council23 or an AIF as defined in point (a) of Article 4(1) of Directive 2011/61/EU of the European Parliament and of the Council24;”;

  • Card Association means a party that administers card schemes including but not limited to Mastercard, Visa, American Express, JCB and Discover Network.

  • Financial Asset means a Security and refers, as the context requires, either to the asset itself or to the means by which a person’s claim to it is evidenced, including a Security, a security certificate, or a Securities Entitlement. “Financial Asset” does not include cash.

  • New York Banking Day means any day except a Saturday, Sunday or a legal holiday in The City of New York on which banking institutions are authorized or required by law, regulation or executive order to close.

  • National Repository means any Nationally Recognized Municipal Securities Information Repository for purposes of the Rule.