CIS Securities definition

CIS Securities means such shares, units, limited partner interests, limited liability company interests representing ownership interests in private investment funds and collective investment schemes, whether issued in certificated or, uncertificated form, as may be reasonably acceptable to the Bank for the CIS Securities Account and any certificates, receipts, warrants or other instruments representing rights to receive, purchase or subscribe for the same.
Sample 1

Examples of CIS Securities in a sentence

  • The CIS is not authorised or recognised by the Monetary Authority of Singapore (the “MAS”) and the CIS Securities are not allowed to be offered to the retail public.

  • Customer should provide a cheque in the amount of not less than HK$10,000 bearing your name as shown in the ID card or passport and drawn on your account with a licensed bank in Hong Kong with the same signature(s) as shown on this Customer Information Form in favour of CIS Securities Asset Management Limited.

  • SINGAPORE For Securities which are classified in Singapore as units (“CIS Securities”) in “collective investment schemes” (“CIS”): The offer or invitation of the CIS Securities, which is the subject of this Base Prospectus, does not relate to a collective investment scheme which is authorised under Section 286 of the Securities and Futures Act, Chapter 289 of Singapore (the “SFA”) or recognised under Section 287 of the SFA.

  • The Company has to date paid to some of the Bondholders an aggregate amount of HK$1,016,242 of the HK$4,774,082 total amount of half-year interest due and payable on 30 June 2020.As CIS Securities Asset Management Limited (formerly Convoy Investment Services Limited) (‘‘CIS Securities’’) acted as the placing agent of the Bonds in the 2016 Placing and 2017 Placing, CIS Securities procured most of the Bondholders and continues to hold on behalf of its various clients the Bonds.

  • PRINCIPAL TERMS OF THE OFFER The Offer CIS Securities will, for and on behalf of the Offeror and in compliance with the Takeovers Code, make the Offer to acquire all the Offer Shares on terms to be set out in the Composite Document to be issued in accordance with the Takeovers Code.

  • None of the Offeror, parties acting in concert with the Offeror, the Company, CIS Securities, Ample Capital, Grand Harbour, Alpha Financial, Merdeka Corporate Finance and their respective ultimate beneficial owners, directors, officers, advisers, agents or associates or any other person involved in the Offer accepts responsibility for any taxation effects on, or liabilities of, any persons as a result of their acceptance or rejection of the Offer.

  • As such, the Company has mainly been negotiating with the Bondholders through keen communication with CIS Securities.

  • Unless otherwise stated the Customer must supply the personal data requested on the Customer Information Form to CIS Securities Asset Management Limited.

  • None of the Offeror, parties acting in concert with it, the Company, CIS Securities, Ample Capital, Grand Harbour, Alpha Financial, Merdeka Corporate Finance (as the case may be) and their respective ultimate beneficial owners, directors, officers, agents or associates or any other person involved in the Offer accept responsibility for any taxation effects on, or liabilities of, any persons as a result of their acceptance or rejection of the Offer.

  • None of the Offeror and parties acting in concert with it, the Company, Ample Capital, Grand Harbour, CIS Securities, Alpha Financial, Merdeka Corporate Finance and their respective ultimate beneficial owners, directors, officers, agents or associates or any other person involved in the Offer will be responsible for any loss or delay in transmission of such documents and remittances or any other liabilities that may arise as a result thereof.

Related to CIS Securities

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Series A Securities means the Company's 9.25% Series A Junior Subordinated Deferrable Interest Debentures due February 1, 2027, as authenticated and issued under this Indenture.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Underwriters' Securities means the Offered Securities other than Contract Securities.

  • U.S. Securities means Securities issued by an issuer that is organized under the laws of the United States or any State thereof or that are otherwise traded in the United States, and shall include American Depositary Receipts.

  • Series B Securities means the Company's Series B 9.25% Junior Subordinated Deferrable Interest Debentures due February 1, 2027, as authenticated and issued under this Indenture.

  • Excess Securities means the Corporation Securities which are the subject of the Prohibited Transfer.

  • Redemption Securities means any debt or equity securities of the Corporation, any Subsidiary or any other corporation or other entity, or any combination thereof, having such terms and conditions as shall be approved by the Board of Directors and which, together with any cash to be paid as part of the redemption price, in the opinion of any nationally recognized investment banking firm selected by the Board of Directors (which may be a firm which provides other investment banking, brokerage or other services to the Corporation), has a value, at the time notice of redemption is given pursuant to paragraph (d) of this Section 5, at least equal to the Fair Market Value of the shares to be redeemed pursuant to this Section 5 (assuming, in the case of Redemption Securities to be publicly traded, such Redemption Securities were fully distributed and subject only to normal trading activity).

  • Lock-Up Securities has the meaning assigned to such term in Section 3.5.

  • Securities has the meaning stated in the first recital of this Indenture and more particularly means any Securities authenticated and delivered under this Indenture.

  • Equity Preferred Securities means, with respect to any Person, any trust preferred securities or deferrable interest subordinated debt securities issued by such Person or other financing vehicle of such Person that (i) have an original maturity of at least twenty years, and (ii) require no repayments or prepayments and no mandatory redemptions or repurchases, in each case, prior to the first anniversary of the latest Maturity Date.

  • Exempt Securities has the meaning set forth in Section 4.4(d).

  • BofA Securities means BofA Securities, Inc.

  • Conversion Securities has the meaning set forth in Section 4.08(b).

  • Subordinated Securities means Securities that by the terms established pursuant to Section 2.02(i) are subordinated in right of payment to Senior Debt of the Company.

  • Trust Preferred Securities any preferred securities issued by a Trust Preferred Securities Subsidiary, where such preferred securities have the following characteristics:

  • relevant securities means Ordinary Shares and securities carrying conversion or subscription rights into Ordinary Shares;

  • Capital Securities means undivided beneficial interests in the assets of the Trust which rank pari passu with Common Securities issued by the Trust; provided, however, that upon the occurrence and continuance of an Event of Default (as defined in the Declaration), the rights of holders of such Common Securities to payment in respect of distributions and payments upon liquidation, redemption and otherwise are subordinated to the rights of holders of such Capital Securities.

  • Investor Securities is defined in Section 2.1.

  • Pari Passu Securities means any class or series of capital stock of the Company hereafter created specifically ranking, by its terms, on parity with the Designated Preferred Stock as to distribution of assets upon liquidation, dissolution or winding up of the Company, whether voluntary or involuntary.

  • Corporation Securities means (i) shares of Common Stock, (ii) shares of Preferred Stock (other than preferred stock described in Section 1504(a)(4) of the Code), (iii) warrants, rights, or options (including options within the meaning of Treasury Regulation § 1.382-2T(h)(4)(v)) to purchase stock of the Corporation, and (iv) any other interest that would be treated as “stock” of the Corporation pursuant to Treasury Regulation § 1.382-2T(f)(18).

  • Purchaser Securities means the Purchaser Units, the Purchaser Common Stock, the Purchaser Preferred Stock and the Purchaser Warrants, collectively.

  • Regulation S Securities means all Initial Securities offered and sold outside the United States in reliance on Regulation S.

  • Covered Securities means any note, stock, treasury stock, security future, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option, or privilege on any security (including a certificate of deposit) or on any group or index of securities (including any interest therein or based on the value thereof), or any put, call, straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly known as a "security", or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase any of the foregoing.

  • Holder of Debt Securities or other similar terms means, a Person in whose name a Debt Security is registered in the Debt Security Register (as defined in Section 2.07(a)).