CFTC Rules definition

CFTC Rules shall have the meaning set forth in Section 19.6 hereof.

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CFTC Rules means the rules, regulations and orders of the CFTC, as amended from time to time.

CFTC Rules means the rules, regulations, orders and interpretations published or issued by the CFTC.

Examples of CFTC Rules in a sentence

The Registration Statement and the Prospectus contain all statements and information required to be included therein by the CEA and the CFTC Rules.
To the extent that reporting of any transactions related to this Agreement is required by the CFTC Rules, the Parties agree that Seller shall be responsible for such reporting (the “Reporting Party”).
Buyer, as the Party that is not undertaking the reporting obligations shall timely provide the Reporting Party all necessary information requested by the Reporting Party for it to comply with CFTC Rules.
The Reporting Party’s reporting obligations shall continue until the reporting obligation has expired or has been terminated in accordance with CFTC Rules.
At the time the Registration Statement becomes effective and at all times thereafter, including the Initial Closing and each Monthly Closing, the Registration Statement shall comply in all material respects with the requirements of the 1933 Act, the 1933 Act Regulations, the CEA, the CFTC Rules, and the rules of NASD-R and NFA.
The Sales Information will comply with the 1933 Act, the 1933 Act Regulations, the CEA, the CFTC Rules, FINRA’s NASD Conduct Rules and the rules of the NFA.
The principals of the Managing Owner identified in the Registration Statement are all of the principals of the Managing Owner, as “principals” is defined by CFTC Rules.
Any Sales Literature will comply with the 1933 Act, the SEC Regulations, the CEAct, the CFTC Rules, and the rules of the FINRA and the NFA.
At the time the Registration Statement becomes effective and at all times thereafter, including each Closing, the Registration Statement shall comply in all material respects with the requirements of the 1933 Act, the 1933 Act Regulations, the CEA, the CFTC Rules, and the rules of NASD-R and NFA.
The Company also intends to file copies of the Registration Statement with (i) the CFTC under the Commodity Exchange Act (the "CEA") and the rules and regulations promulgated thereunder by the CFTC (the "CFTC Rules"); (ii) NASD Regulation, Inc.

More Definitions of CFTC Rules

CFTC Rules means the rules of the U.S. Commodity Futures Trading Commission under the CEA.

CFTC Rules means the CEA and the regulations promulgated by the CFTC thereunder.

CFTC Rules means any rule, guidance or order of the CFTC proposed or issued under the CEA;

CFTC Rules means rules promulgated by the CFTC under the Commodity Exchange Act;

CFTC Rules has the meaning set forth in Section 2.5(a).