CFTC Rules definition

CFTC Rules shall have the meaning set forth in Section 19.6 hereof.
Sample 1Sample 2Sample 3
CFTC Rules means the rules, regulations and orders of the CFTC, as amended from time to time.
Sample 1Sample 2Sample 3
CFTC Rules means the rules, regulations, orders and interpretations published or issued by the CFTC.
Sample 1Sample 2Sample 3

Examples of CFTC Rules in a sentence

  • No Participant or any of its Authorized Users shall engage in conduct that is a violation of the CEA or CFTC Rules, the Rules of the Exchange or the rules of the Clearing House and will conduct its business in accordance with all applicable laws, regulations, tariffs and rules, and in good faith, with a commitment to honest dealing.

  • A Participant shall establish, maintain and administer reasonable supervisory procedures to monitor the compliance of Authorized Users and supervised persons with the Rules and any applicable provisions of the CEA and CFTC Rules and such Participant may be held accountable for the actions of such Authorized Users or supervised persons.

  • Whenever the Exchange suspends, expels, fines, or otherwise disciplines, or denies any Person access to the Exchange, the Exchange will make the public disclosures required by CFTC Rules.

  • The Exchange will provide written notice of Disciplinary Actions to the parties and the CFTC consistent with CFTC Rules.

  • If requested by CFTC staff, the Exchange will provide evidence, information or data demonstrating that the Contract meets, initially or on a continuing basis, the requirements of the CEA, or other requirements for designation or registration under the CEA or the CFTC Rules thereunder.

  • CFTC Rules require that a broker must provide an opportunity for each customer to specify when entering into its first hedging transaction whether, in the event of broker’s bankruptcy, such customer prefers that open commodity contracts held in a hedging account be liquidated by the trustee.

  • During an Emergency, the Board may implement temporary emergency procedures and rules (“Emergency Rules”), subject to the applicable provisions of the CEA and CFTC Rules.

  • If so adopted, the Exchange may, in its sole discretion, grant exemptions from position limits for bona fide hedging transactions and positions in accordance with CFTC Rules.

  • The Exchange shall keep, or cause to be kept, complete and accurate books and records of accounts of the Exchange, including all books and records required to be maintained pursuant to the CEA, and the CFTC Rules, including CFTC Rule 38.707(a)(6).

  • Rule 408 Aggregation of Positions For purposes of Rule 405, Rule 406 and Rule 407, positions in Contracts shall be aggregated in accordance with CFTC Rules.


More Definitions of CFTC Rules

CFTC Rules means the rules of the U.S. Commodity Futures Trading Commission under the CEA.
Sample 1Sample 2Sample 3
CFTC Rules means any rule, guidance or order of the CFTC proposed or issued under the CEA;
Sample 1Sample 2
CFTC Rules means the rules, regulations, orders and interpretations published or issued by the CFTC. 4 Because “Covered Agreement” means any agreement that the parties may amend or supplement with the terms provided in this SBS Supplement II, the term “Agreement” is used to identify the specific agreement that is supplemented when these terms are incorporated into that agreement. An “Agreement” can be a master agreement governing the terms and conditions of swaps or any other agreement between the relevant parties.5 See Section 4.1. Note that this date is defined in respect of the date on which compliance is required under applicable law with respect to SBS between the two specific parties, rather than the general compliance date for SEC Rule 15Fi-3. This is to carve-out situations where the general compliance date for the regulation has occurred but it does not apply to the parties, e.g. for jurisdictional reasons.6 See Sections 2.10 and 3.1. Note that this date is defined in respect of the date on which compliance is required under applicable law with respect to SBS between the two specific parties, rather than the general compliance date for SEC Rule 15Fi-5. This is to carve-out situations where the general compliance date for the regulation has occurred but it does not apply to the parties, e.g. for jurisdictional reasons.
Sample 1
CFTC Rules means rules promulgated by the CFTC under the Commodity Exchange Act;
Sample 1

Related to CFTC Rules

  • HKIAC Rules shall have the meaning ascribed to it in Section 10.13(a).

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • FCC Rules means the rules, regulations, orders and promulgated and published policy statements of the FCC.

  • Relevant Rules means, at any time, the laws, regulations, requirements, guidelines and policies relating to capital adequacy (including, without limitation, as to leverage) then in effect in the United Kingdom including, without limitation to the generality of the foregoing, as may be required by CRD IV or BRRD or any applicable successor legislation or any delegated or implementing acts (such as regulatory technical standards) adopted by the European Commission and applicable to the Issuer from time to time and any regulations, requirements, guidelines and policies relating to capital adequacy adopted by the Relevant Regulator from time to time (whether or not such requirements, guidelines or policies are applied generally or specifically to the Issuer or to the Issuer and any of its holding or subsidiary companies or any subsidiary of any such holding company).

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • IESO Market Rules means the rules made under section 32 of the Electricity Act, 1998 (Ontario), together with all market manuals, policies and guidelines issued by the IESO.

  • JAMS Rules has the meaning assigned thereto in Section 13 hereof.