CE number definition

CE number. ( ) means the unique central entity identification number assigned to an intermediary or an associated entity of an intermediary by the Commission;
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CE number means the unique identifier assigned to HSBC Broking Securities by the SFC which appears on the front page of the Customer Agreement.
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Examples of CE number in a sentence

  • SoFi HK will notify you of material changes to (a) the name and address of the business of SoFi HK; (b) the licensing status of SoFi HK with the SFC and SoFi HK’s CE number; (c) the description of the nature of services provided by SoFi HK; or (d) the description of the remuneration payable to SoFi HK and the basis for such payment.

  • GTJAFX will notify the Client of material changes to any information provided to the Client, which may affect GTJAFX's name, address, licensing status or CE number with the SFC or the service(s) provided to the Client under this Agreement (including remuneration and the basis for payment) to be paid by the Client to GTJAFX and Margin facilities (including interest charges, Margin calls and circumstances under which the Client's positions may be closed without the Client's consent).

  • FSL will notify the Customer in respect of material changes of the company's information such as the full name, address, licensing status and the CE number with the SFC, nature of services to be provided or available to the Customer and significant revision of fees and charges.

  • Furthermore, KGI’s CE number is ADW991 and KGI is licensed to conduct Type 2 (dealing in futures contracts) and Type 5 (advising on futures contracts) regulated activities under the SFO.

  • The Adviser undertakes to notify the Manager of any material change in its name, contact details, CE number, licensing status, the nature of the services it provides, and the identity and status of its employees and others acting on its behalf with whom the Manager may have contact.

  • The Company will notify the Customer in respect of material changes of the company's information such as the full name, address, licensing status and the CE number with the SFC, nature of services to be provided or available to the Customer, the Company's business which may affect the services the Company provides to the Customer and significant revision of fees and charges.

  • In addition, the OSEA Director of Fiscal Operations at ▇▇▇▇▇▇▇▇▇▇@▇▇▇▇.▇▇▇ shall be provided with the employee District ID number or OSEA’s CE number information.

  • TheBrokerundertakesto notify the Client of any material changes: (i) thename andaddress ofthebusinessoftheBroker;(ii) the licensing status of the Broker with the SFC and the Broker’s CE number; (iii) the description of the nature of services provided by the Broker; (iv) the description of the remuneration payable to the Broker and the basis for such payment.

  • GTJAFX will notify the Client of material changes to any information provided to the Client, which may affect GTJAFX's name, address, licensing status or CE number with the SFC or the service(s) provided to the Client under this Agreement (including remuneration (and the basis for payment) to be paid by the Client to GTJAFX and Margin facilities (including interest charges, ▇▇▇▇▇▇ calls and circumstances under which the Client's positions may be closed without the Client's consent).

  • The Investment Manager will notify the Client of any material change to: (a) the name and address of its business; (b) its registration status with the SFC and its CE number; (c) the description of the nature of services provided by it; or (d) the description of the remuneration payable to the Investment Manager and the basis for such payment.

Related to CE number

  • Applicable Number means the number of shares of Common Stock purchasable hereunder obtained by dividing (x) $480,000.00 by (y) the Exercise Price.

  • Charge Number means the CCS signaling parameter that refers to the number transmitted through the network identifying the billing number of the calling Party.