{"component": "definition", "props": {"groups": [{"samples": [{"hash": "8OdWdlBTVv8", "uri": "https://www.sec.gov/Archives/edgar/data/886043/000119312523074093/d451315dex9917b.htm", "label": "Code of Ethics (Western Asset Managed Municipals Fund Inc.)", "score": 20.2046546936, "published": false}, {"hash": "dTBUGimycJA", "uri": "https://www.sec.gov/Archives/edgar/data/882300/000119312521067319/d255502dex99codeeth.htm", "label": "Code of Ethics (Western Asset Intermediate Muni Fund Inc.)", "score": 18.1676940918, "published": false}, {"hash": "78P7dQnoLnk", "uri": "https://www.sec.gov/Archives/edgar/data/1517518/000119312521067313/d262500dex99codeeth.htm", "label": "Code of Ethics (ClearBridge Energy Midstream Opportunity Fund Inc.)", "score": 18.1676940918, "published": false}], "snippet": "means the Chief Compliance Officer of any Reportable Fund, Legg Mason Registered Adviser or Legg Mason entity that is a principal underwriter of a Reportable Fund.", "snippet_links": [{"key": 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20.5756340027, "published": false}], "snippet": "means the Chief Compliance Officer or their designee.", "snippet_links": [{"key": "chief-compliance-officer", "type": "definition", "offset": [10, 34]}], "size": 33, "hash": "5c851884cef7294899745838d6d04f47", "id": 10}], "next_curs": "ClASSmoVc35sYXdpbnNpZGVyY29udHJhY3RzciwLEhpEZWZpbml0aW9uU25pcHBldEdyb3VwX3Y1NiIMY2NvIzAwMDAwMDBhDKIBAmVuGAAgAA==", "definition": {"title": "CCO", "snippet": "means the Chief Compliance Officer of any Reportable Fund, Legg Mason Registered Adviser or Legg Mason entity that is a principal underwriter of a Reportable Fund.", "size": 1373, "id": "cco", "examples": ["The Sub-Adviser shall make its officers and employees who provide key services for the Fund (including the Sub-Adviser\u2019s chief compliance officer) reasonably available to the Adviser (including without limitation the Adviser <strong>CCO</strong> and the <strong>CCO</strong>, as applicable) to examine and review the Sub-Adviser\u2019s compliance program and its adherence thereto.", "The Sub-Adviser shall also provide the Trust\u2019s <strong>CCO</strong> with reasonable access, during normal business hours, to the Sub-Adviser\u2019s facilities for the purpose of conducting pre-arranged on-site compliance related due diligence meetings with personnel of the Sub-Adviser.", "Subject to the approval and oversight of the Board of Trustees, the Administrator will maintain oversight of a compliance program for the Trust consistent with Rule 38a-1 under the Investment Company Act of 1940 that includes a Trust Chief Compliance Officer (<strong>CCO</strong>) responsible for administering the Trust\u2019s policies and procedures adopted under Rule 38a-1 of the Investment Company Act of 1940 (\u201c1940 Act\u201d).", "The <strong>CCO</strong> and Fund compliance officers (\u201cFund Compliance Team\u201d) will conduct an initial due diligence review of each Investment Adviser and sub-adviser of a Fund and will provide information to the Board of Trustees regarding the policies and procedures that each Investment Adviser and sub-adviser has adopted pursuant to Rule 38a-1 under the 1940 Act on behalf of the Fund(s) for which it serves as Investment Adviser or sub-adviser (\u201cFund Compliance Programs\u201d).", "BNY Mellon disclaims liability to the Fund, and the Fund is solely responsible, for the selection, qualifications and performance of the Fund\u2019s <strong>CCO</strong> and the adequacy and effectiveness of the Fund\u2019s compliance program.", "BNY Mellon disclaims liability to the Administrator, and the Administrator is solely responsible, for the selection, qualifications and performance of the Fund\u2019s <strong>CCO</strong> and the adequacy and effectiveness of the Fund\u2019s compliance program."], "related": [["reorganized-company", "Reorganized Company", "Reorganized Company"], ["cci", "CCI", "CCI"], ["partnership-representative", "Partnership Representative", "Partnership Representative"], ["sg", "SG", "SG"], ["eme", "EME", "EME"]], "related_snippets": [], "updated": "2026-06-09T05:48:27+00:00"}, "json": true, "cursor": ""}}