Capital Markets Instruments definition

Capital Markets Instruments as defined in the recitals hereto.
Sample 1
Capital Markets Instruments means any notes or bonds whether or not convertible into share capital of the Company issued or to be issued by the Company after the Scheme Date for the purposes of refinancing Facility A, on terms such that (a) the maturity date of such issue falls after the Termination Date in respect of Tranche C2, and (b) such notes or bonds rank pari passu with or are subordinated to the Facilities.
Sample 1
Capital Markets Instruments means securities, derivatives and such other instruments and interests that the Commission may prescribe as capital market instruments;
Sample 1

Examples of Capital Markets Instruments in a sentence

  • Relevant Indebtedness means (i) any present or future indebtedness (whether being principal, premium, interest or other amounts) for or in respect of any notes, bonds, debentures, debenture stock, loan stock or other securities which are for the time being quoted, listed or ordinarily dealt in on any stock exchange, over-the-counter or other securities market (Capital Markets Instruments), and (ii) any guarantee or indemnity in respect of any such indebtedness.

  • Risk Pursuit Regarding Capital Markets Instruments No risk pursuit is being carried out for these instruments on a client basis.

  • Mortgage costs of mortgage plots of which the property related to the project is not owned by the partnership 3 Subsidiaries with Money and Capital Markets Instruments Serial: III-48.Communiqué no 1, Art.22(c ) Serial: III-48.Communiqué no 1, Art.24 (b) K/D Maximum 10% -- -- (A+C-A1)/D Maximum 49% 1,41% 2,44% While the BIST 100 index increased by 29.06%, the REIT index in its one-year performance increased by 59.91% compared to the previous year in December 2020.

  • The holders of Capital Markets Instruments (as defined below) that have not submitted a Proof of Debt will, subject to the conditions described in these Revised Administrators’ Proposals, nonetheless be entitled to vote on the relevant DOCA.

  • In case shareholders of the Issuer and Connected Person to the Issuer (other than shareholders) hold Debt Capital Markets Instruments, their rights and claims in respect of such Debt Capital Markets Instruments will rank pari passu with those of the other holders of such Debt Capital Markets Instruments.

  • Such structural organisation is determined by the nature of risks and returns associated to each business segment and it defines the management structure as well as the internal reporting system.

  • In case indebtedness is incurred from shareholders of the Issuer and/or Connected Persons (other than shareholders to the Issuer) under the Bonds or in the form of other Debt Capital Markets Instruments, the rights and claims of such shareholders of the Issuer and/or such Connected Persons (other than shareholders to the Issuer) will rank pari passu with those of the other holders of such Debt Capital Markets Instruments.

  • The Portfolio Manager may also enter into transactions on behalf of the Customer which provide for payments for or under Capital Markets Instruments, Financial Assets, or other transactions to be paid directly by the Customer (which shall be the principal in relation to such transactions).

  • Co., 863 S.W.2d 438, 440 (Tex.1993).interest.The district court erred, however, in applying the 180-day delay.

  • Economic Models / Real Analysis 9 Probability and Stochastic Processes 9 Firm Valuation and Capital Markets Instruments 6 Capital Markets and EU Companies Law 6 Quantitative Finance 6 Topics in Portfolio Management 6 Elective Courses: Numerical Optimization and Data Science Computational Methods 6 6 Compulsory courses 60 Xxxx.

Related to Capital Markets Instruments

  • Capital Markets Debt means any debt securities or debt financing issued pursuant to an indenture, notes purchase agreement or similar financing arrangement (but excluding any credit agreement) whether offered pursuant to a registration statement under the Securities Act or under an exemption from the registration requirements of the Securities Act.

  • Securities Documents means all reports, offering circulars, proxy statements, registration statements and all similar documents filed, or required to be filed, pursuant to the Securities Laws.

  • Local Marketing Agreement means, a local marketing agreement, time brokerage agreement or similar arrangement pursuant to which a Person, subject to customary licensee preemption rights and other limitations, obtains the right to exhibit programming and sell advertising time constituting 15% or more of the air time per week of a television broadcast station licensed to another Person.

  • Securities Financing Transactions means repurchase agreements, reverse repurchase agreements, securities lending agreements and any other transactions within the scope of SFTR that a Fund is permitted to engage in;

  • Capital Markets Indebtedness means any Indebtedness consisting of bonds, debentures, notes or other similar debt securities issued in (a) a public offering registered under the Securities Act, (b) a private placement to institutional investors that is resold in accordance with Rule 144A or Regulation S of the Securities Act, whether or not it includes registration rights entitling the holders of such debt securities to registration thereof with the SEC or (c) a placement to institutional investors. The term “Capital Markets Indebtedness” shall not include any Indebtedness under commercial bank facilities or similar Indebtedness, Capitalized Lease Obligation or recourse transfer of any financial asset or any other type of Indebtedness incurred in a manner not customarily viewed as a “securities offering.”

  • securities financing transaction or 'SFT' means a repurchase transaction, a securities or commodities lending or borrowing transaction, or a margin lending transaction;

  • Placement Agency Agreement means the Placement Agency Agreement by and between the Company and the Placement Agent dated the date hereof.

  • Private Securities Transaction means any securities transaction relating to new offerings of securities which are not registered with the Securities and Exchange Commission, provided however that transactions subject to the notification requirements of Rule 3050 of the Financial Industry Regulatory Authority’s (FINRA) Conduct Rules, transactions among immediate family members (as defined in the interpretation of the FINRA Board of Governors on free-riding and withholding) for which no associated person receives any selling compensation, and personal securities transactions in investment company and variable annuity securities shall be excluded.

  • Market Agent Agreement With respect to any Series, the agreement, if any, dated as of the Closing Date, between the Trustee and the Market Agent, the form of which will be attached to the related Supplement, and any similar agreement with a successor Market Agent, in each case as from time to time amended or supplemented. "Merrill Lynch & Co.": Merrill Lynch & Co., a Delaware corporation.

  • Capital Market Indebtedness means any obligation for the payment of borrowed money which is, in the form of, or represented or evidenced by bonds, or other instruments which are, or are capable of being, listed, quoted, dealt in or traded on any stock exchange or in any organised market and any guarantee or other indemnity in respect of such obligation; and

  • Securities Financing Transactions Regulation means Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012;

  • Private Placement Agreement has the meaning set forth in Annex A hereto.

  • Placement Agent Agreement means that certain placement agent agreement dated as of the date hereof between the Company and the Placement Agent.

  • Securities Lending Agreement means an agreement under which a local agency agrees to transfer securities to a borrower who, in turn, agrees to provide collateral to the local agency. During the term of the agreement, both the securities and the collateral are held by a third party. At the conclusion of the agreement, the securities are transferred back to the local agency in return for the collateral.

  • Investment Agreement shall have the meaning set forth in the Recitals hereto.

  • Open Market Sale Agreement is a service mark of Xxxxxxxxx LLC

  • Investment Agreements or “Flow-Through Agreements” means written agreements pursuant to which the Partnership will subscribe for Flow-Through Shares (including Flow-Through Shares issued as part of a unit) or agreements by the Partnership to otherwise invest in or purchase securities of a Resource Issuer, and in respect of Flow-Through Shares comprised of units, the Resource Issuer will covenant and agree:

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • Auction Agency Agreement means the agreement between the Fund and the Auction Agent which provides, among other things, that the Auction Agent will follow the Auction Procedures for purposes of determining the Applicable Rate for shares of a series of MuniPreferred so long as the Applicable Rate for shares of such series is to be based on the results of an Auction.

  • BofA Securities means BofA Securities, Inc.

  • Auction Agent Agreement means the Initial Auction Agent Agreement unless and until a Substitute Auction Agent Agreement is entered into, after which "Auction Agent Agreement" shall mean such Substitute Auction Agent Agreement.

  • Securities Transaction means a purchase of or sale of Securities.

  • Investment Management Agreement means the Investment Management Agreement, dated as of the date hereof, by and between the Investment Manager and the Borrower.

  • Special Purpose Financing Undertakings representations, warranties, covenants, indemnities, guarantees of performance and (subject to clause (y) of the proviso below) other agreements and undertakings entered into or provided by the Borrower or any of its Restricted Subsidiaries that the Borrower determines in good faith (which determination shall be conclusive) are customary or otherwise necessary or advisable in connection with a Special Purpose Financing or a Financing Disposition; provided that (x) it is understood that Special Purpose Financing Undertakings may consist of or include (i) reimbursement and other obligations in respect of notes, letters of credit, surety bonds and similar instruments provided for credit enhancement purposes, (ii) Hedging Obligations or other obligations relating to Interest Rate Agreements, Currency Agreements or Commodities Agreements entered into by the Borrower or any Restricted Subsidiary, in respect of any Special Purpose Financing or Financing Disposition, or (iii) any Guarantee in respect of customary recourse obligations (as determined in good faith by the Borrower, which determination shall be conclusive) in connection with any Special Purpose Financing or Financing Disposition, including in respect of Liabilities in the event of any involuntary case commenced with the collusion of any Special Purpose Subsidiary or any Affiliate thereof, or any voluntary case commenced by any Special Purpose Subsidiary, under any applicable bankruptcy law, and (y) subject to the preceding clause (x), any such other agreements and undertakings shall not include any Guarantee of Indebtedness of a Special Purpose Subsidiary by the Borrower or a Restricted Subsidiary that is not a Special Purpose Subsidiary.

  • Hague Securities Convention means the Hague Convention on the Law Applicable to Certain Rights in Respect of Securities held with an Intermediary (concluded July 5, 2006).

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.