Capital Market Transaction definition

Capital Market Transaction means the issuance or sale in a registered public offering, Rule 144A/Regulation S transaction or private placement of capital stock (including equity-linked securities), other than the issuance of capital stock in connection with the exercise of stock options existing as of the Closing Date or hereafter granted in accordance with an Approved Option Plan.

Capital Market Transaction means the issuance or sale by the Issuer or any Subsidiary of the Issuer of any of its debt securities (other than commercial paper, intercompany notes and notes issued under loans and other credit facilities with banks and other financial institutions and funds that engage in commercial lending in the ordinary course of their business) pursuant to (a) a public offering registered under the Securities Act or (b) a Rule 144A, Regulation S or Regulation D offering under the Securities Act.

Capital Market Transaction means any Debt Capital Market Transaction, Equity Capital Market Transaction or Agency Capital Market Transaction.

Examples of Capital Market Transaction in a sentence

• Brokerage structure for "Others" include all schemes not covered under Equity, Debt & Cash.Name of the Organisation:Introducer's Name:Introducer's Code:Authorised Signatoryx04/21xIntroducer Signature TARIFF SHEET Capital Market Transaction Type/Capital Market SegmentNote:1.

• TARIFF SHEET Capital Market Transaction Type/Capital Market SegmentNote:1.

• Brokerage structure for "Others" include all schemes not covered under Equity, Debt & Cash.Name of the HUF:Introducer's Name:Introducer's Code:Authorised Signatoryx04/21xIntroducer Signature Capital Market Transaction Type/Capital Market SegmentNote:1.

• Subject to the terms of the Subordination Agreement (as amended, restated, modified or replaced from time to time) and any obligations to prepay the Credit Agreement, the Issuer will prepay the principal amount of this Note to the extent of the Net Cash Proceeds within 5 business days of when received by the Issuer from a Capital Market Transaction completed after the date hereof, provided that payments shall not be required to be made more frequently than once a month.

• Prior to joining Sembcorp, she worked with CIMC Raffles Offshore Ltd as Deputy CFO and PricewaterhouseCoopers Singapore as Assurance & Capital Market Transaction Manager.

More Definitions of Capital Market Transaction

Capital Market Transaction means the issuance or incurrence of any Indebtedness for borrowed money (other than borrowings hereunder) or the issuance of any Equity or other securities, excluding Commercial Paper, in each case whether by means of any public offering, private placement or incurrence of additional bank debt.

Capital Market Transaction means the issuance by the Issuer in a registered public offering , Rule 144A offering or other capital market offering to institutional investors of common stock, preferred stock or Subordinated Debt or securities convertible or exchangeable for any of the aforementioned securities (or any combination thereof) in an offering generating proceeds in excess of $10,000,000; (b) “Net Cash Proceeds” means the excess of (i) the sum of the cash and cash equivalents received by the Issuer in connection with a Capital Market Transaction over (ii) the underwriting discounts and commissions, commitment fees, arrangement fees and other out-of-pocket fees, costs and expenses, incurred in connection with such Capital Market Transaction; and (c) “Subordinated Debt” means debt securities of the Issuer expressly subordinated in right of payment to the Credit Agreement or the Issuer’s 8.00% Senior Convertible Notes due 2014. For the avoidance of doubt, a Capital Market Transaction shall not include (1) any issuances of securities registered on Form S-8 or other issuance to employees of stock, options or restricted stock units, or (2) the issuance of any JBO or similar stock to correspondent and/or customers, or (3) issuances in connection with the acquisition of a business or purchase of assets (including as an earn out, deferred purchase price or similar arrangement), or (4) issuances of securities in respect of the conversion of convertible securities, or (5) incurrence of indebtedness to the extent such indebtedness would have been permitted by the Credit Agreement as of the date of the Asset Purchase Agreement.

Capital Market Transaction means the issuance or incurrence of any

Capital Market Transaction means the issuance or incurrence of any Indebtedness for borrowed money (other than borrowings hereunder) or the issuance of any Equity or other securities, excluding Commercial Paper, in each case whether by means of any public offering or private placement but excluding debt to commercial banks or other investors, a principal investment objective of which is extending credit by making or purchasing bank loans, or debt that is syndicated in the commercial bank market.

Capital Market Transaction means (i) any direct or indirect public offering or private placement of subordinated debt or equity securities of the Company or any of its Subsidiaries or (ii) the incurrence of any other Indebtedness by the Company or any of its Subsidiaries, or any direct or indirect parent holding company of the Company (other than Permitted Debt); PROVIDED, that, in each case, either such transaction does not violate the New Credit Facility or the Indebtedness under the New Credit Facility has been paid in full and all commitments thereunder have been terminated.

Capital Market Transaction shall have the meaning set forth in the Credit Agreement, without giving effect to any amendments or waivers thereto.

Capital Market Transaction means any proceedings according to