Examples of Capital Market Act in a sentence
In South Korea, this report is for distribution only to professional investors under Article 9(5) of the Financial Investment Services and Capital Market Act of Korea (“FSCMA”).Spain: This document is a research report and it is addressed to institutional investors only.
To certification of ownership and method of record-keeping of the investment units Book Six Title XXXI of the Civil Code and Sections 138 to 146 of the Capital Market Act are applicable.According to the provisions of the Capital Market Act, dematerialised securities can be acquired and transferred only in the form of debit or credit on a securities account.
Pursuant to Section 138 (2) of Act CXX of 2001 on the Capital Market (hereinafter: Capital Market Act), unless evidenced to the contrary, the holder of the share shall be the person on whose account the share is registered.
The Board of Directors shall form an opinion on the purchase offer to the shareholders and publish it in accordance with the rules of the Capital Market Act.
This provision applies in addition to the general provisions set out in the Capital Market Act in relation to the acquisition of shares in a company whose shares have been offered to the public.
The Audit Committee, besides the duties specified in the Civil Code, also fulfils the duties specified in the Capital Market Act.
In some cases, the information to be provided by the Client is stipulated by law, including the Credit Institutions Act, the AML Act, Act CXX of 2001 (Capital Market Act), the Investment Services Act, and Government and Ministerial decrees issued on the basis of the mandate in these laws.
The separate register kept by the Registrar and the related records shall be kept pursuant to Section 93 of the Capital Market Act and the Implementing Decree on Investment Instrument Records.
Special Regulations for the United Kingdom of Great Britain and Northern Ireland (UK):This Document does neither constitute a public offer in the meaning of the Austrian Capital Market Act (Kapitalmarktgesetz; hereinafter, "KMG") nor a prospectus in the meaning of the KMG or of the Austrian Stock Exchange Act (Börsegesetz).
Dematerialised securities: Pursuant to Section 5(1)29 of the Capital Market Act and for the purposes of other legal regulations implemented by the authorisation thereof, dematerialised securities are electronic instruments identifiably containing all material information of securities, which are recorded, transmitted and registered electronically.