Capital Action definition

Capital Action shall have the meaning specified in Section 7.2(b).

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Capital Action means (x) committing to any Governmental Entity with regulatory or supervisory authority over Parent or any of its Subsidiaries to maintain capital levels and capital ratios at a level specified by such Governmental Entity, either formally or informally, and either currently or as a result of the transactions contemplated by this Agreement, (y) creating a capital plan that is acceptable to any Governmental Entity with regulatory or supervisory authority over Parent or its Subsidiaries, either by entering into a new capital plan or modifying an existing capital plan, and (z) taking all actions reasonably necessary, including by raising capital through a public or private equity or debt offering, to fully satisfy and achieve the regulatory capital expectations of any Governmental Entity with regulatory or supervisory authority over Parent or its Subsidiaries..

Capital Action means (i) committing to any Governmental Entity to maintain capital levels and capital ratios at a level specified by such Governmental Entity, either formally or informally, and either currently or as a result of the Transaction, (ii) creating a capital plan that is acceptable to any Governmental Entity, either by entering into a new capital plan or modifying an existing capital plan, and (iii) taking all actions reasonably necessary, required, proper, desirable or advisable, including by raising capital through a public or private equity or debt offering, to satisfy fully and achieve the regulatory capital expectations of any Governmental Entity.

Examples of Capital Action in a sentence

Class Counsel agrees not to seek an award of fees in any other court in connection with the Colony Capital Action and the Settlement.
NorthStar Realty Finance Corp., et al., Case No. 16-cv-03742 (the “NRF Action,” and together with the NSAM Action and the Colony Capital Action, the “Actions”), on behalf of himself and the other public shareholders of NRF, against NRF, ▇▇▇▇▇ ▇.
In such event, and consistent with the applicable evidentiary rules, neither the existence of the Stipulation and the MOU nor their contents shall be admissible in evidence or shall be referred to for any purpose in the Colony Capital Action or in any other proceeding.
To the extent permitted by law, all agreements made and orders entered during the course of the Colony Capital Action relating to the confidentiality of documents or information shall survive this Stipulation.
The Colony Plaintiff further represents that he will not seek any incentive or other fee related to his involvement in the Colony Capital Action.
Should the Stipulation not be executed or not be consummated in accordance with the terms described herein, the Settlement shall be null and void and of no force and effect, and shall not be deemed to prejudice in any way the position of any party with respect to the Colony Capital Action.
However, they have determined that a settlement of the Colony Capital Action (the “Settlement”) on the terms and with the benefits reflected in the Stipulation (as defined below) is fair, reasonable, adequate, and in the best interest of Plaintiff and the Settlement Class, thereby avoiding the uncertain outcome and inherent delays and risks of further litigation and trial.
The Court has not made any decisions on the claims made in the Colony Capital Action.
In such event, and consistent with the applicable evidentiary rules, neither the existence of this Stipulation and the MOU nor their contents shall be admissible in evidence or shall be referred to for any purpose in the Colony Capital Action or in any other proceeding.
Plaintiff and Co-Lead Counsel represent they brought the claims in good faith and continue to believe the claims asserted in the Colony Capital Action have merit.

More Definitions of Capital Action

Capital Action means (x) committing to any Governmental Entity with regulatory or supervision authority over Parent or Purchaser to maintain capital levels and capital ratios at a level specified by such Governmental Entity, either formally or informally, and either currently or as a result of the transactions contemplated by this Agreement, (y) creating a capital plan that is acceptable to any Governmental Entity with regulatory or supervision authority over Parent or Purchaser, either by entering into a new capital plan or modifying an existing capital plan and (z) taking all actions reasonably necessary, including by raising capital through a public or private equity or debt offering, to fully satisfy and achieve the regulatory capital expectations of any Governmental Entity with regulatory or supervision authority over Parent or Purchaser.

Capital Action means (x) committing to any Governmental Entity with regulatory or supervision authority over Purchaser to maintain capital levels and capital ratios at a level specified by such Governmental Entity, either formally or informally, and either currently or as a result of the transactions contemplated by this Agreement, (y) creating a capital plan that is acceptable to any Governmental Entity with regulatory or supervision authority over Purchaser, either by entering into a new capital plan or modifying an existing capital plan and (z) taking all actions reasonably necessary, including by raising capital through a public or private equity or debt offering, to fully satisfy and achieve the regulatory capital expectations of any Governmental Entity with regulatory or supervision authority over Purchaser.

Capital Action has the meaning set forth in Section 4.02(c).

Capital Action means (x) committing to any Governmental Authority with regulatory or supervisory authority over Parent, Purchaser or their applicable Affiliates to maintain capital levels and capital ratios at a level specified by such Governmental Authority, either formally or informally, and either currently or as a result of the transactions contemplated by the Transaction Documents; (y) creating a capital plan that is acceptable to any Governmental Authority with regulatory or supervisory authority over Parent, Purchaser or their applicable Affiliates, either by entering into a new capital plan or modifying an existing capital plan and (z) taking all actions reasonably necessary, including by raising capital through a public or private equity or debt offering, to satisfy fully and achieve the regulatory capital expectations of any Governmental Authority with regulatory or supervisory authority over Parent, Purchaser or their applicable Affiliates in the time frames required by such Governmental Authority.