Canadian Securities Course definition

Canadian Securities Course means a course prepared and conducted by the Canadian Securities Institute and so named by that Institute as of the date on which this Instrument comes into force, every predecessor to that course, and every successor to that course that does not narrow the scope of the significant subject matter of the course;
Sample 1Sample 2Sample 3
Canadian Securities Course means a course prepared and conducted by the Canadian Securities Institute and so designated by that Institute;
Sample 1Sample 2Sample 3
Canadian Securities Course means the course prepared and conducted by the Canadian Securities Institute and so designated by that institute, every predecessor to that course and every successor to that course that does not materially narrow the content of the significant subject matter of the course;
Sample 1

Examples of Canadian Securities Course in a sentence

  • For example, an individual must pass the Canadian Securities Course Exam, but does not have to complete the Canadian Securities Course.

  • In this Part, an individual is not required to have passed the Canadian Securities Course Exam if the individual has passed the Series 7 Exam and the New Entrants Course Exam.

  • A former Approved Person may voluntarily participate in the continuing education program to extend the validity of the Canadian Securities Course for only one continuing education program cycle.2727.

  • To extend the validity period, a former Approved Person must complete the course or courses on the list referred to in subsection 2726(2) in the continuing education program cycle in which the Canadian Securities Course expired.

  • Voluntary participation in the continuing education program(1) Voluntary participation in the continuing education program will extend the validity period of the Canadian Securities Course.

  • CIM (Certified Investment Manager): Offered by the Canadian Securities Institute following the Canadian Securities Course.

  • Canadian Securities Course: Offered by the Canadian Securities Institute and required to sell securities in Canada.

  • Mr. Penn has completed the CSI Canadian Securities Course and the CSI Wealth Management Course.

  • He holds a Post Graduate Diploma in Digital Business from Columbia Business School and Design Thinking Certification from MIT, a MBA in Finance from Greenwich University, a Bachelor of Science in Marketing from Southeastern University, USA and Canadian Securities Course Certification (CSC) from Canadian Securities Institute.

  • Registered Representative dealing in mutual funds only, or an Investment Representative dealing in mutual funds only as of the date these Rules come into effect, will have 270 days to complete the Conduct and Practices Handbook Course (and, if required, the Canadian Securities Course) unless the individual is subject to a shorter period of time to complete this course (these courses) as of the date these Rules come into effect.


More Definitions of Canadian Securities Course

Canadian Securities Course means the course prepared and conducted by the Canadian Securities Institute and so named on the effective date, every predecessor to that course and every successor to that course that does not materially narrow the content of the significant subject matter of the course; (Cours sur le commerce des valeurs mobilières au Canada)
Sample 1

Related to Canadian Securities Course

  • Canadian Securities Laws means all applicable securities laws in each of the provinces and territories of Canada and the respective regulations made thereunder, together with applicable published fee schedules, prescribed forms, rules, multilateral or national instruments, orders, rulings and other regulatory instruments issued or adopted by the Securities Commissions.

  • Canadian Securities Regulators means the applicable securities commission or securities regulatory authority in each of the Qualifying Jurisdictions;

  • Canadian securities legislation means the applicable securities legislation in force in each province and territory of Canada, all regulations, rules, orders and policies made thereunder and all multilateral and national instruments adopted by the securities regulatory authorities.

  • Canadian Security Agreement means, collectively, a security agreement and a pledge agreement, each dated as of the Original Closing Date, governed by Canadian law and securing the assets of the Loan Parties organized under Canadian Law, each duly executed by each applicable Loan Party, as the same may be supplemented, modified, amended and/or restated or replaced from time to time.

  • Canadian Securities Regulatory Authorities means, collectively, the securities regulatory authority in each of the provinces and territories of Canada;

  • Securities Financing Transactions means repurchase agreements, reverse repurchase agreements, securities lending agreements and any other transactions within the scope of SFTR that a Fund is permitted to engage in;

  • Securities Commissions means collectively, the applicable securities commission or securities regulatory authority in each of the Qualifying Jurisdictions;

  • securities financing transaction or 'SFT' means a repurchase transaction, a securities or commodities lending or borrowing transaction, or a margin lending transaction;

  • Securities Collateral means, collectively, the Pledged Securities, the Intercompany Notes and the Distributions.

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • BofA Securities means BofA Securities, Inc.

  • Placement Agency Agreement means the Placement Agency Agreement by and between the Company and the Placement Agent dated the date hereof.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.