California Securities Act definition

California Securities Act means the California Corporate Securities Law of 1968.
Sample 1Sample 2Sample 3
California Securities Act means the California Corporate Securities Law of 1968, as amended and as may be further amended from time to time.
Sample 1Sample 2Sample 3
California Securities Act means ------------------------- the California Corporate Securities Law of 1968, as amended.
Sample 1Sample 2

Examples of California Securities Act in a sentence

  • This Agreement shall be governed by the laws of the State of California, the Securities & Exchange Commission’s Investment Adviser’s Act of 1940 and the anti-fraud provisions of the California Securities Act.

  • In the case of California securities laws, Section 25102(f) of the California Securities Act of 1968, as amended, or, if the Recipient is then a resident of and/or domiciled within another state, the requirements of any applicable exemptions from registration or qualification afforded by the securities laws of such state.

  • Without limiting the representations set forth above, and without limiting any restrictions on Transfer of the Fractional Interests contained herein, such Member shall not make any disposition of all or any part of the Fractional Interests that will result in the violation of the Securities Act, the California Securities Act or any other applicable securities law.

  • Such Member acknowledges that the Fractional Interests have not been registered under the Securities Act, or qualified under the Securities Act, the California Securities Act, or any other applicable blue sky law in reliance, in part, on his, her or its representations, warranties and agreements herein.

  • The Memorandum Opinion concluded that the Complaint adequately alleged damages to support the claim under the California Securities Act.

  • More important, the Texas Securities Act is not relevant to this action, and Defendants have not cited any analogous precedent in which a California court departed from Verdugo in analyzing the enforceability of a foreign choice-of-law provision to a California Securities Act claim.

  • The Gospel requires us to be responsible for the health, care and well-being of children and vulnerable adults, and we take this responsibility very seriously.

  • Enforcing Section 9.6 to Preclude the California Securities Act Claim Will Diminish Swipe’s Statutory Rights.7 Like California, Delaware has its own blue sky law.

  • Swipe has therefore pleaded facts sufficient to give rise to a reasonable inference that it could assert a California Securities Act claim based (at least in part) on the May 11, 2018 meeting.

  • Indeed, the purpose of the California Securities Act is to provide an avenue to obtain damages where reliance cannot be proved.


More Definitions of California Securities Act

California Securities Act means the portion of the California Corporate Securities Act of 1968, as amended.
Sample 1

Related to California Securities Act

  • U.S. Securities Act means the United States Securities Act of 1933, as amended;

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations made thereunder, as now in effect or as the same may from time to time be amended, re-enacted or replaced.

  • Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c. S.5, as amended, and the regulations thereunder, and any comparable or successor laws or regulations thereto;

  • Securities Act means the Securities Act of 1933, as amended.

  • Securities Act of 1933 means the United States Securities Act of 1933, as from time to time amended.

  • Israeli Securities Law means the Israeli Securities Law, 5728-1968, as amended, and the regulations promulgated thereunder.

  • U.S. Securities Laws means all applicable securities legislation in the United States, including without limitation, the U.S. Securities Act, the U.S. Exchange Act and the rules and regulations promulgated thereunder, and any applicable state securities laws;

  • Securities Law means the Israeli Securities Law, 5728-1968.

  • Charities Act means the Charities Act 2011;

  • Public Utilities Act means the Illinois Public Utilities Act, 220 ILCS 5.

  • Securities Acts means the Securities Act of 1933 and the Securities Exchange Act of 1934.

  • Canadian Securities Laws means all applicable securities laws of each of the Qualifying Jurisdictions and the respective rules and regulations under such laws together with applicable published national, multilateral and local policy statements, instruments, notices, blanket orders and rulings of the securities regulatory authorities in the Qualifying Jurisdictions;

  • Societies Act means the Societies Act of the Province of British Columbia from time to time in force and all amendments to it;

  • BC Act means the Securities Act (British Columbia);

  • Business Corporations Act means the Business Corporations Act (British Columbia) from time to time in force and all amendments thereto and includes all regulations and amendments thereto made pursuant to that Act;

  • Investment Company Act of 1940 means the Investment Company Act of 1940, as amended, and the rules and regulations thereunder.

  • Applicable Securities Law means (i) with respect to any offering of securities in the United States of America, or any other act or omission within that jurisdiction, the securities law of the United States, including the Exchange Act and the Securities Act, and any applicable law of any State of the United States, and (ii) with respect to any offering of securities in any jurisdiction other than the United States of America, or any related act or omission in that jurisdiction, the applicable laws of that jurisdiction.

  • ACNC Act means the Australian Charities and Not-for-profits Commission Act 2012 (Cth).

  • Securities Laws means the 1933 Act, the 1934 Act and the 1940 Act.

  • FOI Act means the Freedom of Information Xxx 0000 and any subordinate legislation made under this Act from time to time together with any guidance and/or codes of practice issued by the Information Commissioner in relation to such legislation;

  • Capital Instruments Regulations means the Delegated Regulation and any other rules or regulations of the Relevant Authority or which are otherwise applicable to the Issuer or the Group (as the case may be and, where applicable), whether introduced before or after the Issue Date of the relevant Series of Notes, which prescribe (alone or in conjunction with any other rules or regulations) the requirements to be fulfilled by financial instruments for their inclusion in the Own Funds to the extent required under the CRD IV Package;

  • 1933 Act means the Securities Act of 1933, as amended.

  • Rule 497 refers to Rule 497(c) or 497(h) under the Act, as applicable.

  • Rule 144A Securities means all Initial Securities offered and sold to QIBs in reliance on Rule 144A.

  • Federal Securities Laws means the Securities Act of 1933, the Securities Exchange Act, the Sarbanes-Oxley Act of 2002, the Investment Company Act, the Investment Advisers Act, Title V of the Gramm-Leach-Bliley Act, any rules adopted by the Securities and Exchange Commission (the “Commission”) under any of these statutes, the Bank Secrecy Act as it applies to investment companies and investment advisers, and any rules adopted thereunder by the Commission or the Department of the Treasury.

  • Canadian securities legislation means the applicable securities legislation in force in each province and territory of Canada, all regulations, rules, orders and policies made thereunder and all multilateral and national instruments adopted by the securities regulatory authorities.