Brokerage Agent definition

Brokerage Agent means a person or company as may from time to time be engaged by the Company to perform brokerage services and such other services as may be required pursuant to this Plan, including without limitation the purchase and sale of Shares; “Code”, means the U.S. Internal Revenue Code of 1986, as amended, and the regulations promulgated thereunder;
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Brokerage Agent means a person or company as may from time to time be engaged by the Company to perform brokerage services and such other services as may be required pursuant to this Plan, including without limitation the purchase and sale of Shares;
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Brokerage Agent means such person or company as may, from time to time, be appointed or designated by the Administrative Agent and with whom the Administrative Agent shall enter into an agreement to perform brokerage functions in executing the securities transactions and custodial services in respect of the assets under the Plan;
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Examples of Brokerage Agent in a sentence

  • For example, the following are not acceptable remarks: “If (Listing Broker) Agent shows property first to a buyer, the Selling Agent will not receive the compensation.”, “No compensation paid to XYZ brokerage.”, “If (Listing Brokerage) Agent shows property first to a buyer, total Selling Office compensation will be reduced to x%.”, or y% for a full price or above offer, z% if offer is less than full price.” Procuring cause cannot be determined nor controlled via the compensation field.

  • The first notification of a rule violation is used to educate the agent of the infraction and the Listing Brokerage Agent is given 48 hours to correct or the applicable fine will be assessed.

  • For example, do not include any of the following: "If [Listing Brokerage] Agent shows property first to your buyer, there will not be compensation paid to you", `No compensation paid to XYZ Brokerage", or "If [Listing Brokerage] Agent shows property first your total office compensation is y%".

  • For example, do not include any of the following: "If [Listing Brokerage] Agent shows property first to your buyer, there will not be compensation paid to you", “No compensation paid to XYZ Brokerage", or "If [Listing Brokerage] Agent shows property first your total office compensation is y%".

  • The Taney County Commission is requesting qualifications (RFQ) from firms to provide professional Insurance Brokerage (Agent) Services for Taney County Missouri.

  • If no direction is received by the Administrative Agent within such time period, the Administrative Agent shall direct the Brokerage Agent to a) for SSR Mining Inc.

  • KKS offers comprehensive financial and investment services by highly proficient personnel in the following areas:● Securities Brokerage Agent KKS has an experienced team of advisors to provide sound advice and present analysis which can add real value to our investors’ investments.

  • This solution will help network operators to improve last mile energy distribution efficiency by integrating operators requirements and by enabling bidirectional interaction be- tween them.Two different prosumer (producer and consumer) profiles are considered for the proof of concept:– A standard prosumer, represented via a Brokerage Agent.

  • A, Houston, TX 77096MC#: 1198681USDOT: 3564875Federal ID#: 86-1919497Surety Bond: Great American Ins, CO Type of Business: Transportation Brokerage Agent Specializing in Power Only, Dry Van, Reefer Van, Flatbed, L.T.L., Heavy Haul, Emergency Freight.

  • The Brokerage Agent shall not exercise any voting rights in respect of any Shares for which it has not received voting instructions.


More Definitions of Brokerage Agent

Brokerage Agent means the person or entity appointed by the Company from time to time to hold Forfeitable Shares on behalf of Participants;
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Brokerage Agent means the registered broker-dealer selected by the Board to administer the brokerage accounts of Participating Employees.
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Related to Brokerage Agent

  • Exchange Agent has the meaning set forth in Section 3.02(a).

  • Brokerage means the provision by a third party of services, for a fee, to source Sub-Contractors to provide the Services on behalf of the Provider.

  • Package agent means a person who holds a package agency.

  • Brokerage agreement means a written or oral agreement

  • Escrow Agent has the meaning set forth in Section 2.1(c).

  • Depository Agent is defined in Section 2.6(a) of the Agreement.

  • Broker investment adviser," "net assets," "sale," "sell" and "security" shall have the same meanings as such terms have in the 1940 Act, subject to such exemption as may be granted by the SEC by any rule, regulation or order. Where the effect of a requirement of the federal securities laws reflected in any provision of this Agreement is made less restrictive by a rule, regulation or order of the SEC, whether of special or general application, such provision shall be deemed to incorporate the effect of such rule, regulation or order. This Agreement may be signed in counterpart.

  • Depository Bank means the Institution that issues a specific Depositary Receipt on behalf of the underlying company. The Depository Bank maintains a holding of Stock in the Underlying on which it is able to issue Depositary Receipts;

  • Agent means any Registrar or Paying Agent.

  • Depositary Agent shall have the meaning set forth in Section 7(c) hereof.

  • Exchange Agent Agreement has the meaning set forth in Section 2.5(a).

  • Commodity intermediary means a person that:

  • Brokers and Finders' Fees............................................ 13 2.14

  • Computershare means Computershare Trust Company of Canada;

  • Payment Agent means Odyssey Trust Company, or any other payment agent or trust company, bank or financial institution as the Company may appoint to act as payment agent with the approval of the Purchaser, acting reasonably, for the purpose of, among other things, paying the Option Premium to the Company Shareholders in connection with the Arrangement.

  • Intermediary means “a person who actively participates in the facilitation of the contract or negotiating the contract, including a broker, adviser, attorney, or representative of or agent for the business entity who:

  • Reinsurance intermediary means a reinsurance intermediary-broker or a reinsurance intermediary-manager.

  • Title insurance agent means an agent licensed in this Commonwealth to solicit, negotiate, procure,

  • insurance intermediary means any natural or legal person, other than an insurance or reinsurance undertaking or their employees and other than an ancillary insurance intermediary, who, for remuneration, takes up or pursues the activity of insurance distribution;

  • Settlement Agent means, with respect to any Transaction the subject of which is a Wet-Ink Mortgage Loan, the entity approved by Agent, in its sole good-faith discretion, which may be a title company, escrow company or attorney in accordance with local law and practice in the jurisdiction where the related Wet-Ink Mortgage Loan is being originated.

  • Clearing Agent means Clearstream Banking AG, Euroclear Bank S.A., and Clearstream Banking S.A. and such further or alternative clearing agent(s) or clearance system(s) as may be approved by the Issuer from time to time and notified to the Holders in accordance with General Condition 4 (each a “Clearing Agent” and together the “Clearing Agents”);

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.

  • Securities Intermediary The meaning specified in Section 8-102(a)(14) of the UCC.

  • commission agent means any person who acts on behalf of another person and causes sale or purchase of goods, or provision or receipt of services, for a consideration, and includes any person who, while acting on behalf of another person —

  • Transfer Agent and Registrar shall have the meaning set forth in Section 2.5(e) hereof.

  • Sub-Agent means Citibank International plc.