Banned List definition
Banned List. A register held by MCPS (in accordance with BPI Members’ and/or AIM Members’ requirements) of Products to which the grant of licence in clause 2 shall not apply.
Banned List means a list of individuals and/or entities that, due to violation(s) of this Policy,
Examples of Banned List in a sentence
The Banned List is maintained confidentially by the Compliance Department and is usually only seen by selected Compliance personnel.
Trading in securities of issuers maintained on the Banned List will usually be restricted for ALL clients of JPMAM.
Asset Management Banned List JPMorgan Asset Management (JPMAM) maintains a policy to prevent the misuse of material, price sensitive, non-public information.