Banned List definition

Banned List. A register held by MCPS (in accordance with BPI Members’ and/or AIM Members’ requirements) of Products to which the grant of licence in clause 2 shall not apply.
View Source
Banned List means a list of individuals and/or entities that, due to violation(s) of this Policy,
View Source

Examples of Banned List in a sentence

  • The Banned List is maintained confidentially by the Compliance Department and is usually only seen by selected Compliance personnel.

  • Trading in securities of issuers maintained on the Banned List will usually be restricted for ALL clients of JPMAM.

  • Asset Management Banned List JPMorgan Asset Management (JPMAM) maintains a policy to prevent the misuse of material, price sensitive, non-public information.

Related to Banned List

  • DQ List has the meaning assigned to such term in Section 9.04(e)(iv).

  • Approved List means Securities followed by the Global Fundamental Research Group and tracked on the Approved List. Securities may be added, removed, or undergo periodic ratings changes.

  • Approved Vendor List means a list of approved vendors established under Section 63G-6a-507.

  • OFAC List means the list of specially designated nationals and blocked persons subject to financial sanctions that is maintained by the U.S. Treasury Department, Office of Foreign Assets Control and accessible through the internet website ▇▇▇.▇▇▇▇▇.▇▇▇/▇▇▇▇/▇▇▇▇▇▇.▇▇▇.

  • Customer List means a list of the Borrower’s customers, specifying each customer’s name, mailing address and phone number.