Authorised Persons Regulations definition

Authorised Persons Regulations means the Authorised Persons Regulations made by the CMA pursuant to the Capital Market Law under Resolution Number 1-83-2005 dated 21/05/1426 as amended and re-enacted from time to time;
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Examples of Authorised Persons Regulations in a sentence

  • Any delegation of the Fund Manager’s responsibilities and duties to any other person shall not in any way limit, reduce or satisfy the Fund Manager’s responsibilities under the Investment Funds Regulations and the Authorised Persons Regulations.

  • The Fund Manager shall be responsible to Unitholders for losses incurred by the Fund which are caused by fraud, negligence, misconduct or wilful default of the Fund Manager.The Fund Manager shall have the primary responsibility for compliance with the Investment Funds Regulations and the Authorised Persons Regulations.

  • Special commission arrangements Subject to the Investment Funds Regulations and the Authorised Persons Regulations, the Fund Manager may enter into special commission arrangements.

  • Notwithstanding delegation by the Custodian to one or more third parties under the provisions of the Investment Funds Regulations or the Authorised Persons Regulations, the Custodian shall remain fully responsible for compliance with its responsibilities in accordance with the Investment Funds Regulations.

  • Subject to the Investment Funds Regulations and the Authorised Persons Regulations, the Fund Manager may enter into special commission arrangements.

  • The Fund Manager will act for the benefit of the Unitholders in accordance with the Investment Funds Regulations, the Authorised Persons Regulations, the Terms and Conditions and the Information Memorandum.The Fund Manager will comply with all principles and duties required under the Authorised Persons Regulations including discharging its fiduciary duty towards the Unitholders which includes the duty to act in the best interests of the Unitholders and the duty to exercise reasonable care and skill.

  • Notwithstanding delegation (if any) by the Custodian to one or more third parties under the provisions of the Investment Funds Regulations or the Authorised Persons Regulations, the Custodian shall remain fully responsible for compliance with its responsibilities in accordance with the Investment Funds Regulations.

  • The Fund Manager shall have the primary responsibility for compliance with the Investment Funds Regulations and the Authorised Persons Regulations.

  • The Fund Manager will act for the benefit of the Unitholders in accordance with the Investment Funds Regulations, the Authorised Persons Regulations, these Terms and Conditions and the Information Memorandum.The Fund Manager will comply with all principles and duties required under the Authorised Persons Regulations including discharging its fiduciary duty towards the Unitholders which includes the duty to act in the best interests of the Unitholders and the duty to exercise reasonable care and skill.

  • Primary roles and responsibilities of the Custodian in relation to the Fund: - Notwithstanding delegation (if any) by the Custodian to one or more third parties under the provisions of the Investment Funds Regulations or the Authorised Persons Regulations, the Custodian shall remain fully responsible for compliance with its responsibilities in accordance with the Investment Funds Regulations.

Related to Authorised Persons Regulations

  • Corporations Regulations means the Corporations Regulations 2001 (Cth).

  • OFAC Regulations means the regulations promulgated by OFAC, as amended from time to time.

  • TRADES Regulations means the regulations of the United States Department of the Treasury, published at 31 C.F.R. Part 357, as amended from time to time. Unless otherwise defined herein, all terms defined in the TRADES Regulations are used herein as therein defined.

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • the 1997 Regulations means the Zebra, Pelican and Puffin Pedestrian Crossing Regulations 1997.

  • Central Bank UCITS Regulations means the Central Bank (Supervision and Enforcement)

  • UCITS Regulations means the European Communities Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 (S.I. No. 352 of 2011) (as amended consolidated or substituted from time to time) and any regulations or notices issued by the Central Bank pursuant thereto for the time being in force.

  • ISA Regulations means The Individual Savings Account Regulations 1998, as amended or replaced from time to time.

  • EEA Regulations means the Immigration (European Economic Area) Regulations 2006.

  • EP Regulations means The Environmental Permitting (England and Wales) Regulations SI 2016 No.1154 and words and expressions used in this permit which are also used in the Regulations have the same meanings as in those Regulations.

  • PPPFA Regulations means the Preferential Procurement Regulations, 2017 published in terms of the PPPFA.

  • Austraclear Regulations means the rules and regulations established by Austraclear (as amended or replaced from time to time) to govern the use of the Austraclear System.

  • Terrorist Act means any actual or threatened use of force or violence directed at or causing damage, injury, harm or disruption, or commission of an act dangerous to human life or property, against any individual, property or government, with the stated or unstated objective of pursuing economic, ethnic, nationalistic, political, racial or religious interests, whether such interests are declared or not. Criminal acts, primarily committed for personal gain and acts arising primarily from prior personal relationships between perpetrator(s) and victim(s) shall not be considered terrorist acts. Terrorist act also includes any act, which is verified or recognised by the (relevant) Government as an act of terrorism.

  • Privacy Regulations means the Privacy and Electronic Communications (EC Directive) Regulations 2003 as amended in 2004, 2011, 2015 and 2016 and as may be further amended from time to time;

  • the 2010 Regulations means the Occupational and Personal Pension Schemes (Automatic Enrolment) Regulations 2010;

  • TUPE Regulations means the Transfer of Undertakings (Protection of Employment) Regulations 2006, as amended.

  • the 2002 Regulations means the Traffic Signs Regulations and General Directions 2002;

  • relevant regulations means, at any time, any requirements of Austrian law or contained in the regulations, requirements, guidelines or policies of the Competent Authority, the European Parliament and/or the European Council, then in effect in the Republic of Austria and applicable to the BAWAG Regulatory Group and/or (as the case may be) the Issuer, including but not limited to the provisions of the BWG, the CRD, the CRR, the CDR and the SSM Regulation, in each case as amended from time to time, or such other law, regulation or directive as may come into effect in place thereof.

  • Procurement Regulations means, for purposes of paragraph 87 of the Appendix to the General Conditions, the “World Bank Procurement Regulations for IPF Borrowers”, dated July 2016, revised November 2017 and August 2018.

  • SBE Regulations means the written regulations and procedures adopted pursuant to this chapter for procurement of Supplies, Services and Public Works.

  • CDM Regulations means the Construction (Design and Management) Regulations 2015;

  • Safety Regulations means The Railways and Other Guided Transport Systems (Safety) Regulations 2006;

  • OHS Regulation means the Workers Compensation Act (British Columbia), including without limitation, the Occupational Health & Safety Regulation (BC Regulation 296/97, as amended by BC Regulation 185/99) enacted pursuant to such Act, all as such Act or Regulations are amended or re-enacted from time to time.

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • Agency Workers Regulations means the Agency Workers Regulations 2010;

  • the 2012 Regulations means the Council Tax Reduction Schemes (Prescribed Requirements) (England) Regulations 2012;