Authorised Financial Adviser definition

Authorised Financial Adviser means an Authorised Financial Adviser as defined by the Financial Advisers Act 2008; or a person holding a status, designation or registration under any amendment to or re-enactment of that Act, or Act passed in substitution for that Act or dealing with a subject matter similar to that Act, which, as closely as possible, corresponds to that of an Authorised Financial Adviser;
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Authorised Financial Adviser means an Authorised Financial Adviser as defined by the Financial Advisers Act 2008;
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Examples of Authorised Financial Adviser in a sentence

  • How am I regulated by the Government?You can check that I am a registered financial services provider and an Authorised Financial Adviser at http://www.fspr.govt.nz.

  • We recommend you read the PDS and seek professional assistance from an Authorised Financial Adviser.

  • I am an Authorised Financial Adviser and an accredited NZX Adviser.

  • How am I regulated by the Government?You can check that I am a registered financial services provider and an Authorised Financial Adviser at http://www.fspr.govt.nz The Financial Markets Authority authorises and regulates financial advisers.

  • What are my obligations?As an Authorised Financial Adviser, I must comply with the Code of Professional Conduct for Authorised Financial Advisers.

  • As an Authorised Financial Adviser, I must comply with the Code of Professional Conduct for Authorised Financial Advisers.

  • All documents can be verified by an SBS Bank or FANZ staff member, or an Authorised Financial Adviser.

  • You are required to receive advice from an Authorised Financial Adviser before committing yourself.

  • Your Authorised Financial Adviser can help you understand your risk profile, assist you to select investments that are suitable for you, and assist you with determining your investment policy and objectives.

  • You must seek independent financial advice from an Authorised Financial Adviser before committing yourself.

Related to Authorised Financial Adviser

  • Financial Adviser means any:

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Company at its own expense.

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant to Persons engaged in Similar Businesses of nationally recognized standing that is, in the good faith judgment of the Issuer, qualified to perform the task for which it has been engaged.

  • Financial Advisor has the meaning set forth in Section 3.6.

  • Financial Advisors has the meaning set forth in Section 4.26.

  • Company Financial Advisor has the meaning set forth in Section 3.10.

  • Disclosure Representative means the Finance Director, or his or her designee, or such other person as the Issuer shall designate in writing to the Disclosure Dissemination Agent from time to time as the person responsible for providing Information to the Disclosure Dissemination Agent.

  • Legal Adviser means the properly qualified person appointed by the Trust to provide legal advice.

  • authorised person means any person who is designated in writing by the Issuer from time to time to give Instructions to the Agents under the terms of this Agreement;

  • Goldman means Xxxxxxx, Sachs & Co.

  • authorised entity means an entity that is authorized or recognized by the government to provide education, instructional training, adaptive reading or information access to beneficiary persons on a non-profit basis. It also includes a government institution or non-profit organization that provides the same services to beneficiary persons as one of its primary activities or institutional obligations

  • Authorised Authority Representative means the Authority representative named in CCN as authorised to approve agreed Variations to the Contract.

  • authorised officer means any person authorised by the Environment Agency under section 108(1) of The Environment Act 1995 to exercise, in accordance with the terms of any such authorisation, any power specified in section 108(4) of that Act.

  • Authorised Signatories means any two authorised officers of the Issuer signing jointly.

  • Authorised Representative means any natural or legal person established within the Union who has received a written mandate from a manufacturer to act on his behalf in relation to specified tasks;

  • Authorised Signatory means, in relation to any Obligor, any person who is duly authorised and in respect of whom the Administrative Agent has received a certificate signed by a director or another Authorised Signatory of such Obligor setting out the name and signature of such person and confirming such person’s authority to act.

  • Authorised Representatives the persons respectively designated as such by the Authority and the Supplier, the first such persons being set out in Schedule 4. Bribery Act: the Xxxxxxx Xxx 0000 and any subordinate legislation made under that Act from time to time together with any guidance or codes of practice issued by the relevant government department concerning the legislation. Change: any change to this agreement including to any of the Services. Change Control Note: the written record of a Change agreed or to be agreed by the parties pursuant to the Change Control Procedure.

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Authorised Dealer means a person authorised as an authorised dealer under subsection (1) of Section 10 of the Act ;

  • authorised bank means a bank or a branch of a bank authorised by the Central Government to collect the tax or any other amount payable under this Act;

  • Authorised Persons means collectively all Event management, Venue management, Police, public bodies and agencies responsible for safety and security in connection with the Event or the Venue, and their respective staff, officials, representatives, officers and volunteers;

  • Legal Advisor means the officer responsible for providing legal advice to the Standards Committee. This may be the Monitoring Officer, another legally qualified officer of the authority, or someone appointed for this purpose from outside the authority.

  • Corporate Representative means an Individual authorised by resolution of the directors or other governing body of a body corporate to represent it;

  • authorised party means the party referred to in Article XIII(3);

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.

  • Fairness Opinion has the meaning set forth in Section 4.22.