ASX Participant definition

ASX Participant means a participant in the ASX Market admitted under the Operating Rules of the ASX Market.
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Examples of ASX Participant in a sentence

  • Note: An Applicant may be an Issuer, Issuer’s Agent, Registry or an ASX Participant.

  • An ASX Participant Notice is disseminated detailing the PMF offering.

  • Key Listings Statistics Participants ASX Participants4 ASX 24 Participants During the month of August, Suncorp Custodians Services Pty Ltd resigned as an ASX Participant.

  • As a result of enforcement action brought by ASX Compliance, an ASX Participant was fined $30,000 plus GST by the ASX Disciplinary Tribunal for a contravention of former SFE Operating Rule 2.2.26(d) (permissible withdrawals from clients’ segregated accounts).

  • An ASX Participant Bulletin is disseminated detailing the PMF offering.

  • Within sixty (60) days after plugging any well, the Permittee shall submit a report on Form 7520-13, provided in Appendix C, to EPA.

  • As a result of enforcement action brought by ASX Compliance, an ASX Participant was fined a total of $100,000 plus GST by the ASX Appeal Tribunal for a contravention of former ASX Market Rule 13.4.1(b)(iii) (prevention of client-related manipulative trading).

  • ASX issued a formal warning letter to an ASX Participant for an apparent breach of ASX Operating Rule 1400(c) for failing to follow the directions of ASX Market Control.

  • Key Listings Statistics Participants ASX Participants4 ASX 24 Participants During the month of December, Austock Financial Services Limited resigned as an ASX Participant.

  • An ASX Participant (other than a Participant who is only a Principal Trader that is not registered as a Market Maker in respect of one or more Derivative Trading Platform products) is required by ASX Market Rules to hold an Australian financial services licence (AFSL) under Part 7.6 of the Corporations Act 2001.

Related to ASX Participant

  • Participant has the meaning specified in Section 10.06(d).

  • Plan Participant means a person who is eligible to receive, and is receiving, a pension benefit from the Plan.

  • Eligible Employee means full-time and part-time employees in the bargaining unit who have completed four hundred and fifty (450) hours of service and who are not prohibited from contributing to the Plan by legislation or the Plan rules because of their age or because they are in receipt of a pension from the Plan.

  • Market Participant means a Market Buyer, a Market Seller, an Economic Load Response Participant, or all three, except when such term is used in Tariff, Attachment M, in which case Market Participant shall mean an entity that generates, transmits, distributes, purchases, or sells electricity, ancillary services, or any other product or service provided under the PJM Tariff or Operating Agreement within, into, out of, or through the PJM Region, but it shall not include an Authorized Government Agency that consumes energy for its own use but does not purchase or sell energy at wholesale.

  • Participating employee means an employee whose election to participate in a Plan has been approved by the employer.