Examples of Approved Firm in a sentence
This requirement may be satisfied by opening or maintaining the account(s) at Pershing or an Approved Firm or by having the broker-dealer or bank send the Firm duplicate copies of trade confirmations and all periodic statements, provided that such confirmations and periodic statements contain all of the information required to be provided in the report.
As a general matter trading through non-Approved Firms is not permitted except in unusual cases, such as when a new employee is hired and cannot practically move an account to an Approved Firm.
Connectivity - Approved <Firm Name> employees and authorized third parties (customers, vendors, etc.) may utilize the benefits of VPNs, which are a “user managed” service.
In case of Long-term Approved Firm LNG Services Applications, the annual charge for the use of the LNG Facility shall be calculated according to the following formula: ΧΥ = ΣΔΥ x ΔΥ + ΣΕΥ x ΠΥ Where: ΧΥ: The charge for the use of the LNG Facility, in €/Year.
As a general matter, trading through non-Approved Firms is not permitted except in unusual cases, such as when a new employee is hired and cannot practically move an account to an Approved Firm.