AMEX Rules definition

AMEX Rules means collectively, all rules, requirements and policies of the AMEX applicable to the Company, including such as are contained in the Rules of the AMEX and the AMEX Company Guide.
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AMEX Rules means the rules and regulations applicable to a company whose shares are traded on the AMEX;
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AMEX Rules the American Stock Exchange Rules for Companies which set out the rules and responsibilities in relation to companies with a class of securities admitted to the American Stock Exchange.
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Examples of AMEX Rules in a sentence

  • It is acknowledged that approval by the Company’s stockholders will not be required under AMEX Rules 712 and 713 because the number of shares of Common Stock of the Company to be issued is less than 20% of the Company’s actually issued and outstanding shares of Common Stock (prior to the investment represented by this Subscription Agreement).

  • The Board believes that two of its members (Mr. Tucker and Dr. Abernathy) are "independent" as defined by the Securities and Exchange commission ("SEC") and American Stock Exchange ("AMEX") Rules.

  • The second is the failure of a specialist to be properly represented at the trading post at scheduled times to answer inquiries regarding the status of orders and to resolve equity “DK” notices.16 Third,the Rule 590 Plan will include the failure of a specialist to respond to inquiries regarding unreported PER/ AMOS 17 l * See AMEX Rules 7 ,11 ,31 , 111, 114,153,180,341, 342,904, 904C, 905 ,905C, 906, 906C and 980 andAMEX Constitution, Article V, sections 4(h)-(k).

  • Assuming Shareholder Approval, if required pursuant to the AMEX Rules, the issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.

  • With the exception of AMEX Rules 904 ,904C, 905, 905C and 980—all of which relate to options trading—these general rule violations are currently included in the NYSE’s minor rule plan.

  • The AMEX received the Commission’s approval to list and trade nine series of Select Sector SPDRs under AMEX Rules 1000A et seq.

  • The Compensation Committee must be composed exclusively of directors who are not members of management, a majority of whom are unrelated and independent (as defined in the AMEX Rules).

  • In accordance with AMEX Rules and Guidelines, the number of Common shares issued upon such conversion may not exceed twenty (20) per cent of the reported outstanding Common shares of the Company at the Closing Date without the approval of the shareholders of the Company.

  • Each member of the Committee shall have been determined by the Board to be "independent" as defined in Rule 10A-3 under the Securities Exchange Act of 1934 (the "Exchange Act") and Section 121A of the rules of the American Stock Exchange (the "AMEX Rules").

  • The other function of this Committee is to oversee the Company’s compliance with the corporate governance requirements of the SEC and the AMEX Rules.


More Definitions of AMEX Rules

AMEX Rules means collectively, all rules, requirements and policies of the AMEX applicable to Old Lorus, including such as are contained in the Rules o f the AMEX and the AMEX Company Guide;
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AMEX Rules means the by‐laws, rules, regulations, operating manuals, operating letters and policies, and cardholder data security standards, as such may be amended from time to time, and established and imposed by Amex in respect of Amex Cards.
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AMEX Rules means collectively, all rules, requirements and policies of the AMEX applicable to Old Lorus, including such as are contained in the Rules of the AMEX and the AMEX Company Guide;
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Related to AMEX Rules

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • DOE Rules means DOE’s energy conservation regulations found in Title 10, Parts 429, 430, and 431 of the Code of Federal Regulations.

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • M&A Rules means the Provisions on Merging and Acquiring Domestic Enterprises by Foreign Investors, which was promulgated by six Governmental Agencies, namely, the Ministry of Commerce, the State-owned Assets Supervision and Administration Commission, the State Administration for Taxation, the State Administration for Industry and Commerce, the China Securities Regulatory Commission (the “CSRC”), and the State Administration of Foreign Exchange, on August 8, 2006 and became effective on September 8, 2006, as amended by the Ministry of Commerce on June 22, 2009.

  • SIFT Rules means the provisions of the Tax Act, including those contained in sections 104, 122 and 122.1 of the Tax Act, which apply to the taxation of a “specified investment flow through trust” and its unitholders.

  • ISO-NE Rules means all rules and procedures adopted by NEPOOL, ISO-NE, or the RTO, and governing wholesale power markets and transmission in New England, as such rules may be amended from time to time, including but not limited to, the ISO-NE Tariff, the ISO-NE Operating Procedures (as defined in the ISO-NE Tariff), the ISO-NE Planning Procedures (as defined in the ISO-NE Tariff), the Transmission Operating Agreement (as defined in the ISO-NE Tariff), the ISO-NE Participants Agreement, the manuals, procedures and business process documents published by ISO-NE via its web site and/or by its e-mail distribution to appropriate NEPOOL participants and/or NEPOOL committees, as amended, superseded or restated from time to time.

  • Stock Exchange Rules means the applicable rules of any stock exchange upon which Shares are listed;

  • Exchange Rules means the listing rules of The OTC Marketplace.

  • Nasdaq Rules means the rules of NASDAQ;

  • IESO Market Rules means the rules made under section 32 of the Electricity Act, 1998 (Ontario), together with all market manuals, policies and guidelines issued by the IESO.

  • Scheme Rules means the applicable SEPA direct debit or credit transfer scheme rules of the European Payments Council as amended from time to time.

  • JAMS Rules has the meaning assigned thereto in Section 13 hereof.

  • HKIAC Rules shall have the meaning ascribed to it in Section 10.13(a).

  • ACH Rules means the NACHA Operating Rules and NACHA Operating Guidelines, as in effect from time to time.

  • Hague Rules means the International Convention for the Unification of certain Rules of Law relating to Bills of Lading signed at Brussels on 25 August 1924.

  • Market Rules means the rules made under section 32 of the Electricity Act;

  • FSA Rules meanss the rules, guidance, principles and codes comprised in the Handbook of Rules and Guidance issued by the FSA. The parties understand and agree that such categorisation is not intended to, and does not, affect the relationship between and among the parties under the 1940 Act or the Advisers Act.

  • Hague-Visby Rules means the provisions of the International Convention for the Unification of certain rules Relating to Bills of Lading signed at Brussels on 25th August 1924 as amended by the Visby Protocol of 23rd February 1968 and the SDR Protocol of 21st December 1979;

  • Site Rules means all rules, regulations, directives and policies notified by the Company from time to time which are intended to be of general application to persons at a Site controlled or managed by the Company.

  • Relevant Rules means, at any time, the laws, regulations, requirements, guidelines and policies relating to capital adequacy (including, without limitation, as to leverage) then in effect in the United Kingdom including, without limitation to the generality of the foregoing, as may be required by CRD IV or BRRD or any applicable successor legislation or any delegated or implementing acts (such as regulatory technical standards) adopted by the European Commission and applicable to the Issuer from time to time and any regulations, requirements, guidelines and policies relating to capital adequacy adopted by the Relevant Regulator from time to time (whether or not such requirements, guidelines or policies are applied generally or specifically to the Issuer or to the Issuer and any of its holding or subsidiary companies or any subsidiary of any such holding company).

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • GEM Listing Rules the Rules Governing the Listing of Securities on GEM

  • Applicable Rules means Section 10D of the Exchange Act, Rule 10D-1 promulgated thereunder, the listing rules of the national securities exchange or association on which the Company’s securities are listed, and any applicable rules, standards or other guidance adopted by the Securities and Exchange Commission or any national securities exchange or association on which the Company’s securities are listed.

  • the Rules means the Insolvency Rules 1986 (as amended);