Ameriprise Financial definition

Ameriprise Financial means Ameriprise Financial, Inc., a Delaware corporation and any successor thereto.
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Ameriprise Financial as follows: This Selected Dealer Agreement (this “Agreement”) sets forth the understandings and agreements among the Issuer Entities, the Sub-Advisor and Ameriprise Financial whereby Ameriprise Financial will offer and sell on a best efforts basis for the account of the Company shares of the Company’s common stock (the “Common Shares”), par value $0.001 per share, registered pursuant to the Registration Statement (as defined below) at the per-share price set forth in the Registration Statement from time to time (subject to certain volume and other discounts as set forth therein) (the “Offering”), pursuant to which Common Shares are also being offered through the Company’s Distribution Reinvestment Plan, as it may be amended and restated from time to time (the “DRIP”). The Common Shares are more fully described in the Registration Statement referred to below. Under the DRIP, distributions will be reinvested in Common Shares at a price equal to 90.0% of the price at which the Common Shares are sold in the Offering at the closing immediately following the distribution date. The DRIP is more fully described in the Prospectus referred to below. Ameriprise Financial is hereby invited to act as a selected broker-dealer (the “Selected Dealer”) for the Offering, subject to the other terms and conditions set forth below.
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Ameriprise Financial as follows: This Selected Dealer Agreement (this “Agreement”) sets forth the understandings and agreements among the Issuer Entities and Ameriprise Financial whereby Ameriprise Financial will offer and sell on a best efforts basis for the account of the Company shares of the Company’s common stock (the “Common Shares”), par value $0.01 per share, registered pursuant to the Registration Statement (as defined below) at the per-share price set forth in the Registration Statement from time to time (subject to certain volume and other discounts as set forth therein) (the “Offering”) The Company also maintains a Distribution Reinvestment Plan, as it may be amended and restated from time to time (the “DRIP”), pursuant to which Common Shares are offered. The Common Shares are more fully described in the Registration Statement referred to below. Under the DRIP, distributions may be reinvested in Common Shares at a price equal to the public offering price at which the Common Shares are sold in the Offering pursuant to the Registration Statement at the closing immediately following the distribution date, net of upfront selling commissions and upfront dealer manager fees. The DRIP is more fully described in the Prospectus referred to below. Ameriprise Financial is hereby invited to act as a selected broker-dealer (the “Selected Dealer”) for the Offering, subject to the other terms and conditions set forth below.
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Examples of Ameriprise Financial in a sentence

  • On November 8, 2021, BMO Financial Group announced that it had completed the previously announced sale of the entities that represent its EMEA asset management business to Ameriprise Financial, Inc.

  • On April 12, 2021, BMO Financial Group announced that it had reached a definitive agreement to sell the entities that represent its EMEA Asset Management business to Ameriprise Financial, Inc.

  • Notify your broker of your association with Ameriprise Financial.

  • This includes soliciting speculative trades in Ameriprise Financial securities or offering or soliciting an opinion on Ameriprise Financial stock.

  • No speculative trading of Ameriprise Financial stock, which is characterized by multiple transactions in a short period of time, transactions in “put” or “call” options, short sales or similar derivative transactions.

  • Xxxxxxxx Vice President and Lead Chief Counsel Ameriprise Financial, Inc.

  • The approved firms are: Ameriprise Financial Charles Schwab Chase Investment/ JP Morgan Edward Jones E*Trade Fidelity Interactive Brokers Merrill Lynch Morgan Stanley Oppenheimer & Co. Raymond James RBC Dominion Securities Scottrade Inc.

  • No preferential treatment from other brokerage firms due to the Covered Person’s employment by or association with Ameriprise Financial and CMIA.

  • Calculated as Ameriprise Financial shareholders’ equity divided by common shares outstanding plus common stock equivalents outstanding at period end.

  • The definition of Covered Person does not include certain senior executives of Ameriprise Financial, Inc.

Related to Ameriprise Financial

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  • CNA means a 20-year capital needs assessment or analysis of replacement reserve requirements.

  • mixed financial holding company means a mixed financial holding company as defined in point (21) of Article 4(1) of Regulation (EU) No 575/2013;

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  • Bancorp means Eagle Bancorp, Inc., a Maryland corporation.

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  • CBC means the Collective Bargaining Committee

  • DST means the Department of Science and Technology of the Central Government;

  • Fifth Third means Fifth Third Bank, National Association.

  • QFII means a qualified foreign institutional investor approved pursuant to the relevant PRC regulations (as amended from time to time).

  • TD means The Toronto-Dominion Bank.

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