Examples of Alberta Securities Act in a sentence
The Company is designated as a “reporting issuer” pursuant to the Alberta Securities Act and Regulations.
Their actions breached the Alberta Securities Act and were contrary to the public interest as the Respondents were not registered and a preliminary prospectus and prospectus were not filed with the ASC as required.
See, for instance, Ontario Securities Act, RSO 1990, c S5 [OSA]; Alberta Securities Act, SA 2000, c S4 [ASA]; British Columbia Securities Act, RSBC 1996, c 418 [BCSA]; Nova Scotia Securities Act, RSNS 1989, c 418 [NSSA].
The foregoing summaries are subject to the express provision of the Securities Act (British Columbia), Securities Act (Alberta), Securities Act (Saskatchewan), the Securities Act (Manitoba), the Securities Act (Ontario), the Securities Act (New Brunswick) and the Securities Act (Nova Scotia) as applicable and the rules, regulation and policy statements there under and reference is made thereto or the complete text of such provisions.12.
The statutory provisions applicable to a number of important provincial markets include the Ontario Securities Act, RSO 1990, c S5 [OSA]; Alberta Securities Act, SA 2000, c S4 [ASA]; British Columbia Securities Act, RSBC 1996, c 418 [BCSA]; Nova Scotia Securities Act, RSNS 1989, c 418 [NSSA].
Any person charged with an offence has the right … (f) except in the case of an offence under military law tried before a military tribunal, to the benefit of trial by jury where the maximum punishment for the offence is imprisonment for five years or a more severe punishment.34 As noted above, the maximum penalty under section 194(1) of the Alberta Securities Act is five years less a day in prison or a fine of up to $5,000,000, or both.
The Crown responded that the Alberta Securities Act is regulatory in nature and not criminal.
The investigation confirmed and Moore admits that he breached those sections of the Alberta Securities Act, RSA 2000, c S-4, as amended, (Act), referred to in this Settlement Agreement and Undertaking (Agreement), and that he acted contrary to the public interest.
The Respondents were therefore in breach of the Alberta Securities Act.
For Subscribers Resident in AlbertaThe Alberta Securities Act provides purchasers resident in the Province of Alberta (each an “Alberta Subscriber”) with, in addition to any other right they may have at law, rights of rescission or damages, where an offering memorandum, together with any amendments thereto, contains a misrepresentation.