Affiliated Officer definition

Affiliated Officer means (i) any corporate officer or director of the Firm who is not a resident at the Firm’s business location; and (ii) is subject to the provisions of an affiliate’s code of ethics for personal trading.

Affiliated Officer means (i) any corporate officer or director of the Adviser who is not a resident at the Adviser’s business location: and (ii) is subject to the provisions of an affiliate’s (e.g. Virtus Investment Advisers, Inc. or the Virtus Funds) code of ethics for personal trading, in which case Virtus Corporate Compliance would have responsibility for administration of all aspects of their code with respect to those individuals. Virtus Corporate Compliance will provide affirmation that these individuals are in compliance with their Code.

Affiliated Officer means an officer of the Company affiliated with the SLP Investors.

Examples of Affiliated Officer in a sentence

• A Fund Affiliated Officer may be an "interested person" of the Fund within the meaning of Section 2(a)(19) of the Act.

• A Fund Affiliated Officer is further defined as one who does not normally obtain information regarding the purchase or sale of a security by the Fund within fifteen days before or after the purchase or sale.

• The parties expressly acknowledge and agree that: (i) each Stockholder, Sponsor Director and Affiliated Officer of the Company has the right to, and shall have no duty (contractual or otherwise, other than provisions of applicable law that may not be waived) not to, (x) directly or indirectly engage in the same or similar business activities or lines of business as the Company, Intermediate Holdings, J.

• Crew or any of their subsidiaries; and (ii) in the event that a Stockholder, Sponsor Director or Affiliated Officer of the Company acquires knowledge of a potential transaction or matter that may be a corporate opportunity for the Company, Intermediate Holdings, J.

• Crew or their respective Affiliates or Stockholders for breach of any duty (contractual or otherwise, other than provisions of applicable law that may not be waived) by reason of the fact that such Stockholder, Sponsor Director or Affiliated Officer, directly or indirectly, pursues or acquires such opportunity for itself, directs such opportunity to another Person, or does not present such opportunity to the Company, Intermediate Holdings, J.

More Definitions of Affiliated Officer

Affiliated Officer means an officer of the Company affiliated with any of TPG, CPPIB or LGP.

Affiliated Officer means an officer or other key employee of Echo, the Company or any of their respective Subsidiaries affiliated with any Sponsor other than solely as a result of being an officer of Echo, the Company or any of their respective Subsidiaries.

Affiliated Officer means an officer of the Company affiliated with the GS Parties or the THL Parties.

Affiliated Officer means, for purposes of this Code, an officer of the Corporation who is a director, officer or employee of the Adviser, the Sub-Advisers, Foreside or an affiliate of any of them.

Affiliated Officer means, for purposes of this Code, an officer of the Fund who is a director, officer or employee of the Adviser or Administrator or an affiliate of either.

Affiliated Officer means an officer of the Company that is an Affiliate of CA, CA II, GSCP or Kxxxx.

Affiliated Officer means (i) any corporate officers or director of the Adviser who is not a resident at the adviser’s business location: and (ii) is subject to the provisions of an affiliate’s (e.g. PIC or the Phoenix Funds) code of ethics for personal trading. In which case Corporate Compliance would have responsibility for administration of all aspects of their code with respect to those individuals. Corporate compliance will provide certification that these individuals are in compliance with their code.