Advice from Broker or "Advice" means a written notice sent to Customer and Bank or transmitted by a facsimile sending device, except that Advice for initial or additional Collateral or with respect to Broker's ability to effect a short sale for the Customer may be given orally. With respect to any short sale or Closing Transaction, the Advice from Broker shall mean a standard confirmation in use by Broker and sent or transmitted to Customer and Bank. With respect to substitutions or releases of Collateral, Advice from Broker means a written notice signed by
Advice from Broker or "Advice" means a written notice sent to Customer and Bank or transmitted by a facsimile sending device, except that the Advice for initial or additional Collateral or with respect to Broker's ability to effect a short sale for Customer may be given orally. With respect to any short sale or Closing Transaction, the Advice from Broker shall mean a standard confirmation in use by Broker and sent or transmitted to Customer and Bank. With respect to substitutions or releases of Collateral, Advice from Broker means a written notice signed by Broker and sent or transmitted to Customer and Bank. An authorized agent of Broker will certify to Customer and Bank the names and signatures of those employees who are authorized to sign Advices from Broker, which certification may be amended from time to time. When used herein, the term "Advice" means the act of sending an Advice from Broker.
Advice from Broker or "Advise" means a written notice sent to Customer and/or Bank or transmitted by a facsimile sending device, except that for any of the following purposes it shall
Examples of Advice from Broker in a sentence
The Bank shall act only upon receipt of Advice from Broker regarding release or substitution of Collateral.
Custodian shall act only upon receipt of Advice from Broker regarding release or substitution of Collateral.
Section 5.2 presents the implications and conclusions that can be drawn from the results of the study.
Such excess shall at Customer's request be transferred therefrom upon Advice from Broker.
The Bank will provide immediate telephone notice to Customer of any receipt by Bank of Advice from Broker to deliver Collateral free of payment, and shall promptly effect delivery of Collateral to Broker.
More Definitions of Advice from Broker
Advice from Broker means a notice sent by an authorized representative of Broker or by Customer’s introducing broker delivered to Customer, Manager or Custodian, as applicable hereunder, communicated: (i) in writing (including, but not limited to, as part of the daily work file provided to Customer); (ii) by a facsimile-sending device; or (iii) in the case of a call for additional Collateral, a notice that an exercise notice filed with OCC has been assigned to Customer, a notice that Customer has failed to give notice of intent to make payment due upon exercise of a Put Option or has failed to make delivery of securities or currency required to be delivered upon exercise of a Call Option or has failed to pay an Exercise Settlement Amount, or a notice referred to in Section 7 hereof, by telephone to a person designated by Customer, Manager or Custodian in writing as authorized to receive such advice or, in the event that no such person is available, to any officer of Customer, Manager or Custodian.
Advice from Broker or “Advice” means a written notice or instruction provided by Broker to Customer or Custodian by mail, telegram, personal delivery or facsimile, provided, that in respect of Customer only, Advice also means a notice, instruction or information provided, or made available to, Customer by electronic mail or other internet or electronic means, including without limitation, by providing Customer with access to, or use of, an internet site, or an on-line or other electronic system for account access, trading, order entry or other service, and provided further, that Advice for the deposit or posting of initial or additional Collateral or with respect to Broker’s ability to effect a short sale for Customer may be given orally. With respect to any short sale or Closing Transaction, the Advice from Broker may be communicated by means of the standard confirmation in use by Broker and provided or made available to Customer or Custodian, as applicable. Anything herein to the contrary
Advice from Broker means a notice or entitlement order (as defined in Section 8-102 of the UCC (as defined herein)) or instruction (within the meaning of Section 9-104 of the UCC) delivered to Customer or Custodian by an Authorized Representative (as defined below) of Broker, as applicable hereunder, communicated: (i) in writing (including, for the avoidance of doubt, electronic mail); (ii) by a facsimile- sending device; or (iii) in cases of calls for additional Collateral (as such term is hereinafter defined) or notices referred to in paragraph 7 hereof, by telephone to a person designated by Customer or Custodian in writing as authorized to receive such advice or, in the event that no such person is available, to any officer of the Customer or Custodian. An officer of Broker will certify in writing to Custodian the names and signatures of those Authorized Representatives, which certification may be amended in writing from time to time.
Advice from Broker or “Advice” means a written notice sent to Customer or Custodian by Broker. Advice for initial or additional Collateral or with respect to a short sale for Customer may be given orally. With respect to any short sale, Broker’s standard form of confirmation, in accordance with Exchange Act Rule 10b-10, shall be the Advice when sent to Customer with a copy to Custodian. Any Advice from Broker to Custodian directing transfer or redemption of any Financial Asset comprising the Collateral shall constitute an Entitlement Order of Broker. With respect to substitutions or releases of Collateral, Advice from Broker means a written notice signed by Broker and sent or transmitted to Custodian and Customer.
Advice from Broker or “Advice” means a written notice sent or transmitted electronically by Broker to Customer (including Customer’s agents) or Custodian, except that an Advice sent to Customer (i) requesting initial or additional Collateral, or (ii) with respect to Broker's ability to effect a Short Sale for Customer, may be given orally by Broker to a person designated by Customer in writing (which shall not be Custodian) as its authorized representative to receive such Advice (or, in the event such person is not available, to any officer of the Customer). With respect to any Short Sale or Closing Transaction, the Advice from Broker shall include a confirmation in the form normally used by Broker for that type of transaction. An authorized agent of Broker will certify to Custodian the names and signatures of those employees who are authorized to sign Advice from Broker, which certification may be amended from time to time. When used herein, the term “Advise” means the act of sending an Advice from Broker.
Advice from Broker means a notice sent by an authorized representative of Broker and delivered to Customer, Manager or Custodian, as applicable hereunder (i) in writing, signed or authenticated by such authorized representative of Broker and transmitted by a facsimile-sending device; or (ii) in the case of a call for additional Collateral, a notice that an exercise notice filed with OCC has been assigned to Customer, a notice that Customer has failed to give notice of intent to make payment due upon exercise of a Put Option or has failed to make delivery of securities or currency required to be delivered upon exercise of a Call Option or has failed to pay an Exercise Settlement Amount, or notice referred to in Paragraph 7 hereof, by telephone from an authorized representative of Broker to Customer, Manager or Custodian, as applicable hereunder or to a person designated by Customer, Manager or Custodian in writing as authorized to receive such advice.
Advice from Broker means a notice sent by an Authorized Representative of Broker (as defined below) delivered to Customer, Manager or Custodian, as applicable hereunder, communicated: (i) in writing; (ii) by a facsimile- sending device; or (iii) in the cases of calls for additional Collateral (as such term is hereinafter defined), a notice that an exercise notice filed with OCC has been assigned to Customer, a notice that Customer has failed to give notice of intent to make payment due upon exercise of a Put Option (as hereinafter defined) or has failed to make delivery of securities or currency required to be delivered upon exercise of a Call Option (as hereinafter defined) or has failed to pay an Exercise Settlement Amount, or a notice referred to in paragraph 7 hereof, by telephone to a person designated by Customer, Manager or Custodian in writing as authorized to receive such advice or, in the event that no such person is available, to any officer of Customer, Manager or Custodian, provided, however, that such Advice from Broker is confirmed promptly thereafter by written notice. An officer of Broker shall certify to Custodian on Appendix A attached hereto the names and signatures of those employees who are authorized to sign Advices from Broker (each, an “Authorized Representative of Broker”), which certification may be amended from time to time by a new written certification to Custodian.