Additional Selling Agent definition

Additional Selling Agent is a Broker/Dealer and NASD member and is organized in accordance with the laws of the state or country of its formation.
Sample 1Sample 2Sample 3
Additional Selling Agent is a registered broker-dealer and member of FINRA and is organized in accordance with the laws of the state or country of its formation.
Sample 1Sample 2Sample 3

Examples of Additional Selling Agent in a sentence

  • The Additional Selling Agent hereby accepts such invitation and agrees to participate in such offer for sale on the terms and conditions set out in this Agreement.

  • In addition, the Lead Selling Agent shall indemnify, hold harmless and defend the Additional Selling Agent (and any controlling person) for any loss, liability, claim, damage or expense incurred by the Additional Selling Agent arising from any breach of this Agreement by the Lead Selling Agent.

  • The Additional Selling Agent will retain the evidence of verification of identity and records of all transactions for at least five years following the ending of the relationship with any person for whom orders for the subscription of Units have been effected.

  • Nothing in this Agreement shall be construed so as to require any payment to the Additional Selling Agent for procuring potential purchasers who, for any reason, do not purchase Units.

  • The Lead Selling Agent agrees that it will take such steps to ensure the confidentiality of the Additional Selling Agent's client list as the Additional Selling Agent may reasonably request.

  • This indemnification includes the obligation upon the Issuer to advance such reasonable retainer for any legal or other expenses reasonably expected to be incurred by you, any Additional Selling Agent, or such Director, Officer, controlling person in connection with investigating, defending or preparing to defend any such loss, claim, damage, liability or action.

  • We will also explain (disclose) the so-called “Specific Disclosure Items” of the Code in this report.Regardless of the order of items in the Corporate Governance Code, this report will provide explanations in the order devised in accordance with the Company’s basic corporate governance philosophy.Areas of this report corresponding to the “Specific Disclosure Items” of the Corporate Governance Code are referenced in a separate table (page 5).

  • The Additional Selling Agent agrees to comply with the terms and conditions of this Agreement and any terms and conditions of the Selling Agreement applicable to Additional Selling Agents.

  • The remuneration payable to the Additional Selling Agent on transactions based on the net asset value of Units is set out in the attached Schedule I.

  • The Partnership shall have the right, in its sole discretion, to evaluate potential purchasers procured by the Additional Selling Agent and decline to sell Units to any potential purchaser for any reason.

Related to Additional Selling Agent

  • Additional Servicer Each affiliate of each Servicer that services any of the Mortgage Loans and each Person who is not an affiliate of the any Servicer, who services 10% or more of the Mortgage Loans. For clarification purposes, the Master Servicer and the Securities Administrator are Additional Servicers.

  • Selling Agent Morgan Stanley & Co.

  • Additional Purchasers means purchasers of Additional Notes.

  • Purchaser/ User means ultimate recipient of goods and services

  • Additional Secured Parties means any Additional Agents and any Additional Creditors.

  • Locational UCAP Seller means a Member that sells Locational UCAP.

  • Additional Purchased Assets shall have the meaning set forth in Subsection 3(a).

  • Additional Purchase Price has the meaning provided in Section 1.2(b).

  • Additional Purchased Securities Securities provided by Seller to Buyer pursuant to Paragraph 4(a) hereof;

  • Additional Servicing Fee means, for any Collection Period, if a successor Servicer has been appointed pursuant to Section 8.2 of the Sale and Servicing Agreement, the amount, if any, by which (i) the compensation payable to such successor Servicer for such Collection Period exceeds (ii) the Monthly Servicing Fee for such Collection Period.

  • Warranty Purchaser The Person described in Section 2.04 of the Trust Sale Agreement.

  • Purchasing Agent means the head of the City’s Purchasing Division, or a designated contact person acting for him or at his direction.

  • Receivables Sellers means the Borrower and those Subsidiaries (other than Receivables Entities) that are from time to time party to the Permitted Receivables Facility Documents.

  • Original Purchaser means the original purchaser of the Bonds designated by the Fiscal Officer in the Certificate of Award.

  • Collection Agent means at any time the Person then authorized pursuant to Section 6.01 to service, administer and collect Transferred Receivables.

  • Receivables Seller means the Borrower or those Subsidiaries that are from time to time party to the Permitted Receivables Facility Documents (other than any Receivables Entity).

  • Closing Agent means the attorney, real estate firm, or closing company that is closing the cash sale qualifying purchase transaction and that prepares the cash sale settlement statement.

  • Applicable Investor means each holder of a beneficial interest in any Class A Note that is (i) an EEA credit institution or investment firm subject to the CRR, including any consolidated group affiliate thereof; (ii) an EEA insurer or reinsurer subject to the Solvency II Regulation; or (iii) an EEA alternative investment fund manager to which the AIFM Regulation applies.

  • Repo Custodian shall have the meaning set forth in the preamble of this Agreement.

  • Purchaser Representative means any person who satisfies all of the following conditions or who the issuer reasonably believes satisfies all of the following conditions:

  • Original Purchasers means RBC Capital Markets, LLC, Chicago, Illinois, and the other original purchasers designated by the Fiscal Officer in the Certificate of Award.

  • Purchaser Affiliate means any affiliate of the Purchaser, including a transferee who is an affiliate of the Purchaser, and any person who controls the Purchaser or any affiliate of the Purchaser within the meaning of Section 15 of the Securities Act or Section 20 of the Exchange Act; and

  • Initial Servicer means CarMax.

  • CUSA has the meaning specified in the recital of parties to this Agreement.

  • Initial Purchase Price has the meaning set forth in Section 2.1.

  • Controlling Note Holder Representative shall have the meaning assigned to such term in Section 6(a).